REVIEW

10.1111/1469-0691.12513

Update on antifungal resistance in Aspergillus and Candida M. C. Arendrup Unit of Mycology and Parasitology, Department Microbiology and Infection Control, Statens Serum Institut, Copenhagen, Denmark

Abstract Antifungal resistance in Candida and Aspergillus may be either intrinsic or acquired and may be encountered in the antifungal drug exposed but also the antifungal drug-na€ıve patient. Prior antifungal treatment confers a selection pressure and notoriously raises the awareness of possible resistance in patients failing therapy, thus calling for susceptibility testing. On the contrary, antifungal resistance in the drug-na€ıve patient is less expected and therefore more challenging. This is particularly true when it concerns pathogens with acquired resistance which cannot be predicted from the species identification itself. This scenario is particularly relevant for A. fumigatus infections due to the increasing prevalence of azole-resistant isolates in the environment. For Candida, infections resistance is most common in the context of increasing prevalence of species with intrinsic resistance. Candida glabrata which has intrinsically reduced susceptibility to fluconazole is increasingly common particularly among the adult and elderly population on the Northern Hemisphere where it may be responsible for as many as 30% of the blood stream infections in population-based surveillance programmes. Candida parapsilosis is prevalent in the paediatric setting, at centres with increasing echinocandin use and at the southern or pacific parts of the world. In the following, the prevalence and drivers of intrinsic and acquired resistance in Aspergillus and Candida will be reviewed. Keywords: Acquired resistance, Aspergillus, azoles, Candida, echinocandins, intrinsic resistance, susceptibility testing Article published online: 21 December 2013 Clin Microbiol Infect 2014; 20 (Suppl. 6): 42–48

Corresponding author: M. C. Arendrup, Unit of Mycology, Dept. Microbiology and Infection Control, Statens Serum Institut, Building 43/317, Copenhagen, Denmark E-mail: [email protected] Invited review for Clin Microbiol Infection: based on a lecture given at the ESCMID conference Invasive Fungal Infections, Rome Jan 1-18, 2013.

Introduction Resistance in Aspergillus and Candida has been increasingly investigated and reported because standards for susceptibility testing and associated breakpoints became available and as a consequence of the increased use of antifungal compounds [1–4]. Resistant infection can be encountered in the antifungal drug-exposed patient due to selection of intrinsically resistant species or isolates with acquired resistance belonging to species that are normally susceptible. In both cases, resistance may be expected as any antimicrobial therapy is associated with a selection pressure and therefore risk of resistance.

Resistance can, however, also be encountered in the antifungal drug-na€ıve patient and, again, can be due either to infection with intrinsically resistant species or to isolates with acquired resistance. Whereas resistance due to intrinsically resistant species can be diagnosed through correct species identification, detection of isolates with acquired resistance is more demanding and requires appropriate and carefully performed susceptibility testing and endpoint interpretation [5]. New tools for rapid species identification of Candida species including the matrix-assisted laser desorption ionization time-of-flight mass spectrometry (MALDI-TOF MS), fluorescence in situ hybridization (FISH), etc. have improved correct species identification at clinical microbiological routine

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laboratories. However, various challenges are still associated with performance and interpretation of susceptibility testing even though commercial tests are now available for most antifungal compounds and clinical breakpoints have been established [1,2,6–11]. Firstly, performance requires expertise to obtain reproducible results, second the standardization of commercial methods against the reference test is not perfect for all drug–bug combinations leading to misclassification of susceptibility test results when reference breakpoints are adopted, and finally for Aspergillus, such tests are not routinely performed. Hence, the greatest diagnostic challenges related to resistant infections lay with the correct and timely detection of infections due to isolates with acquired resistance and particularly so in the drug-na€ıve patients where, historically, resistance has not been expected.

Resistance in Aspergillus From an epidemiological point of view, less is known about the true prevalence of resistant Aspergillus infections than about resistant infections for most other organisms. This is due to the fact that most routine laboratories do not susceptibility test their Aspergillus isolates and many laboratories find species (or even genus) identification of aspergilli difficult. Additionally, national surveillance programmes are lacking. Intrinsic resistance

Aspergillus fumigatus is by far the most common species causing human infection. The wild-type isolates are susceptible to all the licensed mould active azoles (Table 1) and echinocandins [3,4,12]. However, the A. fumigatus species complex includes more than 30 sibling species which cannot be differentiated morphologically from one another or from A. fumigatus. Several of these have been isolates from humans and been shown to be intrinsically resistant to one or more antifungals (Table 2) [12–15]. Notably, however, a simple temperature

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TABLE 2. Intrinsic resistance (R) and variable (V) susceptibility in Aspergillus

