Whom BY

to Refer

HENRY

for

GRUNEBAUM,

Group M.D.,

AND

Psychotherapy WILLIAM

KATES,

M.D.

the clinic conclusive.

The authors believe that group psychotherapy is a useful modality in terms ofboth economic use of resources and manpower and effective treatment for many common problems. Three major indications for group therapy are inappropriate patterns of interpersonal relationships, the tendency to act immediately onfeelings, and the potential or existence ofa transference that impedes individual therapy. Patients in these categories who are also in crisis or have a neuroticproblemfor which the development of a transference neurosis is indicated may require individual therapy instead ofor in addition to group therapy. The attitude ofthe referring physician is crucial; he/she must provide support during the transition and must believe that group therapy can substantially benefit the patient.

How, In answer

setting

PAPER

will

present

a clinical

perspective

clinical guidelines that scepticism of scientific

vides

economic

use

of staff

time

it is an appropriate and of common problems.

Discussion

of referrals

for

and

energy,

effective

necessary.

group

but

for

is

often clouded by strong ideological opinions-typically, the feeling that group therapy is “second-rate treatment.” Such a position is often reinforced by clinicians having had rewarding personal experiences in individual psychotherapy or analysis but no such experiences in group psychotherapy. However, a review of the literature on the effectiveness of group and individual psychotherapy (1) suggested that there is no scien-

tific reason to believe that individual therapy is superior to group therapy. The most carefully controlled study (2) was of discharged but previously hospitalized schizophrenics and found that group therapy was more effective than individual therapy carried out by the same therapists. Other studies of treatment outcome in

The authors Cambridge,

are with the Mass. 02138,

Cambridge

Hospital,

1493

Cambridge

St.,

where Dr. Grunebaum is Director of Family and Group Psychotherapy Training and Dr. Kates is Staff Psychiatrist. Dr. Grunebaum is also Associate Clinical Professor of Psychiatry and Dr. Kates is Clinical Instructor of Psychiatry, Harvard Medical School.

130

Am J Psychiatry

134:2,

February

1977

or

Individual

in-

modalities to be chosen? we have arrived at a set of

reflect a position outcome studies

between and the

treatment

is conceived

the con-

of mdiseems

of as is.

also

psychotherapy

designed

sue-focused, insight-oriented psychotherapy This therapy is long-term and involves considerable activity by the therapist, with careful attention to the transference, and has been well described by Malan (3), Balint and associates (4), and Balsam and Balsam (5). Group treatment is also seen as long-term, occurring in a stable group of peers where the members are provided opportunities for demonstrating habitual difficulties in

on the

treatment

poorly

viction of preference and ideology. At this point, a brief description of the kinds vidual and group treatment we are discussing

frequently asked question, How do you decide whether to refer a patient for group or for individual psychotherapy? We believe that group therapy is a useful treatment modality for many patients seeking help in an outpatient clinic setting, not only because it probecause a number

been

then, are treatment to that question,

relationships THIS

have

(being)

and

for trying

out

new

styles

of

relating (becoming). The leader’s task is to foster mature peer relations and growing intimacy while keeping the focus not on himself and the transference but on the group members and their feelings about each other. Yalom (6) has presented a similar perspective on group therapy. The patient population with whom we are concerned

is the broad range of adults who come to the outpatient department of a mental health center or general hospital. These adults (excluding addicts, alcoholics, delinquents, psychotics, and older people, who ferent problems in choice of treatment have neurotic, characterological, borderline,

tional having cellent

problems. They are perceived the potential to benefit from candidates

for

psychotherapy.

present difmodalities) and situa-

as treatable, as insight, and as exChoice

of treat-

ment modality becomes an urgent question as the clinic year progresses and all individual therapy time is filled. Group therapy referrals are then made because “nothing else is available,” and many therapists feel that they are referring first-class patients fo secondclass treatment. The clinic is forced to consider the question as it is usually phrased: “Whom shall we refer to group or individual therapy?” Our clinical experience suggests a more effective formulation of this question that can help clinicians to use therapeutic resources more rationally as well as provide more flexible opportunities for patient growth. In this view, one particular kind of patient is not assigned to one kind of treatment; rather, over time the patient

is referred flexibly ful for the pattern

to the treatment modality of action that he/she

most usewishes to

HENRY

change.

