Original Study

Response to Cytotoxic Chemotherapy in Patients Previously Treated With Palliative-Intent Chemotherapy for Advanced Thymic Carcinoma Yusuke Okuma,1,2 Yukio Hosomi,1 Satoshi Takahashi,1 Yoshiharu Maeda,3 Tatsuru Okamura,1 Tsunekazu Hishima4 Abstract We retrospectively investigated the outcome of chemotherapy in 23 patients with refractory thymic carcinoma because there are few published data concerning this. The response rates to second-, third-, and fourth-line chemotherapy were 39.1%, 23.1%, and 25.0%, respectively, and the median survival time was 18.8 months. Single agents can be beneficial as second- or later-lines of chemotherapy for thymic carcinoma. Background: Clinical efficacy of second- and later-line chemotherapy for patients with thymic carcinoma previously treated with chemotherapy remains uncertain; limited data are available about this carcinoma because of its rarity. The aim of this study was to investigate effective chemotherapy for patients with thymic carcinoma previously treated with chemotherapy using a retrospective analysis of responses and times to event. Patients and Methods: We conducted a retrospective review of the medical records of 23 advanced thymic carcinoma patients previously treated with palliative-intent chemotherapy between 1980 and 2014 in our institution. Clinical demographic characteristics, agents, response, and time to treatment failure for each treatment line and overall survival were reviewed. Factors expected to be associated with survival rates were analyzed. Differences in survival were assessed using KaplaneMeier analysis and univariate and multivariate Cox proportional hazards regression analyses. Results: The study included 13 men (56.5%) and 10 women (43.5%). The median age at diagnosis was 58.5 years. The most common histological subtypes were squamous cell carcinoma (16 patients [69.6%]), followed by neuroendocrine carcinoma (4 patients [17.4%]). The objective response rates of first-, second-, third-, and fourth-line chemotherapy were 60.9%, 39.1%, 23.1%, and 25.0%, respectively. The median survival time was 18.8 months (95% confidence interval, 7.5-40.9 months). Uni- and multivariate analyses of all assessed variables failed to identify any statistically significant indicators of overall survival. Conclusion: Patients with thymic carcinoma previously treated with palliative-intent chemotherapy might respond to second- or later-lines of cytotoxic chemotherapy. Clinical Lung Cancer, Vol. 16, No. 3, 221-7 ª 2015 Elsevier Inc. All rights reserved. Keywords: Chemotherapy, Rare cancer, Refractory, Response, Survival, Thymic carcinoma

Introduction 1

Department of Thoracic Oncology and Respiratory Medicine, Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital, Tokyo, Japan 2 Division of Oncology, Research Center for Medical Sciences, The Jikei University School of Medicine, Tokyo, Japan 3 Department of Chemotherapy, Tokyo Metropolitan Cancer and Infectious diseases Center, Bunkyo, Tokyo, Japan 4 Department of Pathology, Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital, Tokyo, Japan Submitted: Sep 5, 2014; Revised: Oct 23, 2014; Accepted: Oct 28, 2014; Epub: Oct 31, 2014 Address for correspondence: Yusuke Okuma, MD, Department of Thoracic Oncology and Respiratory Medicine, Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital, 3-18-22 Honkomagome, Bunkyo, Tokyo 113-8677, Japan Fax: þ81-0338241552; e-mail contact: [email protected]

1525-7304/$ - see frontmatter ª 2015 Elsevier Inc. All rights reserved. http://dx.doi.org/10.1016/j.cllc.2014.10.006

Thymoma and thymic carcinoma are categorized as rare cancers according to the definition of the RARECARE project supported by the European Commission.1 The annual incidence of these thymic malignancies is approximately 0.15 cases in the United States2 and 0.32 cases in the Netherlands3 per 100,000 person-years. Thymic carcinoma accounts for less than 1% to 4% of cases of thymic malignancies. It is now believed to be different from thymoma based on biological characteristics, clinical prognosis, and genomic differences measured using the next-generation sequence. Compared with thymoma, thymic carcinoma has a reportedly worse prognosis and displays more aggressive clinical features due to the loss of thymic function with a high level of atypia. With the loss

