Ann Surg Oncol DOI 10.1245/s10434-014-3639-0
ORIGINAL ARTICLE – PANCREATIC TUMORS
Systematic Review and Meta-Analysis Comparing the Surgical Outcomes of Invasive Intraductal Papillary Mucinous Neoplasms and Conventional Pancreatic Ductal Adenocarcinoma Ye-Xin Koh, MBBS, MRCS1, Aik-Yong Chok, MBBS, MRCS1, Hui-Li Zheng, MSc2, Chuen-Seng Tan, BSc, MSc, PhD2, and Brian K. P. Goh, MBBS, MMed, MSc, FRCS1,3 1
Department of Hepatopancreatobiliary and Transplant Surgery, Division of Surgery, Singapore General Hospital, Singapore, Singapore; 2Saw Swee Hock School of Public Health, National University of Singapore, Singapore, Singapore; 3 Office of Clinical Sciences, Duke-NUS Graduate Medical School, Singapore, Singapore
ABSTRACT Objective. The aim of this study was to summarize the current literature comparing the surgical outcomes of invasive intraductal papillary mucinous neoplasms (IPMNINV) and conventional pancreatic ductal adenocarcinomas (PDAC) in order to determine the differences in disease characteristics and prognosis. Methods. Systematic review of the literature yielded 12 comparative studies reporting the clinicopathological characteristics and overall survival (OS) of 1,450 patients with IPMNINV with 19,304 patients with conventional PDAC. Results. IPMNINV had a significantly lower likelihood of tumors extending beyond the pancreas [27.6 vs. 94.3 %; T4 vs. T1: odds ratio (OR) 0.111, 95 % confidence intervals (CI) 0.057–0.214], nodal metastasis (45.4 vs. 62.9 %: OR 0.507, 95 % CI 0.347–0.741), positive margin (14.2 vs. 28.3 %; OR 0.438, 95 % CI 0.322–0.596), perineural invasion (49.2 vs. 76.5 %; OR 0.304, 95 % CI 0.106–0.877) and vascular invasion (25.2 vs. 45.7 % OR 0.417, 95 % CI 0.177–0.980) when compared with PDAC. The 5-year OS of IPMNINV was significantly better than PDAC [31.4 vs. 12.4 %: hazard ratio (HR) 0.659, 95 % CI 0.574–0.756]. The tubular subtype had a poorer 5-year OS and demonstrated significantly more aggressive features such as nodal metastases, vascular invasion, and perineural invasion compared with the colloid subtype.
Conclusion. IPMNINV were significantly more likely to present at an earlier stage and were less likely to demonstrate nodal involvement, perineural invasion and vascular invasion. When controlled for stage, IPMNINV had an improved OS when compared with PDAC in the early stages.
Ó Society of Surgical Oncology 2014
METHODS
Intraductal papillary mucinous neoplasm (IPMN) was first recognized as a distinct pathological entity and distinguished from mucinous cystic neoplasms by the WHO in 1996.1–3 According to the WHO classification, IPMNs are graded based on the most aggressive histological epithelial change observed, ranging from low-grade dysplasia (adenoma) to invasive carcinoma.1,4 Survival following resection of non-invasive IPMNs is excellent and superior to invasive IPMNs (IPMNINV).5,6 IPMNINV have been reported to account for up to 40–60 % of all resected IPMNs.5,7–10 Presently, there is controversy regarding the outcome of surgically-resected IPMNINV when compared with conventional pancreatic ductal adenocarcinoma (PDAC). Some investigators have reported that IPMNINV have a less aggressive behavior and better prognosis compared with PDAC, whereas others have reported no difference in outcomes.5,6,8,11–17 The primary aim of this study was to summarize the current literature comparing the surgical outcomes of IPMNINV and conventional PDAC in order to determine the difference in disease characteristics and prognosis between the two entities.
First Received: 2 January 2014 B. K. P. Goh, MBBS, MMed, MSc, FRCS e-mail:
[email protected] A systematic review of the published literature was performed using the PubMed and Cochrane databases upto
Y.-X. Koh et al.
30 July 2013 to identify studies that compared IPMNINV and conventional PDAC. The medical subject heading search terms used were ‘pancreas’, ‘mucinous’, ‘neoplasm’, ‘adenocarcinoma’, and ‘surgical procedures’. The keywords used were ‘invasive’, ‘intraductal’, ‘ductal’, ‘papillary’, ‘tumors’, and ‘comparative study’. The acronyms used were ‘IPMN’ and ‘IPMT’. The described terms were also searched as text words and their combinations are described: ‘invasive intraductal papillary neoplasm/ tumor compared with PDAC’, and ‘outcomes of surgical resection of IPMN/IPMT compared with PDAC’. Key references of the shortlisted studies were also searched manually. The search was conducted independently by two authors (YXK and AYC) and the search results obtained by both authors were discussed with the senior author (BKG). The final list of studies to be shortlisted was decided by consensus between all three authors. This study was conducted in accordance to the PRISMA guidelines.18 Data Extraction All shortlisted studies were assessed independently by two authors (YXK and AYC) according to a modified Newcastle-Ottawa scale, to match the requirements of the current study. Three main factors were assessed: (1) selection of the patients; (2) comparability of the study groups; and (3) outcome assessment. The scoring scale ranged from 0 to 9, and studies with a score of 6 or greater were considered to be of high quality and were included in this study. The following data were extracted from the included studies: first author, year of data collection, year of publication, country of origin, characteristics of study population, number of patients in invasive IPMN and PDAC groups, clinicopathological characteristics, matching criteria and overall survival (OS).