Decisions

made

several

ment

at the

MAJOR

about

times

treatment

in the

alternatives

course

of a patient’s

may

be

treat-

clinic.

INDICATIONS

FOR

GROUP

PSYCHOTHERAPY

Faulty

Interpersonal

First, group treatment seems stand and change patterns of relationships, particularly with sex (although we have also seen mosexual

relationships).

The

to help patients underdifficult interpersonal people of the opposite these difficulties in ho-

difficulties

are often

man-

ifested in one of three ways: 1) withdrawal from relationships, 2) multiple transient relationships, and 3) very sticky and overdependent relationships, often with inappropriate partners. Ms. A, a 22-year-old secretary, had been terrified of men since adolescence, when her aunt was raped. She was referred to group therapy because her individual therapist was concerned that she knew nothing about sex and sexuality. It was suggested that she learn to talk to men before becoming sexually involved. Gradually, over the course of a year in group treatment, she reported that she was talking to men at work and having lunch with them for the first time.

Mr. B, a 37-year-old architect, had had long periods in his life when he lived alone and saw only a few old friends. However, there were also periods when he became sexually involved with women who were usually uneducated but quite motherly. As he became increasingly involved and they began to care for him, his feelings ofdesire gradually turned to contempt. In the group, his need to look down on people was brought forcefully to his attention and this behavior slowly changed. Concurrently, his efforts to relate warmly were rewarded by the group’s increasing enjoyment of his intelligent and witty assessments of situations. The group provided both ofthese a chance to get to know members

gradually and safely. patient often is unable other sex since he/she sient, uncaring, casual

fearful of the

people opposite

with sex

Similarly, the promiscuous to get to know members of the relates predominantly in a tranway.

Mr. C was a businessman who made ing which he conducted both business

frequent trips durand sex. When he in the group, it was

became attached to one of the women not possible for him to deal with her casually as had been his pattern in the past. He had to deal with her as a whole person week after week, which provided him an opportunity to study his conflicts regarding intimacy. He gradually came to see that intimacy was possible and more rewarding than his previous patterns.

The interpersonal ples are manifestations

patterns described of the patient’s

defined as the ego-syntonic personality (as opposed

aspects to neurotic

in these character,

examhere

of an individual’s or ego-alien fea-

AND

WILLIAM

KATES

tures). Guttmacher (7) has also written about the efficacy of group psychotherapy in the treatment of character problems. Confronting aspects of a patient’s character in individual therapy is often hazardousconfrontation may be experienced as rejection rather than as help. Commenting on a patient’s boring tone of voice, provocative or seductive behavior, or sense of entitlement

Patterns

GRUNEBAUM

may

sound

to the

patient

like

a statement

of the therapist’s personal feelings and opinions rather than factual observation. In group therapy, character patterns such as those in the examples above are not described

but

are

instead

experienced

in the

actual

in-

teractions in the group. Since reactions to the patient are multiple, confrontations are modulated and made possible by the simultaneous offer of support and empathic identification. The skillful leader can, if necessary, regulate the force and sadism of the confrontation. Confrontation more readily mon “sibship” more friendly

see their

by a that of the and less

than

own

experience

characterological both

ously. The participation

A man from man who was have difficulty



same

‘Of course,’

support

One

need

not

and vicari-

for silent to par-

always

be

in the

a grouse hunting family was told by another also to the manor born that he seemed to accepting his ‘ ‘aristocratic roots. ‘ ‘ When

in anger,

the

in others

and

focus in the group allows the patient is too threatened

ticipate more directly. “hot seat” in a group.

from

problems

confrontation

shifting when

he replied

peer is received and accepted offered by a “parent.” The commembers makes the experience rejecting. Finally, members can





‘You

only

know

sort of family, ‘ defused the anger



that

because

you are

the soft-spoken and demanded

rejoinder, an honest

interfere

patients’

self-scrutiny.

