Accepted Manuscript Randomized Controlled Trials in Adult Traumatic Brain Injury: A Review of Compliance to CONSORT Statement Juan Lu , Kelli W. Gary , Al Copolillo , John Ward , Janet P. Niemeier , Kate L. Lapane PII:
S0003-9993(14)01280-5
DOI:
10.1016/j.apmr.2014.10.026
Reference:
YAPMR 56049
To appear in:
ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION
Received Date: 8 July 2014 Revised Date:
3 October 2014
Accepted Date: 31 October 2014
Please cite this article as: Lu J, Gary KW, Copolillo A, Ward J, Niemeier JP, Lapane KL, Randomized Controlled Trials in Adult Traumatic Brain Injury: A Review of Compliance to CONSORT Statement, ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION (2015), doi: 10.1016/ j.apmr.2014.10.026. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
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Running Title: Quality of RCT reports in TBI research
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Randomized Controlled Trials in Adult Traumatic Brain Injury: A Review of Compliance to CONSORT Statement
Juan Lu1, Kelli W. Gary2, Al Copolillo3, John Ward4, Janet P. Niemeier5, Kate L. Lapane6
3. 4. 5.
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Department of Family Medicine and Population Health, Division of Epidemiology, Virginia Commonwealth University, Richmond, VA, U.S.A. Email:
[email protected]; Phone number: 8048289786 Department of Occupational Therapy, Virginia Commonwealth University, Richmond, VA, U.S.A. Email:
[email protected]; Phone number: 8048283412 Department of Occupational Therapy, Virginia Commonwealth University, Richmond, VA, U.S.A. Email:
[email protected]; Phone number: 8048282220 Department of Neurosurgery, Virginia Commonwealth University, Richmond, VA, U.S.A. Email:
[email protected]; Phone number: 8048278400 Department of Physical Medicine and Rehabilitation, Carolinas Rehabilitation, 1100 Blythe Boulevard, Charlotte, NC, U.S.A. Email:
[email protected]; Phone number:7043552046 Department of Quantitative Health Sciences, University of Massachusetts Medical School, Worcester, MA, U.S.A. Email:
[email protected]; Phone number: 5088568999
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Juan Lu M.D., M.P.H., Ph.D.
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Corresponding author: Address:
Email address: Phone number: Fax number:
Department of Family Medicine and Population Health, Division of Epidemiology, Virginia Commonwealth University, Richmond, VA, U.S.A.
[email protected] 804 8289786 804 8289773
The authors report no declarations of interest. The work is supported by CTSA award No. UL1TR000058 from the National Center for Advancing Translational Sciences
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Abstract Objective: To describe extent to which adherence to Consolidated Standards of Reporting Trials (CONSORT) Statement in randomized controlled trials (RCTs) in adult traumatic brain injury
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(TBI) has improved over time. Data Sources: MedLine, PsycINFO and CINAHL databases were searched from inception to September, 2013.
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Study Selection: Primary report of randomized controlled trials in adult traumatic brain injury. The quality of reporting on CONSORT checklist items was examined and compared over time.
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Study selection was conducted by 2 researchers independently. Any disagreements were solved by discussion.
Data Extraction: Two reviewers independently conducted data extraction based on a set of structured data extraction forms. Data regarding the publication years, size, locations,
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participation centers, intervention types, intervention groups and CONSORT checklist items were extracted from the including trials.
Data Synthesis: Of 105 trials reviewed, 38.1%, 5.7% and 32.4% investigated drugs, surgical
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procedures and rehabilitations as the intervention of interest, respectively. Among reports published between 2002-2010 (n=51) and 2011-September, 2013 (n=16), median sample size
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was 99 and 118; 39.2% and 37.5% detailed implementation of randomization process; 60.8% and 43.8% of all reports provided information on method of allocation concealment; 56.9% and 31.3% stated how blinding was achieved; 15.7% and 43.8% reported information regarding trial registration and only 2.0% and 6.3% stated where full trial protocol could be accessed, respectively. Conclusions: Reporting of several important methodological aspects of RCTs conducted in adult TBI population improved over years; however, quality of reporting remains below an acceptable 1
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level. The small sample sizes suggest that many RCTs are likely underpowered. Further improvement is recommended in designing and reporting RCTS.
Randomized controlled trials – RCTs Traumatic brain injury - TBI
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Consolidated Standards of Reporting Trials - CONSORT
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Abbreviations
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Key words: Randomized controlled trials, traumatic brain injury, CONSORT Statement
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Well-designed and properly conducted RCTs provide the most reliable evidence in health interventions. This, in turn, leads to improvement in the prevention or treatment of disease (1).
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Many RCTs have been conducted with adequate methodological rigor to advance scientific
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knowledge. The ability to evaluate and disseminate this knowledge directly rest on the
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transparent and thorough reporting of trial methodology and findings. The lack of adequate
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reporting influences readers’ interpretation of the evidence and makes it more difficult to
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replicate the results for future research and follow recommended treatment options (2, 3). In
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order to alleviate this problem, guidelines have been created to assist researcher, peer-reviewers
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and journal editors in complete reporting of RCTs.