used: (1) studies that did not report the comparative outcomes of interest or if the information was impossible to derive; (2) studies that focused on imaging, DNA, biochemical or immunohistochemical aspects of IPMN; (3) studies that focused on ultrasonographic and cyst fluid analysis of IPMN; (4) studies that focused on epidemiology and incidence of extrapancreatic malignancies in IPMN; (5) studies that only focused on comparison of the histological subtypes of IPMN; (6) studies that only compared concomitant PDAC not deemed to arise from a background of IPMN with conventional PDAC; and (7) studies written in languages other than English. Definitions, Parameters and Outcomes of Interest IPMNINV were compared with PDAC based on clinicopathological features such as location, type of surgical resection, size, nodal metastases, margin status, perineural invasion, vascular invasion, tumor grade, and tumor stage. The OS and stage-matched survival were also compared. IPMNINV was defined as the presence of invasive component in IPMN or ductal adenocarcinoma arising from a background of IPMN according to the WHO criteria.1 Conventional PDAC were defined as ductal adenocarcinomas not related to IPMNs. Accepted staging methods were the American Joint Committee on Cancer (AJCC), the International Union Against Cancer (UICC), and the Japan Pancreas Society (JPS) staging methods. The differences between the staging methods were accounted for and comparisons were only made for the comparable stages. The T staging for the JPS, AJCC, and UICC staging methods were comparable; however, TNM staging was similar in the AJCC and UICC classification, but different in the JPS TNM staging. Hence JPS staging was not used as a classification in the comparison of TNM stage.19–21
Statistical Analysis Inclusion Criteria The inclusion criteria were (1) comparison of invasive IPMN with PDAC, (2) evaluation of at least one of the clinicopathological or survival characteristics mentioned in the Definitions, Parameters and Outcomes of Interest section below, and (3) when there were studies reported by the same institution (and/or) authors, the study with the larger study population or the one with higher quality as graded by our modified Newcastle-Ottawa scale was included. Exclusion Criteria All studies that did not meet the inclusion criteria were excluded. In addition, the following exclusion criteria were
The statistical methods and techniques are summarized in Appendix 1.22–29 RESULTS A total of 477 potential studies were identified. Overall, 278 duplicate studies were excluded and 199 studies underwent abstract review. Eighteen studies were selected for full-text review.5–8,12–17,23–26,30–33 Of these, 12 studies met the inclusion criteria and were included in our metaanalysis (See Figure 3 in Appendix 2).8,12–17,23–26,30 Three studies5,7,17 were from the same institution and the two earlier studies by Sohn et al..5,7 were excluded. Four studies were excluded from analysis as they scored less
1987–1999
1992–2004
1992–2005
1999–2006
1990–2007
1971–2005
1995–2006
1989–2009
1983–2007
1987–2009
1990–2008
1995–2009
Maire et al.12
Shimada et al.23
Schnelldorfer et al.8
Woo et al.24
Murakami et al.25
Wasif et al.13
Poultsides et al.17
Waters et al.15
Yopp et al.16
Yamaguchi et al.14
Mino-Kenudson et al.26
Kang et al.30 Korea
USA
Japan
USA
USA
USA
USA
Japan
Korea
USA
Japan
France
Country
59 (MD or MT: 32; BD: 27)
61 (MD or MT: 48; BD: 13)
122 (MD or MT: 61; BD: 61)
59 (not specified)
113 (MD or MT: 88; BD: 25)
MT: 94; BD: 38)
132 (MD or
729 (not specified)
16 (MD: 15; BD: 1)
19 (not specified)
63 (not specified)
18 (MD or MT: 14; BD: 4)
51 (MD or MT: 47; BD: 4)
Invasive IPMN
219
570
7,605
59
845
1,128
8,082
106
174
63
274
51
Conventional PDAC
–
66.3
63.5
–
65.4
–
65.1
–
61.4
–
62.4
63.8 (median)
Mean age (years)
–
305 (48.3)
4,751 (61.5)
59 (50.0)
563 (58.8)
660 (52.4)
4,453 (50.5)
71 (58.2)
232 (63.7)
–
171 (62.4)
70 (68.6)
Male [n (%)]
42.3 (median)
–
17.4
–
25.1
–
–
–
9.6
38.4
–
32.7
Mean follow-up time (months)
No matching, consecutive cases used/staging not specified
No matching, consecutive cases used/UICC 6th ed. staging
No matching, consecutive cases used/JPS 2nd ed. staging
Matching done by nomogram from MSKCC/no comparisons by staging
No matching, consecutive cases used/AJCC 7th ed. staging
No matching, consecutive cases used/AJCC staging, edition not specified
No matching, SEER database (based on ICD coding) used/ AJCC 6th ed. staging
No matching, consecutive cases used/UICC 6th ed. staging
No matching, consecutive cases used/UICC 6th ed. staging
Matched for age and TNM, UICC 6th ed. staging/ clinical data only for IPMN
No matching, consecutive cases used/UICC 5th ed. staging
Matched age and TNM/UICC 4th ed. staging/clinical data compares non-invasive vs. invasive IPMN