Many

of

the

patterns

that

with

relationships with others do not reflect regression in the face ofunconscious conflict but seem instead to result from early deprivation and fixation. Uncovering and interpretation of conflict do not seem useful for these kinds ofproblems. Balint (8)labeled the predicament

ofthe

her

need py, with tionships, emotional

modes Impulsive

patient

“the

for “healing, its supportive can often experience

of relating

basic

that

and

fault”

and

described

his/

not explaining.” Group theraatthosphere and multiple relaprovide some of the corrective move

allows

people

beyond

to try

fixated

out

new

patterns.

Behavior

A considerable number of young adults find it difficult to control the need to act immediately on their feelings. The unique advantage of group therapy is that some members of the group become participants in the patient’s characteristic pattern of action while others serve as the chorus to the drama, commenting on the behavior. The psychotherapist conducting individual therapy often finds it more difficult to be both participant and observer. The temporal simultaneity or conAmfPsychiatry

134:2,

February

1977

131

WHOM

TO

REFER

FOR

GROUP

PSYCHOTHERAPY

tiguity of action and commentary tend to force the patient to examine feelings underlying the action. Commentary from other group members is experienced, as noted earlier, as less threatening than that from the therapist. The actual data of the patient’s behavior are available to the therapist, and his/her comments can take

into

account

all parties

in the

interaction,

focusing

attention on initiators, recipients, and witnesses. For instance, he/she can say: “It appears that Tom gets himself attacked, something Steven is only too happy to engage in, while Mary says, ‘Let’s you and him fight’.” The therapist can see first-hand how the patient gets himself attacked. These data are much harder The

to come problem

within

the

leading

by in individual for the therapist

group,

to intimate

i.e.,

therapy. is to contain

to prevent

subgroups,

sexual or anger

the

feelings

action

from

to fragmenta-

tion. Responsibility for group boundaries and rules are shared by the leader and members. The more disturbed and fragmented the members, the more responsibility the leader must take for group rules. With healthier patients, responsibility for group rules is given to members. In discussing these rules and their infringements, group members can learn about the feelings that underlie action. It is our belief that the group leader should strive to make the group a setting in which interpersonal relationships and personal expression can be approached playfully. Like play, the expression of real feelings and reactions need not have weighty consequences in action but instead can be an opportunity for learning.

feelings about the leader. Peers view of the therapist as a human and idiosyncracies. Mr. E joined

the group

despite

can present being with

a realistic limitations

the fact that he believed

the therapist was insufficiently experienced to help him. A referral by the group therapist to an individual therapist was unsuccessful. The patient could not find the right therapist and derogated the efforts of the group leader. The group repeatedly pointed out to him that he wanted a god, not a human being, as a therapist. They also told him that he talked down to the therapist as though he thought of himself as superior. He was eventually able to accept a referral-this time to a woman, even though he believed “no woman could know enough to help me.” He was able to agree with the group therapist that seeing a woman therapist would enable him to detour his need to expect too much of certain men and his disappointment with their failures. The new therapist and patient were able to begin productve work within a short time.

Finally,

the

acceptance

by the

patient

of the

limita-

of the transference object is greatly enhanced by the real gratification provided by the multiple relationships offered in the group. All demands for gratification are not focused on one limited being (the therapist). When life or death is dependent upon the vicissitudes of an untestable transference, as is often the case with some suicidal patients, the addition of group therapy multiplies the possibilities of gratification and reduces the all-or-none impact of the individual transference. tions

Transference SUMMARY

Group therapy is extremely useful when predicted or existing transference cannot be placed in perspective by the patient who insists on the “reality” of feelings. Szasz (9) has emphasized that transference interpretations always involve reality testing and that the patient must be able to experience certain feelings as being inappropriate to the therapeutic relationship. If the patient is unable to do this, therapist and patient have a difference of opinion rather than an opportunity for understanding. Dealing with such problems is easier in the group, which offers the patient several unique opportunities. The reality-testing clarifications are offered by peers rather than by the object of the transference distortions; thus they can be more readily accepted by the patient. Ms. D was a waif-like young woman who had almost no relations with her family and required constant support from her therapist. Moreover, she sought a second therapist on whom she also made demands. In the group she felt that

the

rejecting not only worried

her. The other group members did she get her share of attention that she was the leader’s favorite.