The Consolidated Standards of Reporting Trials (CONSORT) Statement is a minimum
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set of evidence-based recommendations designed to improve the quality of reporting RCTs. It
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was initially published in 1996 (4), then revised twice subsequently in 2001 and 2010 (5, 6). The
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revisions were each accompanied by a detailed explanation and elaboration document for the
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purpose of enhancing the use, understanding, and dissemination of the Statement (7, 8). The
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COSNORT provides structured guidance to help researchers prepare reports of trial findings,
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facilitate complete and transparent reporting, and aid in critical appraisal and interpretation. The
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most current version of the statement includes a 25 item checklist and a flow diagram. The
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checklist provides standardized approaches to report the trial design, analysis and interpretation
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and the diagram gives instructions to display the progress of all participants throughout the trial.
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Since the initial publication, the quality of clinical trial reporting has improved over the
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years in general (9, 10) and in many medical specialties (11-13). However, far from satisfactory,
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incompleteness and inaccurate reporting of trial results compounded with poor methodological
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rigor remain a serious concern (10, 14-16). 3
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Thus far, there are limited assessments of CONSORT compliance and improved
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reporting in randomized controlled trials (RCTs) in traumatic brain injury (TBI) literature. We
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previously reported on 100 RCTs in adult TBI with the aims of synthesizing evidenced based
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interventions and facilitating the effectiveness of interdisciplinary care (17). The current review
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extends previous work by (1) examining the extent that these reports of RCTs adhere to the
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CONSORT Statement and (2) assess whether the quality of reports has improved over time.
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Methods
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Study sample
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From our previous review (17), we searched databases of MedLine, PsycINFO and
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CINAHL to identify all primary reports of RCTs in adult TBI populations through June 29th,
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2011, using the search terms of ‘Traumatic Brain Injury or Brain Injury’ plus ‘Randomized
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Controlled Trials or Randomised Controlled Trials’. Hand searches against published reviews
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were also performed. Two authors independently assessed titles, abstract and full-texted articles
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according the eligibility criteria. We excluded trials with (1) exclusive pediatric samples, (2)
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acquired brain injury samples, unless the sample was predominantly TBI or the results were
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reported separately for the TBI sample and met the search criteria, (3) a sample size less than 20,
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(4) a focus on specific symptoms following TBI (e.g. elbow contractures, seizures, etc.), (5) a
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focus on safety and pharmacokinetics solely, or (6) non-English languages. As a result, the
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review selected 100 eligible studies, including 93 published RCT reports and seven studies with
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unpublished results (18).
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For this review, we updated the initial research and further included 12 published RCT
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reports up to September, 2013. After excluding seven studies with unpublished results from the
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previous review, this review included a total of 105 RCT reports in adult TBI populations.
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Data extraction 4
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Data extraction was carried out by three authors (J.L., A.E.C. and K.W.G.). For each article, at least two authors independently extracted data. To ensure the quality and consistency
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of the data extraction, the process started with practice on the first ten reports reviewed, from
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which authors extracted data based on a set of structured data extraction forms and discussed all
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discrepancies. Most differences were due to differing interpretation of the data extraction form;
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thus the form was modified and the exercise repeated using another ten articles until agreement
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was reached for all data items listed on the form. Following the agreement on the data extraction
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form, the same authors continued the process of data extraction and resolving discrepancies for
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the remaining reports. The overall rater agreement on the assessment of checklist items is 96%.
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CONSORT compliance
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original 25 items, this study evaluated the items that can be assessed and compared objectively
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across trials. The methodological items include: the use of the term ‘randomized trial’ in the title,
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location of data collection, predefined primary outcome, sample size estimation, method of
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randomization sequence generation, allocation concealment and implementation, who was blind
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and how blinding was achieved, publication of a participant flow diagram, period of recruitment,
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period of follow up, as well as the attrition due to loss to follow-up and intention to treat
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analysis. Since more than half the trial reports in this review were published before CONSORT
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revision in 2001 (5, 7), Table 1 provides methodological items and definitions used to assess
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reporting of RCTs, and comparisons of these items in CONSORT versions 2001 and 2010. The
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definitions were mainly adopted from Hopewell and colleagues (10) with some revision. In
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addition, the information regarding the status of trial registration, accessibility of the full
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We used the 2010 CONSORT reporting guideline (6, 8) to evaluate the studies. From the
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protocol and funding resources (i.e., reported as solely industry, part industry or non-industry, or
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not reported) were also assessed. Table 1 here
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Other data extraction
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trials), participation centers (i.e., single or multicenter), intervention types (i.e., drug
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intervention, rehabilitation or others) and intervention groups (i.e., two, or three or more groups).
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We also extracted data on the trial publication years, size, locations (i.e., U.S. or non-U.S.
Statistical analysis
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81 82 83 84
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76 77 78
We summarize the data descriptively. The numbers and proportions of the methodological items were reported by the publication years. The years were grouped into three periods: trial reports
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published (1) before the CONSORT 2001 revision, (2) after the 2001 revision but before the
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2010 revision and (3) after the 2010 revision. The descriptive summary statistics were used to
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compare the quality of RCT reports published between the periods. Risk ratios and associated
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95% confidence intervals were calculated and used to quantify changes in reporting between the
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publication periods. Forest plots were used to illustrate the methodological compliance between
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the publication years. SAS (Version 9.4, SAS Institute Inc., Cary, NC, US) was used for all
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analyses.
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Results
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Study selections
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A total of 105 RCT reports were included in the current review. Figure 1 shows the
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article identification process.