Aspergillus section fumigati A. fumigatiaffinis A. lentulus N. pseudofischeri A. viridinutans N. udagawae A. terreus (and A. alabamensis) A. flavus A. versicolor (and A. sydowi) A. calidoustus A. allilaceus

AMB

Azoles

R R V R R R R R

R R R R R (vor) R V R

V

Echinocandins

V

V V

Data compiled from [12–15]. Vor, Voriconazole.

tolerance test (growth at temperatures higher than 48°C) can discriminate between A. fumigatus and the sibling species. Intrinsic amphotericin B resistance has been recognized in A. terreus for many decades, but also A. flavus and other less common species have reduced susceptibility to amphotericin B [3]. Importantly, a number of these rare Aspergillus species are also resistant to azoles and in some cases also to echinocandins posing obvious challenges for patient management (Tables 1 and 2). Hence, careful species identification is mandatory for clinically important isolates. Acquired resistance in AF-na€ıve patients

Azole-resistant A. fumigatus infections have been reported in a number of countries. Most reports derive from Europe and involve a single molecular resistance mechanism consisting of a 34-bp tandem repeat TR34 in the promotor region of the azole target CYP51A gene and a point mutation in the target gene itself leading to an L98H amino acid substitution (TR34/L98H). This resistance mechanisms has been detected in isolates deriving from Austria, Belgium, Denmark, Germany, France, the Netherlands, Norway, Spain, Sweden and the UK [16–23] and outside Europe in China, India and Iran [24,25] (Verweij, personal communication). Notably, 61% of the global market share of agricultural fungicides is used in these Western

TABLE 1. Intrinsic susceptibility pattern and epidemiological cut-off values (ECOFFs) for Aspergillus species and mould active azoles. Data compiled from [3,4,12] Aspergillus (S/I/R (ECOFF))a calidoustus Amphotericin B Itraconazole Posaconazole Voriconazole

IE R R R

(NDb) (NDb) (NDb) (NDb)

flavus

fumigatus

nidulans

niger

terreus

versicolor

IE S IE IE

S S S S

NDc S (1 mg/L) IE (0.5 mg/L) S (1 mg/L)

S IE IE IE

R S S IE

NDb NDb NDb NDc

(4 mg/L) (1 mg/L) (0.5 mg/L) (2 mg/L)

(1 mg/L) (1 mg/L) (0.25 mg/L) (1 mg/L)

(1 mg/L) (4 mg/L) (0.5 mg/L) (2 mg/L)

(4 mg/L) (0.5 mg/L) (0.25 mg/L) (2 mg/L)

ECOFF: epidemiological cut-off values; IE: insufficient evidence to suggest whether this species is a good target for the compound in question. MICs are higher than for Aspergillus fumigatus, but there is insufficient clinical data to suggest whether this translates into poorer efficacy; ND: not done due to insufficient amount of data for ECOFF setting (low number of MIC values or data set). a S/I/R: intrinsically susceptible/intermediate/resistant. b MIC range higher than that for A. fumigatus. c MIC range similar to that for A. fumigatus.

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European and Asia Pacific regions, and thus, the prevalence of TR34/L98H correlates with the geographical use of these agents [23]. Two additional resistant genotypes have been demonstrated among isolates from the European environment or from azole-na€ıve patients, namely isolates harbouring the TR46/Y121F/T289A or the G432S alterations [26,27]. Alterations involving tandem repeats in the promotor region of CYP51A and amino acid changes at codons Y121, T289 and G432 have similarly been found in azole pesticide-resistant isolates of the common plant pathogen Mycosphaerella graminicola, suggesting these codons are hot spots for possible selection via the agricultural azoles [23]. The true prevalence of the environmental type resistant isolates is largely unknown. In the Netherlands, they accounted for approx. 10% in 2007, in Danish soil samples for 8% and in Danish patients approx. 4% in 2009–11 [19,28,29].

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G138 and M220) found an astonishingly high rate of resistance markers (55%) in samples from patient mainly suffering from chronic forms of aspergillosis in the UK [17,45]. However, using the same technique for Danish patients at risk for acute or chronic forms of aspergillosis and undergoing bronchoscopy with galactomannan antigen determination, 3.3 and 4.3% resistance was detected by molecular and conventional susceptibility tests, respectively [46]. It is not fully understood why these two studies reported such different rates of resistance, but a reasonable and conservative estimate of the global prevalence of azole resistance in Aspergillus appears to be 3–6%. This still raises concern as resistance was a very uncommon event before the turn of the millennium and as resistance is found also in drug-na€ıve patients.