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Chemotherapy for Refractory Thymic Carcinoma of thymic functions, CD4/CD8 double positive T-cells do not develop, and therefore paraneoplastic complications are generally absent in thymic carcinoma.4,5 Treatments for patients in advanced stages of thymic carcinoma include palliative-intent chemotherapy or best supportive care. The evidence in support of chemotherapy is insufficient, including only a few retrospective studies based on small groups or studies that are subgroups of single-arm phase II studies.6,7 Therefore, the selection of active agents for and the benefits of later-lines of chemotherapy for the patients who have undergone first-line chemotherapy for advanced thymic carcinoma remains controversial.8,9 According to the National Comprehensive Cancer Network (NCCN) guidelines, single-agent chemotherapy is recommended for second- or later-line chemotherapy in thymoma.8,10 Most of the developments in chemotherapy are commonly based on rare cancers that have been studied prospectively. Recent investigations on molecular targeted agents for c-KITpositive thymic carcinoma demonstrated moderate efficacies although these mutations are rare in thymic carcinoma (< 10%).11-15 Recent results of molecular targeted agents for refractory thymic carcinoma are emerging; however, the benefits of later-lines of cytotoxic chemotherapy in such cases remain uncertain. The objective of the present study was to retrospectively evaluate the clinical benefits of cytotoxic chemotherapy for refractory thymic carcinoma patients treated in our institution.

Patients and Methods Database and Data Acquisition

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We retrospectively reviewed data on patients with a histological or cytological diagnosis of advanced (MasaokaeKoga stage IVa or IVb) or postsurgical recurrent thymic carcinoma who were treated with palliative-intent chemotherapy at the Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital (Tokyo, Japan) between January 1980 and June 2014. We acquired clinical data of patients treated with 2 or more lines of chemotherapy. We used the codes from the International Classification of Diseases (9th edition) to identify the relevant patients from the database. This retrospective study was approved by the Ethics Committee of the Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital (#1467), and conducted in accordance with the Declaration of Helsinki. A retrospective review of relevant clinical features and treatmentrelated data of 23 patients who underwent second- or later-lines of chemotherapy with diagnoses of advanced or recurrent thymic carcinoma was performed. The pathological diagnosis was reviewed by a thoracic pathologist (TH) according to the 2004 World Health Organization (WHO) classification16 and the MasaokaeKoga staging system.17 Diagnoses of thymic carcinoma were confirmed using hematoxylin and eosin staining and immunohistochemistry for CD5, CD117 (c-KIT), and/or p63 to exclude other malignant thoracic tumors, and supplemental testing for terminal deoxynucleotidyl transferase to distinguish carcinomas from thymomas. The clinical factors retrieved include the following: (1) patient demographic characteristics including age, sex, Eastern Cooperative Oncology Group Performance Status at first-line chemotherapy, clinical stage according to the MasaokaeKoga staging system at diagnosis, histological type according to the 2004 WHO classification, and previous treatment; (2) type of chemotherapeutic agent

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used in all lines; (3) best objective response rate for each line of chemotherapy; and (4) survival data. Data were investigated in accordance with the International Thymic Malignancy Interest Group (ITMIG) Standard Definitions and Policies.18 Survival time was defined as the period from the date of second-line chemotherapy to the date of death from any cause or last follow-up. Progression-free survival was defined as the period from the date of each line of chemotherapy to the date of clinical progression of the disease, the last date of treatment, last follow-up, or death. The best objective responses for all computed tomography scans were assessed using the Response Evaluation Criteria in Solid Tumors criteria version 1.1 for each line of chemotherapy. Correlation between these data and clinical intervention and confirmation of the response was not required because of the retrospective nature of the data.

Statistical Analysis Descriptive statistics were used to summarize the patient baseline characteristics. Patients who failed to attend for follow-up were censored at the time of last contact. The Fisher exact test or c2 test was used to examine the association between 2 categorical variables. Factors predicting survival after second- and later-line chemotherapy were analyzed using univariate and multivariate analyses with the Cox proportional hazards model. The variables examined included age (< 70 vs.  70 years), sex (male vs. female), clinical stage (IVa/IVb vs. recurrence), and histological subtype (low-grade vs. high-grade). Low-grade (squamous cell, mucoepidermoid, and basaloid carcinomas) and high-grade (lymphoepithelioma-like, neuroendocrine, clear cell, sarcomatoid, and undifferentiated carcinomas) tumors were defined according to the definitions provided by Suster and Rosai.19 Differences were considered to be significant at P < .05. All statistical analyses were performed using JMP9 (SAS Institute, Cary, NC).