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General trial characteristics
Figure 1 here 6
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Table 2 provides information on general trial characteristics, according to the publication periods of (1) 1976-2001 (before and up to the revision in 2001), (2) 2002-2010 (before and up
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to the revision in 2010) and (3) 2011-September, 2013 (after the revision in 2010). Of 105
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eligible trial reports reviewed, 38 (19-57) , 51 (58-108) and 16 (109-124) were published up to
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the first, second and after the second waves of the revisions respectively. A vast majority
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(94.3%) of trials used parallel group design (99/105), and the remaining 3.8% (4/105) and 1.9%
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(2/105) used crossover and other types of designs respectively. Overall, 38.1% (40/105) of the
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trials investigated drugs as the primary intervention of interest, 5.7% (6/105) assessed surgical
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procedures, 32.4% (34/105) assessed rehabilitation related interventions and 23.8% (25/105)
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studied other types of treatment, such as hypothermia treatment, nutritional treatments, etc.
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Noticeably, the percentages of trials investigating drug treatments have decreased over the years,
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with 47.4% (18/38), 35.3% (18/51) and 25.0% (4/16) reported during the periods of 1976-2001,
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2002-2010 and 2011-September, 2013, respectively. The percentages of rehabilitation related
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interventions were 31.6% (12/38), 37.3% (19/51) and 18.8% (3/16) during the accordance
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periods, respectively.
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Of all trial reports reviewed, 45.7% (48/105) of trials were conducted in the United Sates while 54.3% (57/105) were conducted abroad or internationally. The proportion of trials
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conducted in the States decreased relatively from the period of 1976-2001 to the periods of 2002-
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2010, and 2011-September, 2013 [from 50.0% (19/38) to 41.2% (21/51) and 50% (8/16)]. Close
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to 50% (52/105) of all reports clearly stated that the trial was conducted at a single center and
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41.9% (44/105) stated that the trial took place at multiple centers; the number of study centers
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was not explicitly defined in 8.6% of the reports (9/105). Close to 89% (93/105) of all trials
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consisted of two study groups, while 11.4% (12/105) consisted of three or more groups. The
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median number of participants recruited per trial was 102.0 (10th to 90th percentile: 39.0 to
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463.0).
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CONSORT compliances of the methodological items
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Table 2 here
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Table 3 shows information on the CONSORT compliances of the methodological items,
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according to the publication periods of (1) 1976-2001, (2) 2002-2010 and (3) 2011-September,
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2013.
Table 3 here
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Statement of ‘Randomization’ in the title and location of data collection About 50% (52/105) of all trial reports stated that the study was randomized in the title of the report. Compared with the reports published during the period of 1976-2001, an
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improvement is observed in reports published during the periods of 2002-2010 and 2011-
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September, 2013, from 34.2% (13/38) to 60.8% (31/51) and 50% (8/16). 81% (85/105) of all
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reports provided location of the trial data collection, with 84.2% (32/38), 72.6% (37/51) and
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100% (16/16) for the three periods respectively.
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Predefined primary outcomes and sample size calculations
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(43/105) stated that a sample size calculation had been undertaken. The proportions of pre-
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specified primary outcomes among reports reviewed were relatively high and further improved
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after the CONSORT revision in 2001. 84% (43/51) and 93.8% (15/16) of the trials reported the
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primary outcomes during the periods of 2002-2010 and 2011-September, 2013 whereas 63.2%
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(24/38) of the trials during the periods of 1976-2001. An improvement in reporting the study
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sample size is also observed after 2001. 41.8% (21/51) and 75.0% (12/16) of the reports stated
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Of all reports, 78.1% (82/105) defined the primary outcome; whereas only 41.0%
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that sample size calculation had been undertaken during the periods of 2002-2010 and 2011-
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September 2013, whereas only 26.3% (10/38) during the period of 1976-2001.
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Methods of randomization sequence generation, allocation concealment and implementation
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randomization sequence, 45.7% (48/105) reported the allocation concealment method and 28.6%
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(30/105) provided information on who generated the sequence, administered the intervention
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and/or assigned the intervention groups.
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Overall, 46.7% (49/105) of the trials reported the methods used to generate the
A steady improvement is observed in reporting the methods that were used to generate
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the randomization sequence after the revisions in 2001 and 2010. During the periods of 2002-
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2010 and 2011-September 2013, 58.8% (30/51) and 68.8% (11/16) of trials reported the
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methods, while only 21.1% (8/38) during the periods of 1976-2001. An improvement in
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reporting the methods of allocation concealment and implementation of the randomization
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process is also observed during the two later periods. For the periods of 1976-2001, 2002-201 0
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and 2011-September 2013, 26.3% (10/38), 60.8% (31/51) and 43.8% (7/16) of trials reported the
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allocation concealment methods; and 10.5% (4/38), 39.2% (20/51) and 37.5% (6/16) of trials
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provided any information on who implemented the randomization process.
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Moreover, among 30 trials that reported personnel who implemented the randomization process, only 16.7% (5/30) clearly stated all personnel who generated sequence, assigned
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intervention groups and/or administered intervention; while 43.3% (13/30) and 40.0% (12/30)
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reported personnel who implemented either one or two of the three randomization tasks stated
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above. The reporting of individual personnel who implemented the randomization process was
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poor across all observed publication periods.
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Who was blinded and how blinding was achieved
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Among all reports, 58.1% (61/105) reported whether there was any blinding, 12.4% (13/105) stated that the trial was not blinded, and 29.5% (31/105) did not report who was blinded
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at all. Of 61 trials reporting any blinding, 82.0% (50/61) provided specific details on who was
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blinded after assignment to interventions (for example, study participants, care providers,
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outcome assessors), whereas the remaining 18.0% (11/61) simply used the terms “blinded”,
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“single blind”, or “double blind” without providing further details. The performance of the
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reporting on any blinding was relatively consistent over time. However, among the trials
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reporting any blinding, 87.5% (28/32) and 100.0% (8/8 ) of the reports published during 2002-
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2010 and 2011-September, 2013 provided specific details on who was blinded, while only 61.9%
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(13/21) during 1976-2001 provided such details.