Exclusion criteria/comments
6*
9*
9*
9*
9*
9*
8*
7*
8*
7*
7*
7*
Study quality
*Study quality based on our modified Newcastle-Ottawa scale (only studies scoring 6 or greater were included)
IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas, MD main duct only, MT mixed main and branch duct, BD branch duct only, UICC International Union Against Cancer, SEER Surveillance, Epidemiology and End Results, ICD International Classification of Diseases, AJCC American Joint Committee on Cancer, JPS Japan Pancreas Society, MSKCC Memorial Sloan Kettering Cancer Center
Period of data acquisition
Study, references
TABLE 1 Characteristics of the included studies comparing invasive IPMN and conventional PDAC
Systematic Review and Meta-Analysis
Y.-X. Koh et al. TABLE 2 Results of meta-analysis comparing baseline clinical characteristics in invasive IPMN and conventional PDAC Clinical characteristic
No. of studies
No. of patients
Invasive IPMN: N (%)
Conventional PDAC: N (%)
OR (95 % CI)
Location
8
18,256
Head or uncinate: 840 (73.9)
Head or uncinate: 14,071 (82.2)
0.543 (0.360–0.820)
0.004*
Body or tail: 297 (26.1)
Body or tail: 3,048 (17.8)
Surgical type (distal vs. Whipple)
3
10,171
Whipple: 700 (82.7) Distal: 146 (17.3)
Whipple: 8,374 (89.8) Distal: 951 (10.2)
1.827 (1.510–2.211)
\0.001*
Surgical type (total vs. Whipple)
3
9,932
4.437 (1.265–15.564)
0.020*
Local spread (T2 vs. T1)
5
0.379 (0.098–1.460)
0.159
0.141 (0.044–0.454)
0.001*
0.111 (0.057–0.214)
\0.001*
0.277 (0.143–0.538)
\0.001*
0.126 (0.028–0.579)
0.008*
0.235 (0.052–1.063)
0.060
886
Local spread (T3 vs. T1)
5
3,812
Local spread (T4 vs. T1)
5
5,307
Tumor stage (TNM2 vs. TNM1)
5
Tumor stage (TNM3 vs. TNM1)
5
Tumor stage (TNM4 vs. TNM1)
4
8,516 2,077 2,121
Whipple: 700 (84.5)
Whipple: 8,374 (92.0)
Total: 128 (15.5)
Total: 730 (8.0)
T1: 71 (51.4)
T1: 296 (39.6)
T2: 67 (48.6)
T2: 452 (60.4)
T1: 71 (27.3)
T1: 296 (8.3)
T3: 189 (72.7)
T3: 3,256 (91.7)
T1: 71 (72.4),
T1: 296 (5.7)
T4: 27 (27.6)
T4: 4,913 (94.3)
TNM1: 221 (27.7)
TNM1: 1,100 (14.3)
TNM2: 577 (72.3)
TNM2: 6,618 (85.7)
TNM1: 221 (83.4)
TNM1: 1,100 (60.7)
TNM3: 44 (16.6)
TNM3: 712 (39.3)
TNM1: 187 (67.0)
TNM1: 1,083 (58.8)
TNM4: 92 (33.0)
TNM4: 759 (41.2)
p value
Reference group is conventional PDAC IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas, OR odds ratio, CI confidence interval * p value \ 0.05
than 6 according to our modified Newcastle-Ottawa scale.5,31–33 The 12 studies are summarized in Table 1 and the comparison of the baseline characteristics of IPMNINV and PDAC are summarized in Table 2. The summary of the pooled results from the meta-analysis comparing the clinical, pathological, and survival characteristics in IPMNINV and PDAC are presented in Tables 3 and 4. Detailed results for each outcome are presented in Figs. 1 and 2; Appendix 3. Clinical Parameters Eight studies classified IPMN as main duct (MD), mixed duct type (MT) or branched duct (BD).12,14,15,17,23,25,26,30 Of 572 invasive IPMN patients, 30.2 % were BD IPMNs. Tumor location, which was reported in eight studies,13,14,16,17,21–24 demonstrated that IPMNINV was significantly less likely than PDAC to be located at the head/uncinate area [73.9 vs. 82.2 %; odds ratio (OR) 0.543, 95 % confidence intervals (CI) 0.360–0.820]. Three studies reported the types of surgical resections.13,15,17 The likelihood of patients with IPMNINV undergoing distal
pancreatectomy was 1.827 (95 % CI 1.510–2.211). Compared with PDAC, patients with IPMNINV were also more likely to undergo total pancreatectomy rather than pancreatoduodenectomy (15.5 vs. 8.0 %: OR 4.437, 95 % CI 1.265–15.564) (Table 3, and Appendix 4b and c). Staging Analysis of five studies demonstrated that IPMNINV had significantly lower likelihood of T3 or T4 tumors (T3 vs. T1: OR 0.141, 95 % CI 0.044–0.454; T4 vs. T1: OR 0.111, 95 % CI 0.057–0.214) (Appendix 4d, e, and f).13,17,23,24,26 Overall, IPMNINV had a lower likelihood of being in an advanced stage when compared with PDAC (TNM stage 2, 3, or 4: OR 0.277, 0.126, 0.235, respectively) (Appendix 4g, h, and i). The pooled results from eight studies suggested that the mean tumor size of IPMN was not significantly different from PDAC,13–16,23–26 but IPMNINV had a significantly lower likelihood of nodal metastasis (45.4 vs. 62.9 %: OR 0.507, 95 % CI 0.347–0.741).13–17,22–25 IPMNINV also had a lower likelihood of harboring positive margins (14.2 vs. 28.3 %: OR 0.438, 95 % CI 0.322–0.596),15–17,25,26
Systematic Review and Meta-Analysis TABLE 3 Results of meta-analysis comparing pathological and survival characteristics in invasive IPMN and conventional PDAC Pathological characteristic
No. of studies
No. of patients
Invasive IPMN: N (%)
Conventional PDAC: N (%)
WESa/ORb/HRc (95 % CI) p value
Tumor size (mm)
8
18,852
–
–
-0.619 (-1.383 to 0.145)a
Nodal metastasis
9
19,362
Positive: 574 (45.4)