Results Characteristics of Advanced Thymic Carcinoma Patients and Their Tumors A total of 23 patients (13 male, 10 female) treated with palliativeintent chemotherapy for refractory thymic carcinoma were included in this study. Their median age was 58.5 years (range, 14-83 years). An average of 3.70 lines of chemotherapy were administered. At initial diagnosis, thymic carcinoma had metastasized to the lungs, liver, and bones. At diagnosis, 5 patients (21.7%) had stage IVa disease, 15 patients (65.2%) had stage IVb disease, and 3 patients had recurrent disease (13.0%). Histologic examination revealed 7 subtypes of thymic carcinoma: 16 patients (69.5%) had squamous cell carcinoma, 4 patients (17.4%) had neuroendocrine carcinoma (1 had small cell carcinoma, 2 had large cell neuroendocrine carcinoma, and 1 had carcinoid carcinoma), 1 patient had mucoepidermoid carcinoma, 1 patient had undifferentiated carcinoma, and 1 patient had lymphoepithelioma-like carcinoma. No autoimmune complications were observed. Patient characteristics are shown in Table 1; regimens of first-line chemotherapy are shown in Table 2. Most patients were treated with platinum-based chemotherapy; 19 (82.6%) received cisplatin-based and 2 received carboplatin-based chemotherapy. The response rate of first-line chemotherapy was

Yusuke Okuma et al Table 1 Patient and Disease Characteristics of the 2 Cohorts Patients Who Received Chemotherapy Characteristics

Total

Second-Line Only

e

58.5 (14-78)

Men

13

6

7

Women

10

3

7

0

0

3

7

1

15

6

9

2

8

4

4

IVa

5

3

2

IVb

15

5

10

3

1

2

Squamous cell carcinoma

16

5

11

Mucoepidermal carcinoma

1

1

0

Lymphoepithelioma-like carcinoma

1

0

1

Undifferentiated carcinoma

1

1

0

NETT

4

2

2

Median Age (Range), Years

Third- or Later-Line

Sex, n

Performance Status at the Time of First-Line Chemotherapy, n

MasaokaeKoga Stage, n

Postoperative Recurrence, n Histological Classification, n

Abbreviation: NETT ¼ neuroendocrine tumor of thymus.

60.9% in this study and it was 47.5% in our previous study of 40 patients.20

Clinical Outcome of Later-Lines of Chemotherapy The regimens of later-lines of chemotherapy and the responses to them are also shown in Table 2. For second-line chemotherapy, 9 patients (39.1%) were treated with platinum-based chemotherapy, and 11 patients (43.4%) were treated with single-agent chemotherapy. In the second-, third-, and fourth-lines, response rates decreased to 39.1%, 23.1%, and 12.5%, respectively. In all lines, 10 patients were treated with S-1, 9 with gemcitabine, 7 with amrubicin, 4 with irinotecan, 2 with pemetrexed, 1 with docetaxel, 1 with etoposide, and 1 with tegafur-uracil. Among the patients treated with carboplatin/paclitaxel, 9 achieved a 55.6% response rate despite their previous cisplatin-based chemotherapy (7 patients

were treated with cisplatin and irinotecan, 1 with cisplatin and gemcitabine, 1 with cisplatin/adriamycin/vincristine/cyclophosphamide [ADOC], respectively). Patients with neuroendocrine tumors of thymus (NETT) were treated with the chemotherapeutic regimen used for small-cell lung cancer. Two of the 4 patients treated with amrubicin did not respond to the therapy. The survival curve is shown in Figure 1. The median survival time was 18.8 months (95% confidence interval [CI], 7.5-40.9 months), and survival time from first-line chemotherapy was 43.5 months (95% CI, 20.9-67.3 months). Swimmer plot demonstrates durations of chemotherapy for each patients in the order of longer durations of second-line chemotherapy (Figure 2). A subgroup analysis was performed to identify a difference in median survival time in patients older than 70 years versus those younger than 70 years; the difference was not significant

Table 2 Chemotherapeutic Regimens for Thymic Carcinoma First-Line Agent ADOC Cis-CPT11 CBDCA-PTX CBDCA-GEM Cis-Based Single Agent Other Total Response Rate

Second-Line n (%) 4 8 1 1 7 1 1 23

(17.4) (34.8) (4.3) (4.3) (29.1) (4.3) (4.3) (60.9)

Agent Cis-based CBDCA-PTX S-1 GEM UFT AMR Other e

Third-Line

n (%) 3 6 4 3 2 2 3 23

(13.0) (26.1) (17.4) (13.0) (8.7) (8.7) (13.0) (39.1)