Antifungal Resistance in Candida

Acquired resistance in AF-exposed patients

A number of reports have documented the selection of azole resistance during treatment. Most reports concern long-term treatment in patients with allergic or chronic forms of aspergillosis [29–37]. The majority of isolates harbour mutations in the target gene CYP51A, but other mechanisms are important as well, including efflux pumps [38] and target gene upregulation encoded by a mutation in the hapE gene [31,39]. Acquired azole resistance has also been reported in A. terreus and A. flavus, which poses obvious challenges regarding clinical management of related infections as these two species have intrinsically reduced susceptibility to amphotericin B [40,41]. Acquired resistance to amphotericin B in Aspergillus has not been described so far, and only a single case of mechanistically characterized acquired echinocandin resistance has been reported [42]. Susceptibility testing of Aspergillus and echinocandins is, however, even more challenging than susceptibility testing of azoles and amphotericin B due to the lack of total inhibition in vitro and therefore no clear endpoint. Hence, acquired resistance to echinocandins may be underdiagnosed and indeed breakthrough cases have been described in patients receiving echinocandin therapy [43,44]. Size of the problem

A global study involving 19 countries reported overall prevalence of azole resistance of 3.2% and ranging from 0 to 25.5% among the participating centres [16]. Notably, no centres testing at least 100 isolates failed to detect resistant isolates. It is well known that culture is an insensitive diagnostic test, and hence, the molecular approach with direct detection in patient samples is attractive. A recent study using direct molecular detection of A. fumigatus and of alterations on the codons most commonly involved in azole resistance (G54, L98,

The epidemiology of candidaemia is particularly well documented in the Nordic countries due to ongoing nationwide surveillance programmes [47–50]. Such programmes provide precise figures for the burden of disease in entire populations, without centre bias, but are less sensitive with respect to the significance of acquired resistance. This is a consequence of the study designs, as epidemiological studies include only the initial isolate typically at the time of the lowest antifungal exposure. This is a sound strategy from an epidemiological point of view as otherwise the data set would be skewed due to repeated isolates. With this in mind, the following section summarizes the contemporary and available data on resistance in Candida. Intrinsic resistance

The intrinsic susceptibility pattern of the various Candida species is summarized in Table 3. Candida glabrata and C. parapsilosis represent the two most prevalent species with reduced azole and echinocandin susceptibility, respectively, and their prevalence is shown in a global perspective in Fig. 1. Candida glabrata is particularly prevalent on the Northern Hemisphere with incidence rates as high as 30% in some centres. It is significantly more common in the elderly population, whereas the opposite is true for C. parapsilosis [47]. Other drivers of selection of resistant species include prior antifungal drug exposure where choice of compound as well as dosing (suboptimal) and duration (more than a week) are important [51–53]. Finally, a recent report has suggested that various antibacterial compounds may also drive the selection of resistance. The underlying mechanism may be altered gut flora or the low-grade antifungal effect exerted by some antibacterial compounds, such as metronidazole [54]. Increasing use of echinocandins has been linked

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TABLE 3. Intrinsic susceptibility pattern for Candida species. EUCAST breakpoints have been established for the common Candida species allowing classification if wild-type isolates into S, I and R categories. For the uncommon Candida species, breakpoints have not been established. For these species, an ‘X’ denotes that the MICs for the antifungal compound are elevated compared with those for Candida albicans AMB

ECS

FCO

S S

S S

S S

C. glabrata

S

S

I

C. krusei C. parapsilosis C. tropicalis

S S S

S I S

R S S

X X X

X

Common Candida species C. albicans C. dubliniensis

Uncommon Candida species C. lusitaniae C. fermentati C. guilliermondii C. metapsilosis

Comments

Closely related to C. albicans; fluconazole resistance acquired more easily Efflux pumps often induced during azole therapy

X

C. orthopsilosis C. cifferrii C. inconspicua C. humicula C. lambica C. lipolytica C. norvegensis C. palmioleophila C. rugosa C. valida S. cerevisiaea

Closely related to C. parapsilosis Closely related to C. parapsilosis

X X X X X X X X X X X

Closely related to C. glabrata

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Various reports suggest intrinsic resistance may be emerging. Pfaller et al. reported that high-level fluconazole resistance (MIC ≥16 mg/L), and thus clearly above the susceptibility breakpoint of 2 mg/L, was rare in C. albicans and C. dubliniensis isolates (2.0% and 3.9%, respectively) but found in as many as 6.8% and 9.0% of the C. parapsilosis and C. tropicalis isolates, respectively, among a quarter of a million isolates from 41 countries [58]. Oxman et al. reported that 19% of their Candida infections involved fluconazole-resistant isolates (again with MICs ≥16 mg/L) at two tertiary cancer centres in the US and notably that in a third of these cases, resistance was acquired rather than intrinsic [59]. Such a finding questions the use of species identification alone as a driver of antifungal treatment. Finally, 13% of fluconazole-resistant C. glabrata (MIC ≥64 mg/ L) were cross-resistant to echinocandins among isolates collected in 2006–10, whereas no such isolates were found in the period 2001–4 at the same institution [60]. As stated earlier, acquired resistance is rarely reported in epidemiological surveillance programmes of candidaemia. Interestingly, notable discrepancies were found between the resistance rates among deep-seated isolates and mucosal isolates in a recent study of voriconazole susceptibility [61]. Similarly, we noted fluconazole MICs above the EUCAST susceptibility in 15% and 20% of mucosal C. albicans and C. dubliniensis isolates in Denmark (M.C. Arendrup, Personal observation). Taken together, mounting evidence suggests acquired resistance may be an emerging and underdiagnosed entity. Possible link to agricultural azole use?