Positive: 11,377 (62.9)
0.112
b
0.507 (0.347–0.741)
\0.001*
0.438 (0.322–0.596)b
\0.001*
0.304 (0.106–0.877)b
0.028*
0.417 (0.177–0.980)b
0.045*
0.545 (0.047–6.375)b
0.628
1.068 (0.444–2.569)b
0.884
0.659 (0.574–0.756)c
\0.001*
Negative: 691 (54.6) Negative: 6,720 (37.1) Margin status
5
3,088
Positive: 54 (14.2)
Positive: 767 (28.3)
Negative: 327 (85.8) Negative: 1,940 (71.7) Perineural invasion
6
2,477
Positive: 150 (49.2)
Positive: 1,650 (76.5)
Vascular invasion
6
2,420
Negative: 155 (50.8) Negative: 522 (24.0) Positive: 77 (25.2) Positive: 967 (45.7) Negative: 228 (74.8) Negative: 1,148 (54.3)
Lymphatic invasion
3
Tumor grade
896
5
10,925
Overall 5-year survival 12
20,754
Positive: 31 (31.6)
Positive: 386 (48.4)
Negative: 67 (68.4)
Negative: 412 (51.6)
High: 344 (34.5)
High: 3,908 (39.4)
Low: 601 (61.5)
Low: 6,020 (60.6)
Alive: 456 (31.4)
Alive: 2,402 (12.4)
Died: 994 (68.6)
Died: 16,902 (87.6)
Reference group is conventional PDAC IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas, WES weighted effect size, OR odds ratio, HR hazard ratio, CI confidence interval * p value \ 0.05 a
WES
b
OR
c
HR
TABLE 4 Stage-matched survival comparison between invasive IPMN and conventional PDAC Study
Stage
Maire et al.12
I
27
II
6
III Woo et al.24 Murakami et al.25
I II IA
Wasif et al.13
Poultsides et al.17
Waters et al.15
Invasive IPMN (n)
Conventional PDAC (n)
Survival rate for IPMN (%)
Survival rate for PDAC (%)
p value of the test of difference in survival
Conclusion
27
67
23
\0.001*
IPMN had better survival
6
–
–
[0.05
No significant difference
16
16
–
–
[0.05
No significant difference
I/II/III
21
264
–
–
\0.001*
IPMN had better survival
IV
11
68
–
–
0.725
No significant difference
5
11
–
–
0.346
No significant difference
11
60
–
–
0.049*
IPMN had better survival
45
323
–
–
0.01*
IPMN had better survival
IB
101
628
–
–
\0.001*
IPMN had better survival
IIA
174
1,876
–
–
0.018*
IPMN had better survival
IIB
257
3,632
–
–
0.073
No significant difference
I
36
34
–
–
0.006*
IPMN had better survival
II
28
77
–
–
0.325
No significant difference
III
60
633
–
–
0.248
No significant difference
IV IA
5 21
19 6
– 75
– 49
0.259 0.03*
No significant difference IPMN had better survival
IB
13
11
43
25
0.05*
IPMN had better survival
IIA
23
24
24
22
[0.05
No significant difference
IIB
43
58
16
8
[0.05
No significant difference
IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas * p value \ 0.05
Y.-X. Koh et al.
(a)
(b)
(c)
FIG. 1 Forest plots illustrating the results of a meta-analysis comparing pathological characteristics in invasive IPMN and conventional PDAC. Pooled ORs or WMDs with 95 % CIs were calculated using the fixed effects or random effects* model where
appropriate. a Nodal metastasis; b perineural invasion; c vascular invasion. IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas, ORs odds ratios, WMDs weighted mean differences, CIs confidence intervals, df degrees of freedom
Systematic Review and Meta-Analysis
FIG. 2 Forest plots illustrating the results of a meta-analysis comparing overall 5-year survival in invasive IPMN and conventional PDAC. Pooled HRs with 95 % CIs were calculated using the random
effects model. IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas, HRs hazard ratios, CIs confidence intervals, df degrees of freedom
demonstrating perineural invasion (49.2 vs. 76.5 %: OR 0.304, 95 % CI 0.106–0.877) and vascular invasion (25.2 vs. 45.7 %: OR 0.417, 95 % CI 0.177–0.980) compared with PDAC.16,17,23–26 There was no statistically significant difference in the frequency of lymphatic invasion or highgrade tumors between the two entities 13,16,17,25,26 (Fig. 1, and Appendix 3b, c, and d).
histological grade, and tumor location were similar between the two groups, tubular adenocarcinoma was associated with a significantly higher rate of nodal metastasis, vascular invasion, and perineural invasion. OS in tubular adenocarcinoma was poorer than colloid carcinoma (Table 5). Sensitivity Analyses
Survival Based on the pooled results of 12 studies, the 5-year OS of IPMNINV was significantly better than PDAC [31.4 vs. 12.4 %: hazard ratio (HR) 0.659, 95 % CI 0.574–0.756] (Fig. 2). In terms of stage-matched survival, the results were summarized in Table 4. In general, IPMNINV showed significantly better OS compared with PDAC when the tumors were in the early stages. However, for patients with advanced-stage tumors (stage III or IV), there did not seem to be a difference between IPMNINV and PDAC (Fig. 2; Table 4). Tubular Versus Colloid Invasive Intraductal Papillary Mucinous Neoplasms Four studies compared the invasive subtypes of IPMN, tubular adenocarcinoma and colloid carcinoma.15–17,26 Although tumor size, T-stage distribution,
Sensitivity analyses performed demonstrated that the findings of all the available studies were robust (Appendices 5–7).
