Radiographic

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DAVID

and Echocardiographic Evaluation with Indomethacin for Patent Ductus K.

EDWARDS,1

CHARLES

B. HIGGINS,1

AND

WILLIAM

T. ALLEN MERRITT,2 F. FRIEDMAN2

A series of 33 consecutIve preterm newborns who were treated with Indomethacin, a drug which acts to close the patent ductus arteriosus, were studied retrospectively to cxamine the efficacy of chest radiography and echocardiography in diagnosing the presence of a significant patent ductus arteriosus. Radiographic changes In pulmonary vascular engorgement, pulmonary edema, and cardiac size on the anteroposterior film tended to precede the clinical changes of shunt appearance and resolution. The echocardlographic left atrial to aortic ratio (LA/Ao) supplemented the radiographic findings. The time of disappearance of the ductus arterlosus shunt, as judged by clinical findings, was identified accurately by radiographic and echocardlographlc findings in the majority of cases; errors of under- and overestimation occurred in a minority of patients. In assessing both the presence and the resolution of the shunt, greater reliability was possible by using both radiographic and echocardlographic findings than by using either method alone.

Pulmonary the

overcirculation

ductus

from

is

arteriosus

threatening

problem

changes

radiographic

and

and

newborn

of a patent involving

radiographic

patency

[4],

often

follow

The

arteriosus

ligation

little

information

is

point. No arteriosus

have

been

available

such distinct endpoint closes spontaneously

maneuvers Accurate become

are used diagnosis

with

because agents

Prostaglandin

E

of that

has

the

recent

affect been

the shown

and

is

the

ductus Received

with

arteriosus May

C. B. Higgins Lung Institute. ‘ Department K. Edwards. 2 Department Am J Ro.ntgenol © 1978 American

considerable in effecting

[9-11] nonsurgical

in clinical

12, 1978;

accepted

is the recipient

trials. after

but

When revision

C. H.)

its

left

atnial

acm

a specific

accuracy

of

to determine closure.

chest

the

time

Methods

evaluated

in 33 preterm ductus

without were

and

infants

arteniosus

and

in

knowledge

of the

noted

from

clinical

the

dates

of

course;

patients’

records.

when

it began

to decrease.

data

to aortic

in this

Hospital

described

of normal records

an agent

to

30.3

as small

size. were

were

Of the

examined

determine

the

Career Development

Award,

treated

when

ages

at

these which

age; were

the

in

by

and

average

Three

patients

remainder

male.

The

available

significant

24 at

Hospital

determined

26-35)

18 were

was

hospitals:

at Sunrise

640-2,700).

gestational

33 patients,

of indometh[14].

at two

(range,

The

maximum,

dimension

age at birth

(range,

echo-

[4].

at its

the course

and nine

weeks for

noted

elsewhere

gestational

was 1 .336 grams

23 patients;

described

diastolic

as described series

for

was end

in San Diego

was

birthweight

(LA/Ao)

ventricular

Average

examination

available

as previously

and following

left

17 patients

patients

Las Vegas.

were

ratio

preceding, on

were

measured root

The

Similar

and reduction in edema. Weighcourse, a subjecthe final dose of was also made of

closure.

were

therapy.

The

(23 clinical

were clinical

patients) findings

7. 1978.

Hospital,

225 West Dickinson

of Pediatrics,

University

of California

Hospital,

San Diego. California

1978

to document-

or of the patients

data

of shunt

University

the

of California

December

were

of a signifi-

findings,

of patent

together

maximum,

success

measured

of U.S. Public Health Service Research

Ray Society

working these

University

131:1009-1013,

and

signs

subsequently

of Radiology,

Roentgen

clinical

cardiograms

not invariable closure of the

Seotember

In addition the

clinical

who

signs

diagnostic

were

administration

arterio-

such

clinical

independently success of ductus

Echocardiographic

ductus arteriosus [6-8], while inhibitors of prostaglandin synthesis act to close the ductus [6, 9, 10]. Indomethacin is a potent inhibitor of prostaglandin synthetase that has used success