Members sharing the 132

Am

therapist,

by

not

gratifying

her

of the group can support the perspective they have gained

J Psychiatry

134:2,

February

1977

wishes,

was

pointed out that but they were

AND

There

are

uniquely

three

types

of

problems,

then,

the

the power

necessary

support

of transference and if the patient

is over three major

from

in group of interpersonal

that

individual

problem

areas

to group of group

the patient is extremely trustful of others. This populations and among

that

therapy: relationships

are

1) unsatisfying patterns 2) tendencies to put feelings immediately into action, and 3) the potential to develop a transference that will be difficult to interpret and study. Although these problems are often associated with one another, the presence of any one of them is sufficient to suggest referral to a group. This referral may require modification if, for example, the patient is also in crisis. Patients in crisis require immediate help and intervention that is best supplied by individual therapy. Unless the group is organized around a shared common crisis (e.g., natural groups like mourners or arranged groups like heart attack victims), group cohesion does not take place rapidly enough to provide the new member with

approachable

Modification

patient by on similar

CONCLUSIONS

individual

can provide. wants help we have

therapy referral

therapy

,

and

After the crisis with one of the

described,

referral

is indicated. is also

required

when

paranoid and severely misis often the case in inpatient drug addicts, and techniques

HENRY

and goals of group therapy must be modified accordingly. Examples of such modifications are mandatory treatment, introduction of co-leaders, and increased frequency of group meetings. The leader may need to focus his/her expectations on helping group members to tolerate being in each other’s presence, with confrontations

kept

The third tion of group ic problems ence best

to a minimum.

set of circumstances referral is the existence

requiring modificaof specific neurot-

for

which the development of a transferneurosis and its analysis are indicated. This can be achieved in individual therapy or analysis,

growth, patients.

2.

Int J Group

O’Brien

CP,

478,

person that groups have much her ongoing support during therapy and often for some

Groups

must

this

type

of patient.

be seen

as useful

to offer patients and his/ the transition to group time after its beginning.

places

for change

and

with

WILLIAM

KATES

for second

-class

DH:

Charles

RM,

9.

et al: Group

Arch

of Brief

Gen

vs individual

on psy-

Psychiatry

Basic

Brown

and

Books,

J: The

therapy.

27:474-

Springfield,

Ill,

Focal Psychotherapy: Philadelphia, JB

concept

a Psychotherapist:

& Co.

Practice

A Clinical

1974

of Group

Psychotherapy.

of character, character Psychiatry 14:513-522,

Fault-Therapeutic Publications,

Szasz T: The communication ent. BrJ Psychol 32:161-170,

J Psychiatry

An ExLippincott

1970

Compr

M: The Basic Tavistock

E:

A: Becoming

Little,

Am

Psychotherapy.

PH, Balint Psychoanalysis.

ID: The Theory York,

Guttmacher Balint London,

BA,

research

1975

1963

Balsam

Boston,

and group 8.

A Study

Balint M, Ornstein ample of Applied Co, 1972

New

Ray

schizophrenics.

C Thomas,

Primer.

7.

KB,

of hard-nosed

25:185-197,

1972

3. Malan 4.

review

Psychother

Hamm

chotherapy

6. Yalom

for

by the patient of a referral to group on both the conviction of the referring

treatment

H: A soft-hearted

groups.

supplement

to treatment

not as second-class

1. Grunebaum

5. Balsam

acceptance depends

AND

REFERENCES

where the search for an answer to the question, “How did I get to be this way” is also best pursued. Concurrent or subsequent group therapy may be a useful The therapy

GRUNEBAUM

problems, 1973

Aspects

of Regression.

between

child

1968

of distress 1959

134:2,

February

1977

and

par-

133

Whom to refer for group psychotherapy.

Whom BY to Refer HENRY for GRUNEBAUM, Group M.D., AND Psychotherapy WILLIAM KATES, M.D. the clinic conclusive. The authors believe that gro...
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