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Prediction score for lymph node metastasis from cutaneous squamous cell carcinoma of the external ear K. Wermker a,*, J. Kluwig a, S. Schipmann a, M. Klein a, H.J. Schulze b, C. Hallermann b a

Fachklinik Hornheide, Skin Cancer Centre, Department of Cranio-Maxillofacial Surgery, Muenster, Germany b Fachklinik Hornheide, Skin Cancer Centre, Department of Dermatology and Dermato-Histo-Pathology, Muenster, Germany Accepted 22 July 2014 Available online - - -

Abstract Aims: The frequency of lymph node metastasis (LNM) is higher in cutaneous squamous cell carcinoma (cSCC) of the ear than in other head and neck cSCCs. Nodal dissemination is associated with a significantly worse prognosis and disease-specific survival. The aim of this study was to establish a prediction model for LNM in patients with cSCC of the ear. Materials and methods: Tumour characteristics of 353 patients with ear cSCC were analysed to assess differences between those with and without LNM and to calculate a prediction score for LNM occurrence. Results: Regional LNM occurred in 10.5% of patients. Five-year disease-specific survival was significantly lower in the LNM group than in the control group (59% vs. 99%; p < 0.001). Recurrence number, invasion of cartilage, tumour depth, and tumour grading were the most important predictors for LNM, with correct prediction of LNM in 94.0% of cases. Our prediction score stratified patients into high and low risk groups ( p < 0.001) with a sensitivity of 89.2%, a specificity of 94.6%, and an overall accuracy of 94.1%. Conclusion: Our new prediction model was able to accurately identify patients at high risk of LNM who may benefit from elective lymph node surgery. Ó 2014 Elsevier Ltd. All rights reserved.

Keywords: Ear neoplasms; Squamous cell carcinoma; Lymphatic metastasis; Prognosis; Lymph node excision

Introduction Cutaneous squamous cell carcinoma (cSCC) is the second most common type of skin cancer, with an incidence of 30 new cases per 100,000 people per year in Europe, and the incidence continues to rise by 4e8% per year.1e3 The ears are a frequent site of cSCC occurrence in the head and neck area, with cSCC being the most common histological type of cancer of the auricle.3e7 cSCC of the ear most often develops in the helix and antihelix, followed by the retroauricular region and cavum

* Corresponding author. Fachklinik Hornheide, Department of CranioMaxillofacial Surgery, Dorbaumstraße 300, 48157 Muenster, Germany. Tel.: þ49 251 3287 421; fax: þ49 251 3287 424. E-mail addresses: [email protected], kaiwerm [email protected] (K. Wermker).

conchae.8,9 This malignancy usually develops slowly, and the currently reported frequency of initial regional lymph node metastasis (LNM) ranges from 4% to 11%8,10e15; however, rates of upto 37% have also been previously described.16,17 The development of secondary LNM ranges from 6% to 13%; therefore, the total mean risk of LNM in cSCC of the external ear is approximately 15.5%, a significantly higher rate than that for overall cSCC.2,3,18 Fiveyear overall survival rates for patients with cSCC of the ear without LNM are 87e95%, whereas those in patients with LNM decrease to 25e50%.4,10,11,15,17,19,20 In general, LNM is the most important prognostic factor in patients with head and neck cSCC.2,21 Previous studies in 2 Australian cancer centres analysed prognostic factors in patients with metastatic cSCC.22,23 While characteristics of the primary tumour, with the exception of histologic differentiation (grading), had only limited prognostic relevance,

http://dx.doi.org/10.1016/j.ejso.2014.07.039 0748-7983/Ó 2014 Elsevier Ltd. All rights reserved. Please cite this article in press as: Wermker K, et al., Prediction score for lymph node metastasis from cutaneous squamous cell carcinoma of the external ear, Eur J Surg Oncol (2014), http://dx.doi.org/10.1016/j.ejso.2014.07.039