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In addition to reporting who was blinded, 52.4% (55/105) of the trial reports provided information on how blinding was achieved. Of these, 63.6% (35/55) specifically described any
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similarities between the interventions or procedures (e.g., identical in size, color, taste, or method
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of administration), whereas the remaining 36.4% (20/55) simply used the term “placebo” without
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providing further details. For the periods of 1976-2001, 2002-2010 and 2011-September 2013,
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55.3% (21/38), 56.9% (29/51) and 31.3% (5/16) of the trial reports provided information on how
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blinding was achieved. Among trials reporting any blinding, 61.9% (13/21), 65.5% (19/29) and
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60.0% (3/5) of the trial reports provided specific details on how blinding was achieved.
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Participation diagram, periods of recruitment and follow up and attritions of loss to follow ups and intention to treat analysis
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inclusion of a participation diagram in trial reports has been improving since its revision in 2010,
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from 65.8 (25/38) and 60.8% (31/51) for the reports published during 1976-2001 and 2002-2010
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to 81.3% (13/16) during 2011-September, 2013.
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A participant flow diagram was given in 46.7% (49/105) of the trial reports. The
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Overall, more than two-thirds of the trial reports [67.6% (71/105)] supported information on the time of the recruitment period and most of the reports [82.9% (87/105)] provided
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information on the follow up period. The reporting of trial recruitment period was relatively
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consistent over the study periods [76.3% (29/38), 66.7% (34/51), and 75.0% (12/16)
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respectively], but reporting on follow-up periods was improving [76.3% (29/38), 84.3% (43/51)
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and 93.8% (15/16), respectively].
Of all trials, 88.6% (93/105) of the trial reports provided information on any loss to
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follow-up for each study group or reported no loss to follow up; among 93 trials reporting such
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information, 88.2% (82/93) provided the reasons for attrition or reported that there was no loss to
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follow-up. Of the periods within which the reports were reviewed, the period of 1976-2001 did
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the worst relative to the others, with 76.3% (29/38) of the trials reporting any loss of follow up or
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reporting no loss to follow up; and of those 29 reports, 79.3% (23/29) providing the reasons for
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attrition or reporting that there was no loss to follow up. Of the periods of 2002-2010 and 2011-
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September, 2013, 94.1% (48/51) and 100% (16/16) provided such information, and 91.7%
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(44/48) and 93.8% (15/16) provided the reasons for attrition or reported that there was no loss to
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follow up, respectively.
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Similar to performance of reporting of the attrition to loss to follow up, 84.8% (89/105) of all trial reports stated that intention to treat analysis was applied. Among 89 trials, 42.7%
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(38/89) of the trials included all randomized participants in the analysis, 57.3% (51/89) included
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randomized subjects with available outcomes only. Again, of the three periods, the period of
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1976-2001 did worse relative to the others, with 78.9% (30/38) of the trials stating that intention
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to treat analysis was applied. Further, of the 30 trials, 43.3% (13/30) included all randomized
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participants in the analysis. Of the two later periods, 84.3% (43/51) and 100.0% (16/16) stated
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that the intention to treat analysis was applied, and 41.9% (18/43) and 43.8% (7/16) reported the
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inclusion of all randomized participants in the analysis.
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Trial registrations, protocols and funding resources
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registration and where the full trial protocol could be accessed (1.9%, 2/105). Since the first
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U.S. Federal law of requiring trial registration was established in 1997 and the registry of
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ClinicalTrials.gov was released by National Institution of Health (NIH) in 2000, the trial report
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regarding the information of the trial registration still well below the optimal level. For the two
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later periods of 2002-2010 and 2011-September, 2013, only 15.7% (8/51) and 43.8% (7/16)
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reported such information accordingly, although recognizing some trials conducted abroad may
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not necessary having the same requirement.
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Of all reports reviewed, only 16.2% (17/105) of the trial reports provided details of trial
Overall, the details of the funding sources were provided in 64.8% (68/105) of all trial reports. Of these 68 trials, 26.5% (18/68) of the trials were funded solely [17.7% (12/68)] or
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partially [8.8% (6/68)] by industry and the remaining 73.5% (50/68) were funded by non-
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industry resources. Among all that reported the funding sources, 38.1% (8/21), 17.1% (6/35) and
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33.4% (4/12) of the trials were fully or partially funded by industry during the periods of 1976-
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2001, 2002-2010 and 2011-September, 2013, respectively.