Agent AMR S-1 VP-16 CBDCA-based GEM-VNR Cis-based e e

Fourth-Line n (%) 4 3 2 2 1 1

(30.8) (23.1) (15.4) (15.4) (7.7) (7.7) e 13 (23.1)

Agent S-1 GEM CPT-11 DOC PEM Platinum-based e e

n (%) 2 1 1 1 1 2

(25.0) (12.5) (12.5) (12.5) (12.5) (25.0) e 8 (25.0)

Abbreviations: ADOC ¼ cisplatin/adriamycin/vincristine/cyclophosphamide; AMR ¼ amrubicin; CBDCA ¼ carboplatin; Cis ¼ cisplatin; CPT-11 ¼ irinotecan; DOC ¼ docetaxel; GEM ¼ gemcitabine; PEM ¼ pemetrexed; PTX ¼ paclitaxel; UFT ¼ tegafur-uracil; VNR ¼ vinorelbine; VP-16 ¼ etoposide.

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Chemotherapy for Refractory Thymic Carcinoma Figure 1 Overall Survival of Patients Previously Treated With Chemotherapy for Refractory Advanced Thymic Carcinoma. The Median Survival Time Was 18.8 Months (95% Confidence Interval, 7.5-40.9 Months)

(14.4 months vs. 64.1 months; P ¼ .47). No significant effect on survival could be detected in univariate analyses of other categories (Table 3). According to multivariate analysis, none of the assessed variables were statistically significant indicators of overall survival.

Discussion The present retrospective study examined the clinical outcomes of 23 patients treated with chemotherapy for refractory thymic carcinoma. The analysis of probable responses in each line of chemotherapy and the active agents effective for the treatment of refractory thymic carcinoma might be beneficial for future use. Because of the rarity of advanced thymic carcinoma, optimal chemotherapy for its treatment remains controversial. Conventionally, the Einhorn regimen for germ cell tumors, which consists of cisplatin- and anthracycline-based chemotherapy (either ADOC21 or CAP22 consisting of cisplatin, doxorubicin, and cyclophosphamide), is used as first-line chemotherapy for thymoma with a high response rate. Therefore, cisplatin and adriamycin are considered key drugs for the treatment of thymoma with a 60% to 90% response rate.23 For advanced thymic carcinoma, a response rate of 25% to 50% has been reported in small retrospective case studies. Carboplatin and paclitaxel demonstrated good results in 2 phase II studies.6,24-26 Recently, molecular investigations and clinical outcomes of thymic malignancies have demonstrated that thymoma and thymic carcinoma are separate. Therefore, the ITMIG recommends further investigations to differentiate these cancers in 2 different categories and to not combine them as was the case in the past. The clinical benefit of later-line chemotherapy remains uncertain for refractory thymic malignancies. For refractory thymoma and thymic carcinoma, NCCN guidelines10 recommend single-agent or

Figure 2 Swimmer Plot of Second- and Later-Lines of Chemotherapy for Refractory Thymic Carcinoma. The Objective Response Rate/Disease Control Rate for First-, Second-, Third-, and Fourth-Line Chemotherapy Were 60.9%/78.3%, 39.1%/60.9%, 23.1%/38.4%, and 25.0%/75.0%, Respectively

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Abbreviations: ADM ¼ Adriamycin; ADOC ¼ Cisplatin/Adriamycin/Vincristine/Cyclophosphamide; Amr ¼ Amrubicin; CbP ¼ Carboplatin/Paclitaxel; CDDP ¼ Cisplatin; CHOP ¼ Cyclophosphamide/ Adriamycin/Vincristine/Prednisone; CPM ¼ Cyclophosphamide; CPT ¼ Irinotecan; DTX ¼ Docetaxel; Gem ¼ Gemcitabine; LV ¼ Leucovorin; MMC ¼ Mitomycin C; MTX ¼ Methotrexate; Pem ¼ Pemetrexed; UFT ¼ Tegafur/Uracil; VCR ¼ Vincristine; VDS ¼ Vindesine; Vnr ¼ Vinorelbine; VP-16 ¼ Etoposide.

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Yusuke Okuma et al Table 3 Factors Associated With Overall Survival Hazard Ratio (95% CI) Univariate

P

Multivariate

P

Response to cytotoxic chemotherapy in patients previously treated with palliative-intent chemotherapy for advanced thymic carcinoma.

Clinical efficacy of second- and later-line chemotherapy for patients with thymic carcinoma previously treated with chemotherapy remains uncertain; li...
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