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K. Wermker et al. / EJSO xx (2014) 1e8

immunosuppression and extracapsular spread in nodal metastases were significantly associated with a poor outcome. This research group also developed a revised staging system for head and neck cSCC with nodal metastasis, taking into account the number and size of involved lymph nodes.24 Therefore, identifying patients with cSCC of the ear who are at high risk of LNM is crucial for adequate lymph node management and for improving outcomes in these patients. Various prognostic factors for LNM in ear cancer have been reported4,8,10e16,19,20,25e27; however, different studies have reported inconsistent and even conflicting results. Moreover, a standardized definition of “high risk” patients who would benefit from elective lymph node surgery has not yet been established.11,13e15 Therefore, the objective of this study was to identify clinically useful, assessable preoperative prognostic factors for LNM from cSCC of the ear and to develop a prediction model for LNM to improve outcomes in these patients. Materials and methods Patients Consecutive patients with histologically proven cSCC of the ear who were treated surgically between 2005 and 2011 were retrospectively identified from our institutional database. This study was approved by the local ethics committee (Ethical Committee of the Westphalian WilhelmsUniversity Muenster, Approval-No. 2006-088-f-S) and was conducted in accordance with the Guidelines for Good Clinical Practice and in compliance with the Declaration of Helsinki. All participating patients provided written informed consent. Inclusion criteria for this study were as follows: cSCC of the external ear, absence of other SCCs in the head and neck region, surgical treatment, histologically proven diagnosis of invasive ear cancer, and complete information available in the database. Patients with multiple cSCCs in the head and neck region, those with a history of SCC in the head and neck region (except for previous cSCC of the auricle), and those who previously underwent lymph node surgery were excluded. We assessed only patients with primary or recurrent cSCC of the ear and without history or treatment of any other head and neck SCC. All patients received complete appropriate staging prior to surgery, according to German guidelines.2 Accordingly, clinical examination of the head and neck region, palpation of head and neck lymph nodes, ultrasonography of head and neck lymph nodes (criteria for pathological nodes: loss of hilar architecture, intranodal necrosis and calcification, hyperechogenicity, round shape (longest-to-shortest ratio 4 cm in diameter [>T3], clinical infiltration of surrounding tissues, or tumour affecting more than 1 anatomical region of the auricle) underwent additional computed tomography of the head and neck. Follow-up was conducted every 3 months in the first and second year and every 6 months thereafter; follow-up included clinical examination and head and neck ultrasonography in all patients. In case of suspicious findings, additional diagnostics (computed tomography of the head, neck, and chest or magnetic resonance imaging) were performed. A minimum follow-up time of 6 months was necessary for inclusion in this study. Patients who developed regional LNM during the observation period were classified as the LNM group, and those without LNM were classified as the control group. Methods Relevant characteristics and parameters for analysis included age at the time of surgery and first diagnosis, gender, immunosuppression (no/yes), primary tumour site, recurrence number, TNM stage, Union for International Cancer Control (UICC) stage (according to the 2005 classification), histological grading, depth of tumour invasion (tumour depth [TD]), invasion of the perichondrium and cartilage (yes/no), perineural invasion (yes/no), resection margins (R0 ¼ negative margins, R1 ¼ microscopically positive margins, or R2 ¼ macroscopically positive margins), minimal safety margin, lymph node surgery (none, lymph node picking, neck dissection, and/or parotidectomy), time of lymph node surgery (primary [together with tumour resection or within the first 4 weeks of tumour resection] or secondary), adjuvant radiation, local tumour recurrence during the observation period (yes/no), LNM (yes/no), distant metastases (yes/no), and disease-specific survival (DSS). Statistical analysis Categorical variables were analysed using the chi-square test and Fisher’s exact test. For continuous variables, the ManneWhitney U test was used as a non-parametric test for abnormally distributed data (age and minimal safety margin), and an independent t-test was used to analyse normally distributed variables (tumour depth). DSS (time from first diagnosis until tumour-dependent death; data on patients without tumour-dependent death were censored at the last follow-up time) was calculated using the KaplaneMeier method, and group differences were analysed using the log-rank test. Binary logistic regression analysis (BLR) was used to model the predictors of LNM, including patient, tumour, and treatment characteristics. Potential predictors identified by the chi-square test, ManneWhitney U test, and independent t-test analyses were entered into a stepwise forward fashion using p < 0.05 for entry and p > 0.1 for removal.