ECS: echinocandins; FCO: fluconazole. Anamorphic state is C. robusta.

a

to an increasing proportion of blood stream infections due to C. parapsilosis [55,56]. It is important to be aware of the fact, however, that a considerable usage of oral antifungals takes place outside the hospital [57]. For example, more than two-thirds of the systemic azole use is prescribed in the primary healthcare sector in Denmark and presumably for rather benign conditions like toenail infection (itraconazole), vaginitis (fluconazole and itraconazole) and various skin conditions (e.g. pityriasis) [57]. As invasive infection derive from the colonizing Candida flora, this may deserve more attention with respect to antibiotic stewardship policies [57]. Acquired resistance

Acquired resistance is less common than intrinsic resistance. One of the reasons is that fungi do not exchange resistance genes via plasmids, and hence, selection of resistance takes place in the individual patient during individual antifungal use.

Whereas the link between agricultural use of azole pesticides and the emergence of azole-resistant Aspergillus has been suggested beyond reasonable doubt, it is less clear whether agricultural pesticides may also be drivers of azole resistance in Candida. Three observations, however, suggest this may be a relevant concern. The first one concerns susceptibility in Candida isolated from the surface of fruit harvested from non-organic vs. organic farms. Not surprisingly, fluconazole MICs were higher for Candida isolated from non-organic fruit (16–64 mg/L vs. 1–8 mg/L) [62]. Furthermore, in the same study, the fungal pesticide myclobutanil was shown to induce efflux pump expression in C. glabrata in vitro [62]. The second observation concerns C. tropicalis isolates with reduced susceptibility to fluconazole found in unrelated patients at various Japanese hospitals [63]. These isolates were found to share indistinguishable pulse field gel electrophoresis patterns and to belong to the same diploid sequence genotypes as C. tropicalis with reduced fluconazole susceptibility found in soil samples and to possess reduced susceptibility to agricultural pesticides [63]. Finally, a wild Brazilian

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(a)

(b)

FIG. 1. Global percentages of Candida glabrata (a) and C. parapsilosis (b) among blood stream isolates. Data compiled from [57,65–70].

porcupine with documented invasive candidiasis due to a C. albicans isolate with efflux pump-mediated high-level azole resistance was recently found [64]. Although the evidence is limited and circumstantial, it cannot be excluded that the use of agricultural azoles may drive antifungal resistance in Aspergillus, but also in Candida.

Conclusion and Future Perspectives In conclusion, resistant Candida and Aspergillus infection are increasingly encountered in the antifungal drug-na€ıve patient due to increasing incidence rates of C. glabrata (particularly at the northern hemisphere), C. parapsilosis (particularly at centres with a high echinocandin use) and due to increasing proportion of environmental A. fumigatus isolates harbouring azole resistance mechanisms. In vivo selection of acquired resistance during medical treatment is increasingly reported for Candida in patients typically receiving more than 3 weeks of echinocandin therapy and in patients with chronic forms of aspergillosis on long-term azole treatment. In numbers, 20–30% of candidaemia cases today involve species with intrinsic resistance to either fluconazole or echinocandins. This is a significant change, as C. albicans (which is intrinsically susceptible to all drug classes)

typically accounted for at least 85% of the cases in the prefluconazole, pre-echinocandin era. Azole resistance in Aspergillus overall is probably around 4% but increasing. The drivers of this changing epidemiology are antifungal use in the hospitals but importantly also in the primary healthcare sector, and particularly for Aspergillus the high use for plant protection. In any case, we only see the tip of the iceberg due to challenges associated with antifungal susceptibility testing, the design of epidemiological surveillance programmes and the infrequent performance of susceptibility testing of aspergilli.

Acknowledgements This paper is based upon an oral presentation given at the Invasive Fungal Infection ESCMID conference held in Rome January 2013.

Transparency Declaration M.C. Arendrup has received research grants and acted as speaker for Astellas, Gilead, MSD and Pfizer, and has been a consultant for Gilead, MSD and Pcovery.

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Update on antifungal resistance in Aspergillus and Candida.

Antifungal resistance in Candida and Aspergillus may be either intrinsic or acquired and may be encountered in the antifungal drug exposed but also th...
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