retrospec-

and

,

newborns

determine

indomethacin

the

has

dilate

compare

times were noted for the onset, maximum, pulmonary vascular enlargement and pulmonary ing these factors and the overall radiographic tive estimate was made of the time when indomethacin was administered. An estimate

development to

of the to

which

Initial chest nadiographs were examined to identify each patient’s initial radiographic diagnosis. Cardiothonacic ratios (C/T) were measured on all films as described elsewhere [4]. Times were noted at which the C/T began to increase, when it

the ductus nonsurgical

ductus

by

whom pharmacologic closure of the ductus was attempted with indomethacin. The use of this drug was as described elsewhere [9, 11 , 13]. The nadiographs were examined by two of us (D. E.

described

patency

after

radiognaphs

exhibited

to

preterm

Subjects who

was

arteriosus.

made

immediately arteriosus

study of 33

ductus

used

markers

echocardiographic

chronology was

G. DiSESSA,2

identify

indomethacin

patent

Treated

be judged.

our

a series

Sequential

that

regarding

exists when or when

to close it. of ductus

imperative

pharmacologic

been [12]

treated the

to

may of

radiography and therapeutic

changes that occur when there is nonsurgical resolution. Surgical closure of the ductus arteriosus has the advantage that the surgery itself provides a therapeutic end-

sus.

in

effort

[1-3].

changes

desirable

radiographic,

findings

ing

is

purpose the

cant

echocardiography

echocardiographic

ductus but

of

it

THOMAS

of therapy

tively

life-

infants

used,

success

of

ductus arteriosus clinical markers,

and

is

reached

The [4],

a frequent

in premature

Preoperative diagnosis usually nonangiographic, chest [4,5].

prolonged

of Newborns Arteriosus

1009

grant no. KO4 HLOO2O1 from

Street, San Diego. California

92103. Address

the National

reprint

Heart

requests

92103. 0361

-803X/78/1

200-1009

$00.00

and

to D.

1010

EDWARDS

ET

TABLE Correlation

of Clinical

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Mean Age (Days)

1

and Radiographic .

.

.

. .

Observations Radiographic and Echocardiographic

clinical

Enlargement

5.1

(1-17)

5.3 5.9 6.6

(2-12) (1-15) (2-17)

7.5

(3-14)

Bounding

9.4 9.4 9.7 10.2 10.2 10.3

(4-33) (3-34) (1-35) (5-35) (5-33) (4-31)

Peak of clinical symptoms First indomethacin dose

1 1 .7

(336)

13.0 13.3 13.8 14.3

(3-43) (6-43) (6-43) (6-47)

Significant

murmur . . .

Enlargement

Onset of pulmonary

. .

pulses

Final

. .

.

. .

indomethacin

... ...

Maximum Maximum Maximum Maximum dose

Radiographic

. . .

Clinicalsymptom

cardiac size vessel enlargement LA/Ao ratio pulmonary edema estimate

of final

dose

Cardiac size decrease Pulmonary vessel decrease Pulmonary edema decrease

. . .

are ranges.

size

edema

...

. . .

in parentheses

of cardiac

noted

. .

.

vessels

...

. . .

(4-39)t

of pulmonary

noted

.

.

Note-Numbers

.

AL.

resolution

...

clinical.

t Radiographic

suggesting

and echocardiographic.