DISCUSSION The 5-year OS of invasive IPMNs after resection has been reported to be up to 40 % in some series. This compares favorably with the surgical outcomes of PDAC, which has a dismal 5-year OS rate of about 10–20 %, even in large, specialized centers.5,9,11,15–17,34–36 However, conflicting results have been reported by other studies which have demonstrated that both pathological entities were associated with a similarly poor OS.6,8 The results of this meta-analysis demonstrate that at the time of surgical resection, IPMNINV was significantly less likely to be in the advanced stage, harboring nodal involvement, demonstrating perineural invasion, and
Y.-X. Koh et al. TABLE 5 Overview of various clinical, pathological, and survival characteristics comparison between tubular and colloid carcinoma subtypes of invasive IPMN Outcome
Studies
p value for each study
Tumor size
Poultsides et al.17
[0.05
Local spread (T1 vs. T2)
Yopp et al.16
0.854
Mino-Kenudson et al.26 Poultsides et al.17
0.712 0.458
Waters et al.15 Tumor grade
Location (head vs. other) Nodal metastasis
0.341
Poultsides et al.17
0.049
Yopp et al.16
0.725
Mino-Kenudson et al.26
1.000
16
0.69
Mino-Kenudson et al.26
0.039*
Poultsides et al.17
0.002*
Waters et al.15
0.07*
Yopp et al.16 Mino-Kenudson et al.
0.526
Poultsides et al.17
0.001*
Yopp et al.16
0.506
Mino-Kenudson et al.26 Perineural invasion
17
Poultsides et al. Yopp et al.
16
0.898
0.032 (-0.463, 0.528)
No significant difference
0.376
1.591 (0.569, 4.453)
No significant difference
0.095
0.506 (0.228, 1.125)
No significant difference
0.156
0.539 (0.230, 1.266)
No significant difference
2.809 (1.840, 4.286)
Tubular adenocarcinoma had higher rate of positive nodal metastasis
0.001*
4.855 (1.963, 12.006)
Tubular adenocarcinoma had higher rate of positive vascular invasion
0.010*
2.299 (1.219, 4.336)
Tubular adenocarcinoma had higher rate of positive perineural invasion
\0.001*
0.426 (0.288, 0.630)
Colloid carcinoma had better survival
\ 0.001*
0.144 0.045* 1.000
Mino-Kenudson et al.26 Overall 5-year survival
Conclusion
0.14 26
Vascular invasion
OR/HR (95 % CI)
\0.001*
Mino-Kenudson et al.26
Yopp et al.
Overall p value
17
0.038*
Poultsides et al.
0.015*
Yopp et al.16
0.0001*
Mino-Kenudson et al.26
0.056
IPMN intraductal papillary mucinous neoplasms, OR odds ratio, HR hazard ratio, CI confidence interval * p value \ 0.05
showing vascular invasion compared with PDAC. Hence, not surprisingly, IPMNINV was associated with a superior OS compared with PDAC. There are several possible reasons for these observations. First, IPMNINV is more likely to be detected earlier as its precursor lesion is frequently detectable radiologically as a cystic lesion of the pancreas, unlike that for PDAC. Pancreatic intraepithelial neoplasia, the precursor for PDAC, is a histological diagnosis and is almost always never demonstrated on cross-sectional imaging.37 Current international consensus guidelines for IPMN are likely to enable clinicians to detect and resect IPMNs at the premalignant or early stages of invasive disease.34,38,39 Second, IPMN is associated with the production of mucin giving rise to
symptoms early on in the disease and resulting in early detection. This may also account for our findings that there was an increased proportion of IPMNINV in the distal pancreas compared with PDAC as PDAC in the distal pancreas are notorious for their delayed presentation due to the absence of symptoms early on.32 Lastly, these findings may be accounted for by the postulation that IPMNINV are biologically less aggressive than PDAC. This hypothesis is partially supported by our observation that when both groups were in the early stage, invasive IPMN had a significantly better OS than conventional PDAC. However, this survival advantage was lost when both groups presented at a more advanced stage (Table 4). Unfortunately, we were unable to perform a
Systematic Review and Meta-Analysis
pooled analysis of staged-matched survival in this study as there was inadequate statistical information. Presently, IPMNINV is defined by the WHO as the presence of invasive component in IPMN or PDAC arising from a background of IPMN.1 The WHO criteria was met by most of the studies in the present review.8,12,14–17,23,24,26,30 Only the study by Wasif et al.,13 which extracted data from the Surveillance, Epidemiology and End Results (SEER) database based on International Classification of Diseases (ICD) coding, did not provide a definition of malignant IPMN. It is not known at present if IPMN with an invasive component is a distinct entity and should be distinguished from IPMN with concomitant PDAC. Most studies in this review did not attempt to distinguish between IPMNINV and IPMN with concomitant PDAC (PDAC not arising from the background of IPMN).8,12,15–17,23–25 Only the study by Yamaguchi et al. 14 attempted to differentiate the two entities. However, in the study, 15 % of the resected cases of intraductal papillary mucinous carcinoma could not be distinguished and assigned to either group. This demonstrated the inherent difficulty in distinguishing between the two groups, especially when PDAC arose in the vicinity of IPMN.14 Nonetheless, both IPMNINV and concomitant PDAC were similarly associated with favorable characteristics in terms of biological aggressiveness and survival compared with conventional PDAC.14 Genomic analysis may prove to be useful in differentiation of the two entities as it has been reported by some investigators to be helpful in distinguishing IPMN from PDAC.40 In addition to disease stage and grade, the prognosis of IPMN has been reported to be influenced by the percentage of invasive component within the tumor.30 Kang et al. classified IPMNINV according to the percentage of invasive component, and demonstrated that clinicopathological factors such as advanced T stage, nodal metastases, perineural invasion, vascular invasion, and recurrence rates increased significantly with increased percentage of invasive component of the IPMN. The 5-year survival of minimally IPMNINV (\5 % invasive component) was 80 versus 29.3 % for PDAC-associated IPMNs ([50 %).30 Several studies have classified IPMNINV into colloid and tubular subtypes.15–17,26 These studies have demonstrated that tubular subtypes were associated with a significantly worse prognosis compared with colloid subtypes, with an OS similar to that of PDAC.15–17,26 The present metaanalysis, which included four studies, showed that tubular adenocarcinomas were more likely to harbor nodal metastases and vascular invasion than colloid carcinomas.