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RCTs published during 1976-2001 vs. those published during 2002-2010
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first revision in 2001) with those (n=51) published during 2002-2010 (following the first revision
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and up to the second revision in 2010). There was a statistically significant improvement
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between the two periods in the proportion of trial reports that reported pre-specified
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primary/secondary outcomes [Relative Risk (RR):1.33, 95% confidence interval (CI):1.15-1.75)]
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Figure 2 shows the comparison of RCTs (n=38) published during 1976-2001 (up to the
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and the method of randomization sequence generation (RR: 2.79, 95% CI: 1.45-5.39), details of
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the allocation concealment (RR: 2.31, 95% CI: 1.30-4.11) and attrition due to loss to follow up
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(RR 1.23, 95% CI 1.02-1.49). Various improvements between the two periods in the proportion
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of the reports were also observed, although they did not reach statistical significance. The
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improvements included providing sample size calculation (RR 1.41, 95% CI 0.84-2.92), blinding
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after assignment of interventions (RR 1.27, 95% CI 0.96-1.68), and intent to treat analysis (RR
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1.07, 95% CI 0.87-1.31). Figure 2 here
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RCTs published during 2002-2010 vs. those published during 2011-September, 2013
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(following the first revision and up to the second revision in 2010) with those (n=16) published
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during 2011-September, 2013 (following the second revision). There was a statistically
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significant improvement between the two periods in the proportion of trial reports including
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details in sample size calculation (RR 1.82, 95% CI 1.18-2.81) and intent to treat analysis (RR
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1.18, 95% CI 1.05-1.34). The improvements between the two periods were also observed in the
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proportion of the reports including details of the primary outcome (RR 1.11, 95% CI 0.93-1.32)
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and the methods of random sequence generation (RR 1.17, 95% CI 0.78-1.75) and loss to follow
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up (RR: 1.06: 95% CI: 0.99-1.14), but did not reach statistical significance. There was no
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difference in the proportion of trials that provided specific details on the method of allocation
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concealment (RR 0.72, 95% CI 0.40-1.31) and on who was blinded after assignment to
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interventions (RR 0.70, 95% CI 0.44-1.10).
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Figure 3 shows a further comparison of RCTs (n=51) published during 2002-2010
Figure 3 here
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Discussion
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Study findings We performed comprehensive assessment of the quality of reports from105 RCTs in adult TBI research published in databases of MedLine, PsycINFO and CINAHL between 1976
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and September, 2013. The quality of reports was examined against the CONSORT reporting
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guidelines and compared over time. We specifically compared (1) RCT reports (n=38) published
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during 1976-2001 (up to the first CONSORT revision in 2001) with those (n=51) published
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during 2002-2010 (following the first revision and up to the second revision in 2010), and (2)
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reports published during 2002-2010 with those (n=16) published during 2011-September, 2013
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(following the second revision in 2010). Over the past 3 decades, the quality of RCT reports has
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improved over time in the field of TBI research. From the period of 1976-2001 to the period of
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2002-2010, a significant improvement was observed in reporting the pre-specified primary and
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secondary outcomes, methods of randomization sequence generation and allocation concealment,
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and trial attritions due to loss to follow-up. From the period of 2002-2010 to the period of 2011-
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September, 2013, significant improvements continued in reporting the details of sample size
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calculation and intent to treat analysis. Various improvements were also noticed in other
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CONSORT checklist items, although the improvements were not statistically significant.
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Of 105 eligible trials reviewed in adult TBI research, 38.1% of the trials investigated drugs as the primary intervention of interest, 5.7% assessed surgical procedures, 32.4% assessed
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rehabilitation related interventions and 23.8% studied other types of treatment. A vast majority
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of trials in adult TBI used parallel group design (94.3%, 99/105), mostly with two study groups
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(88.6%, 93/105). In this cohort, the median size per trial is 102 subjects with the 10th and 90th
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percentile ranging between 39 and 463. Little improvement in reporting has been seen over time.
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The small size observed in this review is of concern. In general, for a trial with two comparison
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groups, a sample size of 102 (or 51 per group) has only 56% power to detect a difference
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between an event rate of 40% and 60% (e.g., an improvement of 20% from an unfavorable
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outcome to a favorable outcome in the treatment group) at a 0.05 significance level. In practice,
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the effect size could be even smaller than the absolute differences as given in our example; and
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the power determined a priori could be further compromised by study attrition. As pointed out by
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other studies, trials with inadequate power could result in a high false-negative error rate and are
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likely associated with publication bias (9, 125, 126).
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Among all CONSORT checklist items examined, the improvement in reporting the methods of randomization sequence generation and allocation concealment noticed in this study
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are of great importance, as studies have shown that it is strongly associated with effect estimates
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(127-130). For any RCTs, the method of randomization is a key component to minimize any
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measured and unmeasured differences between the comparison groups. A successful
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randomization process relies on three different steps: sequence generation, allocation
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concealment and implementation. After generation of unpredictable allocation sequence, it is
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important to conceal this sequence from the investigators enrolling participants. Proper designed
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allocation concealment mechanism prevents selection bias and can always be successfully
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implemented (8).
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After participants received treatment assignment, blinding is another important safeguard
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against bias in RCTs although may not feasible in some situation (131). Blinding refers to
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withholding information about the assigned intervention from people involved in the trial who
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may potentially be influenced by this knowledge. Blinding usually reduces differential
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assessment of outcomes, therefore the information bias, but can also improve compliance and
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retention of trial participants while reducing biased supplemental care or treatment (132). A
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recent review by Wood and colleagues (133) found that, for subjective outcomes, trials that used
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inadequate or unclear allocation concealment yield 31% larger estimates of effect than those that
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used adequate concealment and trials that were not blinded yield 25% larger estimates. A portion of trials reviewed by this study are non-pharmacological trials (32.4% of all
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trials are rehabilitation-related interventions, 5.7% are surgical trials), for these trials, blinding of
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intervention allocation status from the participants and caregivers may not be feasible depending
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on the study design and nature of intervention studied. However, it is recommended that the
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outcome assessors be blinded whenever possible, particularly for those subjective outcome
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measurements. Further, if blinded, the trials should explicitly report method of blinding (i.e.,
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who and how), description of the similarity of the interventions, and whether or not those
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administering co-interventions were blinded (134).