a patent

ductus

arteniosus were

reached

a maximum,

initially

noted,

and resolved. Results

Radiographic

Observations

The primary radiographic diagnosis for 26 patients was respiratory distress syndrome. Four patients demonstrated what has been termed “immature lung” [15], with minimal granularity and no significant airbronchograms. Two patients exhibited no discernable pulmonary parenchymal disease, but had congestive heart failure that was initially mild. One patient had an initially normal chest radiograph, but within a few days developed findings characteristic of Wilson-Mikity syndrome [16]. The time course of the findings of pulmonary vascular enlargement, pulmonary edema, and enlarged cardiac silhouette is summarized in table 1 . All patients during their clinical courses exhibited enlargement of pulmonary vessels, manifested by appearance of numerous hilar and perihilar en face vessels (“shunt vessels”). Initial pulmonary plethora appeared at 1-17 days of age (average, 5.1 days); these enlarged vessels tended to be the first manifestation of patent ductus arteriosus. Vessel enlargement was maximal at 10.2 days of age, and discernable decrease was observed at an average of 13.3 days. Pulmonary edema was observed in all but one patient. The average age at onset was 6.6 days. Edema was maximal at 10.3 days, and began to decrease at 13.8 days. Cardiothoracic ratio (C/T) averaged 52.5% on the initial chest film. Onset of discernable enlargement over the initial value was noted at an average of 5.9 days, and maximal C/T occurred at 9.7 days. Decrease in cardiac size occurred at 13.0 days. Maximum C/T never exceeded 60% in 21 patients. Of these 21 patients, five demonstrated an increase in C/T of 5% or more, while the remainder showed lesser increases. A total of 17 patients had maximum C/T increases of less than 5%. Of

these patients, 16 demonstrated over the sequence of films an increase and subsequent decrease in CIT that paralleled clinical symptomatology, even though the change was less than 5%. One patient demonstrated no discernable increase in cardiac size during his hospital course, and two patients never exhibited a decrease after enlargement of their cardiac silhouettes. The latter two patients did not have subsequent chest radiographs. All patients but one required assisted ventilation during their hospital courses. A wide variety of pulmonary abnormalities,

many

probably

related

to

assisted

venti-

lation, were observed. These included varying degrees of atelectasis (14 patients), pleural effusion (two), aspiration (three), pneumothorax (six), pneumomediastinum (one), pneumopericardium (one), and interstitial emphysema (eight patients). Hyperaeration was not a frequent finding. Echocardiographic

Observations

The echocardiograms obtained in 23 infants showed a peak left atrial to aortic root (LA/Ao) ratio of 0.8-0.9 in four infants, suggesting a moderate left to right shunt, and a peak ratio of 1 .0 or greater in 12 infants, suggesting a large-volume shunt [17]. The average peak LA/Ao ratio was 1 .0 (range, 0.5-1 .4). The average age at the peak LA/Ao ratio was 10.2 days. The average LA/Ao ratio prior to initiation of indomethacin was 0.9 (range, 0.41 .4),

and

after

the

course

of

the

drug

was

0.6

(range,

0.4-1 .0). The LA/Ao ratio decreased after indomethacin therapy in all but one patient. All patients who exhibited elevated LA/Ao ratios also demonstrated enlarged left ventricular end diastolic dimension, in the 17 patients for whom this was measured. Of

the

seven

patients

with

LA/Ao

of

less

than

0.8,

absolute cardiomegaly (C/T more than 60%) was seen in two patients, and four patients exhibited significant increase in CIT (more than 5%). Only one patient with normal LA/Ao ratio demonstrated neither cardiomegaly nor significant increase in C/T. However, this patient did

INDOMETHACIN

IN

PATENT

DUCTUS

ARTERIOSUS

1011

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..

r Fig. 1.-Patient after indomethacin

Fig.

=i

who exhibited gradual clearing after drug therapy. A, Anteropostenion therapy showing partial resolution of pulmonary plethora and edema.

2.-Patient

who responded therapy showing

after indomethacin

immediately to drug therapy. A, Anteroposterior marked clearing of cardiomegaly, and pulmonary

exhibit pulmonary plethora and edema. Thus in all patients either radiographic or echocardiographic signs of a large volume shunt were identified prior to indomethacm therapy.

view

Evaluation

Radiographic When

the

time

of

the

Four

patients

were

arteriosus after ductal ligation. appeared

to

to

have

felt

to have

indomethacin Radiographically improved

recurrent

patent

therapy and three of in

terms

of

ductus

underwent these four

shunt-related

abnormalities but had not entirely resolved; in the fourth infant the radiographic abnormalities appeared to have resolved completely. At surgery the patent ductus arteriosus was very small (2 mm) in the latter patient, and persisting moderate-sized in the other three.