Although direct TNM-stage comparisons were not performed in these studies, our findings suggest that there was a greater proportion of tubular adenocarcinoma at a higher TNM stage than colloid carcinomas. In this review, 69.8 % of invasive IPMNs originated from MD and/or MT lesions. This is consistent with the literature whereby MD or MT lesions were associated with a higher incidence of IPMNINV compared with BD IPMNs (40 vs. 11 %).2,10,34,41 In this study, more than 80 % of IPMNINV originated from the head/uncinate process of the pancreas, and a significant proportion (15 %) underwent total pancreatectomy. This was likely due to the multifocal nature of BD and MT IPMNs and the inherent difficulty in achieving clear margins with limited resections.8,42 The main limitation of this systematic review was the retrospective nature of the included case–control studies. Hence, important confounding factors such as the use of adjuvant chemotherapy were not available. The majority of the studies did not describe the chemotherapy administered to these patients, which could be significant in light of a recent randomized controlled trial where the use of adjuvant gemcitabine after resection of pancreatic cancer significantly delayed recurrent tumors and improved survival.43,44 Furthermore, most of the studies did not perform a staged-matched comparison between IPMN and PDAC, which would be critical in determining if IPMNINV was biologically less aggressive than PDAC. However, in the absence of any prospective studies, this review represents a strong attempt, with the inclusion of high-quality studies, at providing the best level of evidence in comparing the outcomes of invasive IPMN with conventional PDAC. It highlights the limitations of currently available evidence and the need for further studies to address this controversy. CONCLUSIONS The results of this meta-analysis demonstrated that IPMNINV were significantly more likely to present at an earlier stage and were less likely to demonstrate nodal involvement, perineural invasion and vascular invasion. Furthermore, in the early stages, IPMNINV had an improved OS when compared with conventional PDAC, even when controlled for stage. This suggests that invasive IPMN may be associated with a more favorable disease biology. Larger series performing staged-matched comparisons between IPMNINV versus PDAC, and further genetic studies, are needed to determine if there is a true difference in their biology.
Y.-X. Koh et al.
APPENDIX 1. STATISTICAL ANALYSES To facilitate the pooling of results across studies in the meta-analysis, the number of individuals with or without the event of interest in the IPMN and PDAC groups was used for dichotomous outcomes. The Mantel–Haenszel (MH) method was used to pool the OR across studies. A Woolf–Haldane continuity correction of 0.5 was used when the number of events for one of the groups was zero.22 Studies in which there was no event in an outcome of interest for both groups were excluded. Four studies reported tumor size as a continuous outcome,13,15,23,24 while four others reported it as a dichotomized outcome.14,16,25,26 ORs were transformed into effect sizes allowing the pooling of results as effect measures for continuous outcomes by using the inversevariance (IV) approach.27 Analysis of the 5-year OS was performed by computing the p value for the test of survival difference between the two groups, the number of events in each group, and the number of patients in each group. These statistics were used to compute the HR and its corresponding variance for each study. The HRs and variances from the 11 studies were, in turn, pooled together via the IV approach.28 Heterogeneity between the studies was evaluated using the Chi squared test of heterogeneity. If there was limited evidence supporting the assumption of homogeneity of studies for an outcome (i.e. the p value of the heterogeneity Chi squared test was \0.1), a random effects model was used;29 otherwise, a fixed effects model was used. Two separate sets of sensitivity analyses were performed: (1) excluding each study individually; and (2) excluding studies with a sample size fewer than 20 patients in each group, from the analysis of each outcome. Pooled results from these subgroups were computed and compared with
the pooled results from the set of studies without these exclusion criteria. The meta-analysis was conducted using STATA SE 10 (StataCorp. LP, College Station, TX, USA). APPENDIX 2 See Fig. 3.
Articles identified by literature search 477 results Articles duplicated 278 results Articles deleting duplicates 199 results
Articles eliminated from title and abstract review 181 results Articles selected for full text review 18 results
Articles included in this report 12 results
Articles eliminated from full text 6 results
FIG. 3 Results of a systematic search of the literature
Systematic Review and Meta-Analysis
APPENDIX 3 See Fig. 4.
(a)
(b)
(c)
FIG. 4 Forest plots illustrating the results of a meta-analysis comparing pathological characteristics in invasive IPMN and conventional PDAC. Pooled ORs or weighted mean differences (WMDs) with 95 %
CIs were calculated using the fixed effects or random effects* model where appropriate. a Tumor size; b margin status; c lymphatic invasion; d tumor grade
Y.-X. Koh et al.
(d)
FIG. 4 continued
APPENDIX 4 See Fig. 5. (a)
(b)
FIG. 5 Forest plots illustrating the results of a meta-analysis comparing clinical characteristics in invasive IPMN and conventional PDAC. Pooled ORs with 95 % CIs are calculated using the fixed effects or random effects* model where appropriate. a Location;
b surgical type: distal vs. Whipple, and c total vs. Whipple; d local spread: T2 vs. T1, e T3 vs. T1, and f T4 vs. T1; g tumor stage: TNM2 vs. TNM1, hTNM3 vs. TNM1, and iTNM4 vs. TNM1
Systematic Review and Meta-Analysis
(c)
(d)
(e)
FIG. 5 continued
Y.-X. Koh et al.