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Although the data suggest that there has been significant improvement in reporting the quality parameters of allocation concealment, we should also point out that the current quality of
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reporting RCTs is still below an acceptable level. Among the most recent reports published in the
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period between 2011-September, 2013, less than half of all reports provided information on the
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method of allocation concealment; detailed the implementation of the randomization process;
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stated how blinding was achieved; and provided information regarding the trial registration. As
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these quality parameters are associated with potential biased estimation of intervention effect, we
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further highlighted some recommendations in Text Box 1 to facilitate the future awareness and
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improvement in these areas.
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Text Box 1 here
Comparison to clinical trial reports in other areas of medicine
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342
The observation from our review on the quality of RCT reports trials is, in general, consistent with the current literature in other specialties. Many studies review the quality in
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reporting RCTs through use of the CONSORT statement. They represent a wide range of areas
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of medicine and span over the past couple of decades (135). More recent reviews demonstrate
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greater adherence to CONSORT criteria (10, 15, 136-138). Like our study, most of the published
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reviews relied on use of CONSORT 2000, but some used 1996 CONSORT guidelines to judge
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the quality of RCTs. Comparable with our study, findings from these reviews point to overall
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improvement in the quality of RCT reports over time as indicated by adherence to CONSORT
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guidelines. However, most conclude that the quality of reports on RCTs has yet to reach
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acceptable levels.
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A variety of methods have been used to judge the quality of RCTs and explore whether
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improvements had occurred over time. Similar to our procedures, most studies engaged two or
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more reviewers in a process of identifying the presence or absence of CONSORT criteria in
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systematically identified research publications. Researchers typically searched for articles
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identified as RCTs or clinical trials within a medical specialty area, e.g., endoscopy, psychiatry,
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obstetrics/gynecology (12, 139, 140). Other reviews focused on a particular diagnosis or
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intervention procedure, e.g., fractures, acupuncture, stroke (141-143). PubMed/Medline was the
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most commonly used source; the second most popular source was the Cochrane Database of
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Systematic Reviews. Most studies calculated the percentage of CONSORT criteria met per
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study, a median or mean percent score, and the number of studies that reached a certain level of
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CONSORT compliance.
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To our knowledge, our study is the only study that provided a comprehensive methodological assessment of randomized trials in adult TBI that covers more than three decades
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of publications. Comparing the quality of reports among the publication periods allows us to
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examine the extent to which the quality of RCT reports in TBI research has improved over time.
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Our sample is acquired from three large online databases and with no restriction to any specific
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journals. Therefore, we are confident that it contains the majority of the RCT publications in
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adult TBI. Relatively unique to our study is that we calculated risk ratios with 95% confidence
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intervals for several key methodological items which allow quantifying changes in reporting
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between the publication periods.
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It is difficult to ascertain specific improvements or areas of neglect in use of the CONSORT across a wide range of studies. Some studies noted improvement in allocation
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concealment (139) while others reported limited adherence in this area (142). Some saw ongoing
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deficiency in describing the randomization process and blinding following assignment to
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intervention group (138, 139) while others noted improvement or strength in these areas (144).
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These differences in findings may be related to the search procedures, topic of interest and time
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period from which the trial reports were published. Relatively consistent across all studies and in
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agreement with our study is the recognition of improvements over time but ongoing need for
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better adherence to CONSORT guidelines as an indicator of high quality research. The
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endorsement by professional journals of the CONSORT Statement may influence the
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completeness of reporting RCTs (137, 145, 146). Currently, Archives of Physical Medicine and
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Rehabilitation, Journal of Neurosurgery, and Neurosurgery are among the TBI specialty journals
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that endorse the CONSORT guidelines. To extend the effort, 28 rehabilitation journals recently
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published editorial acknowledgements (147) calling for further elevation of the quality of
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disability and rehabilitation research and mandatory use the reporting guidelines, not only for
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reporting RCTs, but also for other study designs. Future studies should follow up with the
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impact of such mandatory effort on the quality of reporting RCTs in these journals.
389 390 391
Limitations
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inclusion/exclusion criteria from our previous report (17), and these procedures could have
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limited inclusion of all published RCT reports in TBI during the search period. However, such
394
exclusion would be minimal. Studies included in the review allowed us to fulfill our primary aim
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to describe methodological compliance with the CONSORT recommendation and compare
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improvement in trial reporting over time among a representative sample. Some CONSORT
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checklist items were not assessed in this review since they could not be objectively compared
398
across trials even though they are all of equal importance in evaluating the quality of the report.
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We agree with Hopewell and colleagues (10) on the point that poor reporting does not
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necessarily mirror the actual methods that were carried out in a trial. In practice, there might be
401
studies that had better quality of design in the study protocol than that in the final publication.
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Conversely, there might be studies that have shown more information about the trial design and
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conduct in the published reports than that in the actual protocols.
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Conclusions
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Reporting of several important methodological aspects of RCTs conducted in adult TBI
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population improved over the years, however, quality of reporting remains below an acceptable
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level. The small sample sizes suggest that many RCTs are likely underpowered. Further
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methodological improvement is recommended in both designing and reporting RCTs. Currently,
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only limited TBI specialty journals endorsed CONSORT guidelines. More journals are
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encouraged to join the effort to promote transparent and high quality reporting of RCTs.