In

dose

have

closed

seven

successful

average

time

of

these

over slow trasted clearing

cases the

the

time

cases

final

exhibited

dose

than

time

the

in 17 cases

the

resolution

to

of

by up

nine

average cases

therapy

dose that

was

6 days.

The

of indomethacin

as the

of successful

indomethacin

dose estimate

up

dose

same

felt

estimate

the final

by

final

was

radiographic

radiographic dose

the actual

that

the

actual

of

estimate

actual

the

of success-

with

ductus),

of the was

date

radiographic

the

final

examination

radiographic

than

the

earlier

which

Subsequent the

of the

is,

was

estimated

was 1 1 .7 days, time.

(that

the

Therapy

compared

24 hr of the

in nine

the

was

cases,

therapy

5 days;

past

final

lay within

(52%).

B, Film 1 day

administration.

estimate

therapy

B, Film

administration.

of Indomethacin

radiographic

ful indomethacin

to

to indomethacin

Estimation

estimate

A chronologic summary of the major clinical events is presented in table 1 . The first time a significant murmur was noted was at an average age of 5.3 days; the average peak of clinical symptoms was 9.4 days, the same average time as the first dose of indomethacin. The average time of clinical resolution was 14.3 days.

prior

view of chest prior to indomethacin plethora and edema.

clinically Clinical

of chest

actual in which was

later

revealed

occurred

that slowly

several days. An example of a patient who exhibited clearing is shown in figure 1, which may be conwith after

a patient indomethacin

who

exhibited therapy

marked (fig.

2).

immediate

EDWARDS

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1012

Examination of the seven cases in which the radiographic signs of significant improvement preceded the actual completion of indomethacin therapy revealed that, in four cases, the volume of the left-to-right shunt was probably small prior to indomethacin treatment because the C/T was below 60% and the peak LA/Ao ratio (in the two cases measured) was only 0.6. In three of these cases, two doses of indomethacin were administered after radiographic clearing of what appeared to be small shunts. In one of these patients, persisting respiratory dependency led eventually to ductal ligation; as predicted radiographically, this patient had a very small patent ductus arteriosus. In the other four cases, radiographic findings suggested significant improvement after the first dose of indomethacin, but clinical findings

prompted

additional

doses.

Of the 16 patients in whom radiographic assessment of successful therapy was erroneous, 1 1 were among the 23 patients on whom echocardiography was done. Of these 1 1 five patients demonstrated decreases in LA/Ao ratio from 1 .0 or above to below 0.8 with indomethacin therapy. Had this LA/Ao ratio drop been used in conjunction with the radiographic findings, the number correct would thus have been 17 of 23, or 74%. In the remaining five patients, neither the LA/Ao ratio nor the radiographs reflected the exact time of shunt closure as defined by clinical evidence of closure. ,

ET AL. indomethacin dose, but there were errors of up to 5 and 6 days in either direction. Accuracy within 24 hr was attained with only 52% of patients. Of the factors that may contribute to this inaccuracy, possibly the most important is that the standard for radiographic evaluation in this study was clinical assessment of the shunt. The accuracy of clinical evaluation is always open to question in the absence of direct evidence. This factor, together with partial or incomplete ductus closure, may have contributed to the error made in seven cases in which the radiographs would have suggested cessation of therapy

In evaluating the onset of a significant shunt across a patent ductus arteriosus in a newborn infant, the current study supports a previous report [4] that indicative changes on the chest radiograph are contemporary with and often in advance of clinical detection of a significant heart murmur. The sequence of clinical and radiographic changes is more striking than the average times of these observations would suggest (table 1), because in many cases radiographic evaluation was not requested until after there was clinical suspicion of a shunt. In examining the radiographic indices of significant shunt, the most sensitive were engorged pulmonary vessels, which were observed with all patients except one. The size of the cardiac silhouette was a relatively insensitive

index

of shunt

severity.