(f)
(g)
(h)
(i)
FIG. 5 continued
Systematic Review and Meta-Analysis
APPENDIX 5
TABLE 6 continued
Sensitivity analyses were carried out by excluding each study individually from the analysis of each outcome (Appendix 6). Among outcomes with a p value less than 0.05 in Table 3, location, surgical type, local spread, tumor stage, nodal metastasis, and margin status had consistent findings in the sensitivity analyses. Although surgical type, perineural invasion, and vascular invasion had p-values exceeding 0.05 in the sensitivity analyses, the ORs were in the same consistent direction as those in Table 3. Among outcomes with a p value more than 0.05 in Table 3, local spread (T2 vs. T1), tumor stage (TNM stage 4 vs. TNM stage 1), lymphatic invasion, and tumor size had p-values lower than 0.05 in the sensitivity analyses. The ORs and effect sizes were consistent with those in Table 3. Additional sensitivity analyses were performed by including those studies with more than 20 patients in each group (Appendix 7). The exclusion of studies with small sample sizes reduces heterogeneity across the studies and did not change the conclusion for all outcomes. This suggests that the findings based on all available studies shown were robust.
Clinical characteristic Local spread (T2 vs. T1)
0.159
0.426
0.266
Woo et al.24
0.385
0.231
Poultsides et al.
0.376
0.345
Yamaguchi et al.14
0.219 \0.001
Mino-Kenudson et al.26
0.574 0.141
0.001
Shimada et al.23
0.150
0.006
Woo et al.24 Poultsides et al.17
0.189 0.154
0.009 0.020
Yamaguchi et al.14
0.095 \0.001
Mino-Kenudson et al.26
0.140
23
Clinical characteristic
Studies excluded
Location
Surgical type (Whipple vs. distal)
p value
0.019
Shimada et al.
0.121 \0.001
Woo et al.24
0.119 \0.001
Poultsides et al.17
0.067 \0.001
Yamaguchi et al.14
0.118 \0.001
Mino-Kenudson et al.26
0.123 \0.001 0.277 \0.001
Woo et al.24
0.454 \0.001
Murakami et al.25
0.256 \0.001
13
0.216
0.001
Waters et al.15
0.238
0.002
Mino-Kenudson et al.26
0.263
0.003
0.126
0.008
Woo et al.24
0.420 \0.001
Murakami et al.25 Wasif et al.13
0.136 0.023 0.060 \0.001
Waters et al.15
0.119
0.017
Mino-Kenudson et al.26
0.113
0.027
0.235
0.060
0.357
0.218
0.319
0.153
0.543
0.004
Shimada et al.23
0.568
0.012
Woo et al.24
0.520
0.005
Murakami et al.25
0.504
0.002
Wasif et al.13
0.546
0.037
Poultsides et al.17
0.626
0.012
Murakami et al.
Yopp et al.16
0.528
0.006
Wasif et al.13
0.113 \0.001
Yamaguchi et al.14 Mino-Kenudson et al.26
0.480 0.601
0.001 0.024
Mino-Kenudson et al.26
0.222
1.827 \0.001 Wasif et al.13
2.032 \0.001 17
Poultsides et al. 15
Waters et al. Surgical type (Whipple vs. total)
OR
Tumor stage (TNM3 vs. TNM1)
0.447
0.111 \0.001
Local spread (T4 vs. T1)
Wasif et al.
TABLE 6 Results of sensitivity analysis by excluding each study individually from all available studies for each outcome (where the reference group is conventional PDAC)
p value
0.379
Local spread (T3 vs. T1)
See Table 6.
OR
Shimada et al.23 17
Tumor stage (TNM2 vs. TNM1)
APPENDIX 6
Studies excluded
1.751 \0.001
Tumor stage (TNM4 vs. TNM1)
Pathological characteristic
Woo et al.24 25
Studies excluded
Nodal metastasis Shimada et al.23 24
0.095
OR
p value
0.507
\0.001
0.430
\0.001
1.854 \0.001
Woo et al.
0.541
0.001
4.437
Murakami et al.25
0.527
0.002
0.020
Wasif et al.13
7.578 \0.001
Wasif et al.13
0.492
0.006
Poultsides et al.17
3.882
0.170
2.934
0.123
Poultsides et al.17 Waters et al.15
0.554 0.504
0.004 0.003
15
Waters et al.
Y.-X. Koh et al. TABLE 6 continued Pathological characteristic
TABLE 6 continued Studies excluded
OR
Survival characteristic
Studies excluded
HR
p value
Schnelldorfer et al.8
0.648
\0.001
Yopp et al.
0.473 \0.001
Woo et al.24
0.663
\0.001
Yamaguchi et al.14
0.518
Murakami et al.25
0.671
\0.001
16
26
0.005
13
0.647
\0.001
0.438 \0.001
Poultsides et al.17
0.648
\0.001
Murakami et al.25 Poultsides et al.17
0.450 \0.001 0.448 \0.001
Waters et al.15
0.687
\0.001
Yamaguchi et al.14
0.645
\0.001
Waters et al.15
0.463 \0.001
Mino-Kenudson et al.26
0.673
\0.001
0.438 \0.001
Kang et al.30
0.667
\0.001
Mino-Kenudson et al.
0.551
Margin status
16
Yopp et al.
26
0.304
0.028
Shimada et al.23
0.192
0.001
Woo et al.24
0.429
0.130
Murakami et al.25
0.287
0.043
17
Poultsides et al.