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Our search technique relied on MeSH key words and terms and certain
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106. Yurkewicz L, Weaver J, Bullock MR, Marshall LF. The effect of the selective NMDA receptor antagonist traxoprodil in the treatment of traumatic brain injury. J Neurotrauma. 2005 Dec;22(12):1428-43.
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117. Hanks RA, Rapport LJ, Wertheimer J, Koviak C. Randomized controlled trial of peer mentoring for individuals with traumatic brain injury and their significant others. Arch Phys Med Rehabil. 2012 Aug;93(8):1297-304.
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119. Zafonte RD, Bagiella E, Ansel BM, Novack TA, Friedewald WT, Hesdorffer DC, et al. Effect of citicoline on functional and cognitive status among patients with traumatic brain injury: Citicoline brain injury treatment trial (COBRIT). JAMA. 2012 Nov 21;308(19):1993-2000.
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120. Hoffer ME, Balaban C, Slade MD, Tsao JW, Hoffer B. Amelioration of acute sequelae of blast induced mild traumatic brain injury by N-acetyl cysteine: A double-blind, placebo controlled study. PLoS One. 2013;8(1):e54163. 121. Matuseviciene G, Borg J, Stalnacke BM, Ulfarsson T, de Boussard C. Early intervention for patients at risk for persisting disability after mild traumatic brain injury: A randomized, controlled study. Brain Inj. 2013;27(3):318-24. 122. Sanchez-Aguilar M, Tapia-Perez JH, Sanchez-Rodriguez JJ, Vinas-Rios JM, Martinez-Perez P, de la Cruz-Mendoza E, et al. Effect of rosuvastatin on cytokines after traumatic head injury. J Neurosurg. 2013 Mar;118(3):669-75.
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Figure 1 legend
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Figure 1 shows the article identification process. A total of 105 RCT reports were included in the current review.
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Figure 2 legend
Figure 2 shows the comparison of RCTs published during 1976-2001(n=38) with those
published during 2002-2010 (n=51). A statistically significant improvement is observed
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between the two periods in reporting the pre-specified primary/secondary outcomes (RR:1.33, CI:1.15-1.75) and the method of randomization sequence generation (RR: 2.79, 95% CI: 1.45-
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5.39), details of the allocation concealment (RR: 2.31, 95% CI: 1.30-4.11) and attrition due to loss to follow up (RR 1.23, 95% CI 1.02-1.49).
Figure 3 legend
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Figure 3 shows a further comparison of RCTs published during 2002-2010 (n=51) with those published during 2011-September, 2013 (n=16). A statistically significant improvement was observed between the two periods in reporting details in sample size calculation (RR 1.82, 95%
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CI 1.18-2.81) and intent to treat analysis (RR 1.18, 95% CI 1.05-1.34).
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Table 1. Methodological Items and Definitions Used to Assess Reporting of Randomized Controlled Trials CONSORT Guidelines Items and Definitions 2010 2001 Primary outcome Study primary or main outcome(s) explicitly defined. √ √ Sample size Sample size calculation stated to be carried out. √ √ Randomization Sequence generation Method used to generate the random allocation sequence described. √ √ Allocation concealment Mechanism used to implement the random allocation sequence and /or steps used to conceal the sequence until interventions were assigned described. √ √ Implementation Personnel who generated the random allocation sequence, enrolled participants, and assigned participants to interventions specified. √ √ Blinding – who was blind Study participants, care providers, outcome assessors, or investigators with no knowledge of the participants’ group allocation stated to be blinded; or the trial stated to be blinded, single blind, double blind, or triple blind.
Blinding – how blinding was achieved
Similarities between interventions or procedures described, or the trial stated to be placebo controlled or unblinded.
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Attrition – loss to follow-up For each group, the numbers of participants who losses to follow-up listed, with reasons. Intention to treat analysis Randomized participants with available data stated as having been included in an intention to treat analysis.
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-
√
√
√
√
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Table 2. General Characteristics of Randomized Controlled Trials in Adult Traumatic Brain Injury Trials by publication years All trials 1976-2001 2002 – 2010 2011 – Sept. 2013 N=105 N=38 N=51 N=16 Trial design Parallel 99 (94.3) 37 (97.4) 46(90.2) 16 (100.0) Crossover 4 (3.8) 0 (0.0) 4 (7.8) 0 (0.0) Other 2 (1.9) 1 (2.6) 1 (2.0) 0 (0.0) Intervention Drug 40 (38.1) 18 (47.4) 18 (35.3) 4 (25.0) Surgery or procedure 6 (5.7) 0 (0.0) 3 (5.9) 3 (18.8) Rehabilitation 34 (32.4) 12 (31.6) 19 (37.3) 3 (18.8) Others 25 (23.8) 8 (21.1) 11 (21.6) 6 (37.5) Trial locations U.S. trials 48 (45.7) 19 (50.0) 21 (41.2) 8 (50.0) Non-US trials 57 (54.3) 19 (50.0) 30 (58.8) 8 (50.0) Study centers Single 52 (49.5) 15 (38.5) 30 (58.8) 7 (43.8) Multiple 44 (41.9) 19 (50.0) 16 (31.4) 9 (56.3) Unclear 9 (8.6) 4 (10.5) 5 (9.8) 0 (0.0) Number of study groups Two 93 (88.6) 35 (92.1) 44 (86.3) 14 (87.5) Three or more 12 (11.4) 3 (7.9) 7 (13.7) 2 (12.5) Sample size 102.0 119.0 99.0 118.0 Median per trial (39.0-463.0) (30.0-693.0) (39.0-404.0) (39.0-433.0) (10th to 90th percentile)