Absolute

indomethacin

which probably represents left-to-right shunt [17]. In diagnosing

of the average tration

radiographs estimation coincided

ductus

the arteriosus

lower

limit shunt

for closure,

a moderate the

It may

actually

discontinued.

in infancy

be concluded

from

are a fairly

of

a significant

of

pulmonary

[9].

in considering

the

ductus

study

weighed

that

indicator

arteriosus

vascular

are

this

reliable

shunt,

appearance

if the

enlargement more

radiographic

of the and

heavily

changes

pulmonary

than

measurable

changes in the cardiothoracic (C/T) ratio. If the C/T is considered together with the echocardiographic LA/Ao ratio, greater accuracy is possible than with using either measurement alone. The exact time of ductus closure is not reliably estimated by any of the variables examined in this study , although again greater accuracy is attained by using echocardiographic data together with the radiographs than by using either alone. More reliable indices of

shunt

closure

developed logic

agents

than

those

examined

in order

to monitor

the

such

as indomethacin.

here

effects

need

to

be

of pharmaco-

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JA, WH,

mature

Edmunds Rudolph

LH AM:

infants.

Incidence,

and management.

N EnglJ

2. Neal WA, Bessingen

Jn,

Gregory

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ductus

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CB,

Rausch

12:57-65, J, Friedman

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arteniosus complicating respiratory drome. J Pediatr 86: 127-131 , 1975 3. Rudolph AM, Heymann MA: Medical treatment

arteniosus.HospPrac

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use

was only modestly successful. The of the date of indomethacin ad miniswith the average date of the final

therapy

changes

cardiomeg-

aly (C/T more than 60%) was seen in only 36% of patients, and significant increase in C/T (more than 5%) was seen in only 48%. A large number of patients (48%) demonstrated neither absolute cardiomegaly nor significant increase in C/T. The other numerical variable examined in this study was the echocardiographic LA/Ao ratio. Like the C/T findings, this ratio was not always indicative of clinical status. In 48% of 23 cases, the peak LA/Ao ratio was below 1.0, and in 30% the peak was below 0.8, the value

it was

accuracy of radiographic evaluation of patent ductus arteriosus shunt, it is worth noting that with the four cases who underwent surgical ligation, the final radiographs predicted the operative findings correctly.

edema Discussion

before

In nine cases the radiographs alone would have suggested a need for additional doses of indomethacin. In the majority of these patients clearance of pulmonary plethora and/or edema was relatively slow. It is speculated that this type of error may relate to slow clearance of fluid; transient oliguria is a known side-effect of

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6. Elliott RB, Starling MB, Neutz JM: Medical manipulation the ductus arteniosus. Lancet 1:140-142, 1975

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by

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MA,

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AM:

Ductus

arteniosus

dilatation

INDOMETHACIN

IN

PATENT

DUCTUS

prostaglandin

E1 in infants with pulmonary atresia. Pediat1977 8. Lang P, Freed MD, Rosenthal A, Castaneda AR, Nadas AS: The use of prostaglandin E1 in an infant with interruption of the aortic arch. J Pediatr 91 : 805-807, 1977 9. Friedman WF, Hirschklau MJ, Pnintz MP, Pitlick PT, Kirkpatrick SE: Pharmacologic closure of patent ductus arteriosus in the premature infant. N EngI J Med 295:526-529, 1976 10. Heymann MA, Rudolph AM, Silverman NH: Closure of the ductus arteniosus in premature infants by inhibition of prostaglandin synthesis. N EngI J Med 295: 530-533, 1976

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rics

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syndrome.

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Friedman taglandin

1013

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SE: Blockers of prosin the management of the premature infant with patent ductus arteniosus, in Advances in Prostaglandin and Thromboxane Research , ed-

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PM, New York,

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Johnson Tatter

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of large left to and

children.

Radiographic and echocardiographic evaluation of newborns treated with indomethacin for patent ductus arteriosus.

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