0.268
0.075
Yopp et al.16
0.308
0.075
Mino-Kenudson et al.26
0.410
0.099
0.417
0.045
Vascular invasion Shimada et al.23
0.303 \0.001
Woo et al.24
0.450
0.082
Murakami et al.25 Poultsides et al.17
0.492 0.362
0.106 0.136
Yopp et al.16
0.438
0.136
Mino-Kenudson et al.26
0.482
0.186
0.545
0.628
Shimada et al.23
0.193
0.005
Woo et al.24
1.310
0.872
Mino-Kenudson et al.26
0.755
0.907
Lymphatic invasion
Tumor grade
1.068
0.884
Murakami et al.25
0.767
0.558
Wasif et al.13
1.318
0.660
Poultsides et al.17
0.862
0.754
Yopp et al.16
1.060
0.911
Mino-Kenudson et al.26
1.543
0.402
-0.619
0.112
Shimada et al. Woo et al.24
-0.619 -0.620
0.118 0.118
Murakami et al.25
-0.533
0.285
Wasif et al.13
-0.620
0.118
Waters et al.15
-0.620
0.118
Yopp et al.
-0.623
0.226
Yamaguchi et al.14
-1.054 \0.001
Tumor size 23
16
Mino-Kenudson et al.26 -0.360 Studies excluded
0.281
HR
p value
0.659
\0.001
Maire et al.12
0.662
\0.001
Shimada et al.23
0.663
\0.001
Overall survival
Wasif et al.
0.004
0.394 \0.001
Mino-Kenudson et al. Perineural invasion
Survival characteristic
p value
OR odds ratio
Systematic Review and Meta-Analysis
APPENDIX 7 See Table 7. TABLE 7 Results of sensitivity analysis by excluding studies with a sample size fewer than 20 patients in either, or both, IPMN and PDAC for each outcome (where the reference group is conventional PDAC) Clinical characteristic
No. of No. of Invasive IPMN: studies patients N (%)
Conventional PDAC: N (%)
OR (95 % CI)
Location
7
Head or uncinate: 833 (74.3)
Head or uncinate: 13,900 (82.4)
0.524 (0.332–0.827)
0.006*
Body or tail: 288 (25.7)
Body or tail: 2,972 (17.6)
Surgical type (distal vs. Whipple)
Same as Appendix 2
Surgical type (total vs. Whipple)
Same as Appendix 2
Local spread (T2 vs. T1)
3
0.451 (0.076–2.679)
0.381
0.224 (0.051–0.995)
0.049*
Local spread (T3 vs. T1)
3
Local spread (T4 vs. T1)
3
Tumor stage (TNM2 vs. TNM1) 4 Tumor stage (TNM3 vs. TNM1) 3 Tumor stage (TNM4 vs. TNM1) 3
Pathological characteristic
No. of studies
17,993
848 3,530 5,130 8,429 2,048 2,083
No. of patients
T1: 63 (51.2)
T1: 289 (39.9)
T2: 60 (48.8)
T2: 436 (60.1)
T1: 63 (26.7)
T1: 289 (8.8)
T3: 173 (73.3)
T3: 3,005 (91.2)
T1: 63 (75.0)
T1: 289 (5.7)
T4: 21 (25.0)
T4: 4,757 (94.3)
TNM1: 216 (27.6)
TNM1: 1,089 (14.2)
TNM2: 566 (72.4)
TNM2: 6,558 (85.8)
TNM1: 216 (83.1)
TNM1: 1,089 (60.9)
TNM3: 44 (16.9)
TNM3: 699 (39.1)
TNM1: 182 (66.4)
TNM1: 1,072 (59.3)
TNM4: 92 (33.6)
TNM4: 737 (40.7)
Invasive IPMN: N (%)
p value
0.132 (0.064–0.272) \0.001* 0.256 (0.119–0.548) \0.001* 0.136 (0.024–0.762)
0.023*
0.319 (0.066–1.532)
0.153
Conventional PDAC: N (%)
WES/OR/ HR (95 % CI) -0.533 (-1.545–0.478)
0.301
0.463 (0.344–0.624)
\0.001*
0.450 (0.328–0.618)
\0.001*
Tumor size (mm)
5
18,852
–
–
Nodal metastasis
6
18,773
Positive: 1,212 (46.0)
Positive: 11,166 (63.6)
Negative: 654 (54.0)
Negative: 6,395 (36.4)
Margin status
4
2,966
Positive: 365 (14.0)
Positive: 719 (27.6)
Negative: 314 (86.0)
Negative: 1,882 (72.4)
p value
Perineural invasion
3
1,888
Positive: 132 (52.4) Negative: 120 (47.6)
Positive: 1,371 (83.8) Negative: 265 (16.2)
0.232 (0.071–0.753)
0.015*
Vascular invasion
3
1,832
Positive: 64 (25.4)
Positive: 793 (50.2)
0.337 (0.204–0.558)
\0.001*
Negative: 188 (74.6)
Negative: 787 (49.8)
Lymphatic invasion
Only one study was available
Tumor grade
4
0.767 (0.316–1.864)
0.558
0.677 (0.588–0.779)
\0.001*
Overall 5-year survival
10
10,803 20,341
High: 333 (33.9)
High: 3,878 (39.5)
Low: 648 (66.1)
Low: 5,944 (60.5)
Alive: 442 (31.2)
Alive: 2,328 (12.3)
Died: 974 (68.8)
Died: 16,597 (87.7)
Reference group is conventional PDAC IPMN intraductal papillary mucinous neoplasms, PDAC pancreatic ductal adenocarcinomas, WES weighted effect size, OR odds ratio, HR hazard ratio, CI confidence interval *p value \ 0.05
Y.-X. Koh et al.
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