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Table 3. Reporting Characteristics of Randomized Controlled Trials in Adult Traumatic Brain Injury Trials by publication years All trials 1976-2001 2002 – 2010 N=105 N=38 N=51 “Randomized” stated in the title Stated 52 (49.5) 13 (34.2) 31 (60.8) Location of the data collection Reported 85 (81.0) 32 (84.2) 37 (72.6) Predefined primary outcome Defined 82 (78.1) 24 (63.2) 43 (84.3) Sample size calculation Stated 43 (41.0) 10 (26.3) 21 (41.8) Method of random sequence generation Reported 49 (46.7) 8 (21.1) 30 (58.8) Method of allocation concealment Reported 48 (45.7) 10(26.3) 31 (60.8) Implementation 30 (28.6) 4 (10.5) 20 (39.2) Any report (personnel who generated sequence, administered intervention and/or assigned intervention groups) One of the three 13 (43.3) 1 (25.0) 11 (55.0) Two of the three 12 (40.0) 3 (75.0) 5 (25.0) All three 5 (16.7) 0 (0.0) 4 (20.0) Blinding-who was blinded Any blinding 61 (58.1) 21 (55.3) 32 (62.8) Details reported* 50 (82.0) 14 (66.7) 28 (87.5) 11 (18.0) 7 (33.3) 4 (12.5) Details not reported† ‡ 13 (12.4) 3 (7.9) 9 (17.7) Unblinded Not reported 31 (29.5) 14 (36.8) 10 (19.6) Blinding-how blinding was achieved Any blinding 55 (52.4) 21 (55.3) 29 (56.9) § 35 (63.6) 13 (61.9) 19 (65.5) Details reported || 20 (36.4) 8 (38.1) 10 (35.5) Details not reported Unblinded 13 (12.4) 3 (7.9) 9 (17.7) Not reported 37 (35.2) 14 (36.8) 13 (25.5) Participation diagram Included 49 (46.7) 25 (65.8) 31 (60.8) Period of the recruitment Reported 71 (67.6) 29 (76.3) 34 (66.7)
2011 – Sept. 2013 N=16 8 (50.0) 16 (100.0) 15 (93.8) 12 (75.0) 11 (68.8) 7 (43.8) 6 (37.5) 1 (16.7) 4 (66.7) 1 (16.7) 8 (50.0) 8 (100.0) 0 (0.0) 1 (6.3) 7 (43.8) 5 (31.3) 3 (60.0) 2 (40.0) 1 (6.3) 10 (62.5) 13 (81.3) 12 (75.0)
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Period of the follow-up Reported 87 (82.9) 29 (76.3) 43 (84.3) Attrition-Loss to follow-up for each group Reported 93 (88.6) 29 (76.3) 48 (94.1) Reasons given¶ 82 (88.2) 23 (79.3) 44 (91.7) Reasons not given 11 (11.8) 6 (20.7) 4 (8.3) Attrition-Intention to treat analysis Reported 89 (84.8) 30 (78.9) 43 (84.3) As all randomized participants 38 (42.7) 13 (43.3) 18 (41.9) As randomized with available data 51 (57.3) 17 (56.7) 25 (58.1) Trial registration Reported 17 (16.2) 2 (5.3) 8 (15.7) Trial protocol Reported 2 (1.9) 0 (0.0) 1 (2.0) Funding Reported 68 (64.8) 21 (75.3) 35 (68.6) Solely industry 12 (17.7) 6 (28.6) 4 (11.4) Part industry 6 (8.8) 2 (9.5) 2 (5.7) Non-industry 50 (73.5) 13 (61.9) 29 (82.9) *Article reports exactly who was blinded; † Report stated used the terms “blinded”, “single blind,” or “double blind,” or similar, without providing further details on who was blinded; ‡Trial stated as unblinded if explicitly stated as such or blinding clearly not possible; § Article reports similarities between interventions or procedures; || Trial stated as placebo controlled, without further details on how placebo control was achieved; ¶ Including trial reports stated that there was no loss to follow-up.
15 (93.8) 16 (100.0) 15 (93.8) 1 (6.3) 16 (100.0) 7 (43.8) 9 (56.3) 7 (43.8) 1 (6.3) 12 (75.0) 2 (16.7) 2 (16.7) 8 (66.7)
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Databases: MedLine, PsycINFO and CINAHL Through September 30, 3013
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Figure 1 Study Selections
9 trial reports added from Gordon et al. 2006, Cernich et al. 2010 and Maas et al. 2010
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1378 trial reports screened
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Search terms: “Traumatic Brain Injury OR Brain Injury” “AND” “Randomized Controlled Trials OR Randomized Controlled Trials”
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Total 1387 reports identified
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122 reports eligible for full-text review
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Final study inclusion 105 trials
1104 excluded on titles 161 excluded on abstract
Participants not predominately TBI (n=5) Focus on non-TBI related outcomes (n=6) Early phase trials (n=3) Not RCT (n=1) Duplicate studies (n=2)
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Text Box 1. Reporting Allocation Concealment and Blinding Allocation concealment - Report the mechanism of allocation concealment - Report the implementation process (i.e., the personnel who enrolled the participants, ascertain the intervention assignment and administered intervention) Blinding - Not only report the single-blind, double blind, or triple-blind terminology, but also explicitly state who is blinded and how blinding is achieved - Report all involved healthcare personnel for whom blinding may influence the validity of a trial (e.g., care providers, interventionist cointerventionist, outcome assessors and adjudicators)