Please cite this article in press as: Wermker K, et al., Prediction score for lymph node metastasis from cutaneous squamous cell carcinoma of the external ear, Eur J Surg Oncol (2014), http://dx.doi.org/10.1016/j.ejso.2014.07.039

K. Wermker et al. / EJSO xx (2014) 1e8

In order to create a prediction model for LNM, pre- and intra-operative assessable variables with highly significant group differences ( p < 0.01) were considered to be suitable for inclusion in the BLR. Postoperative parameters were excluded from the BLR, even if statistically significant. The following parameters were eligible for inclusion in the BLR: primary tumour site/localization, recurrence number, TNM stage, UICC stage, histologic grading, TD, invasion of the perichondrium or cartilage, and resection margins. In the BLR, extracted variables were combined to create a prediction model to identify patients at high risk of LNM. Optimal cut-off values for included metric variables and for the overall prediction score were calculated using receiver operating characteristic curve analysis and the Youden index. The optimal prediction model was back-tested by calculating common quality criteria for diagnostic tests (sensitivity, specificity, and predictive values). All statistical analyses were performed by a statistician using the Statistical Package for Social Sciences, version 16.0 (SPSS Inc., Chicago, IL, USA). Results In total, 353 patients were eligible for inclusion in this study (LNM group: n ¼ 37; control group: n ¼ 316). Eight of the LNM cases were identified during primary lymph node surgery, and 29 were identified during the follow-up period prior to secondary lymph node surgery (Table 1). The median time to nodal relapse was 8.2 months (mean 10.0; standard deviation [SD] 6.1; range 2.4e30.5 months). Among the 8 patients with primary LNM, 3 developed cervical metastases, 3 developed parotideal metastases, and 2 (pN2 cases in Table 1) had both cervical and parotideal nodal metastases. Therefore, 6 patients had a single LNM, 1 patient had 2 nodal metastases, and 1 patient had 4 metastases. Of these 12 nodal metastases, 3 (25.0%) showed extracapsular spread. All 12 metastases could be resected entirely (R0) during primary lymph node surgery. The mean number of nodal metastases in the 29 patients with nodal relapse was 3.5 (median 3.0; SD 2.7; range 1e11). Thirty-five (34.3%) metastases occurred in the parotid gland, 67 (65.7%) metastases were cervical, and 47/ 102 (46.1%) metastases showed extracapsular spread. In 8 (27.6%) patients with secondary LNM, complete resection of nodal metastases was unsuccessful (R1/R2). Fifty patients with incomplete resection of the primary tumour and/or nodal disease (incomplete resection [R1/R2]: n ¼ 13; R1/R2 and LNM: n ¼ 3; LNM: n ¼ 34) received adjuvant radiation within 3 months after surgery (mean dosage 58.6 Gy; SD 7.6 Gy). In R1/R2 cases, only the primary tumour region was irradiated, while in LNM cases, the cervical and parotideal lymph node areas were also irradiated. In 8 patients, irradiation was discontinued because of cancer progression (4 patients) or worsening of general condition (4 patients). During the observation period

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(mean follow-up 43.4 months; range 6e98 months), a total of 13 patients died due to their ear cancer, 2 in the control group and 11 in the LNM group ( p < 0.001). Compared to the control group, the LNM group had a significantly worse outcome, with a mean DSS, 3-year DSS rate, and 5-year DSS rate of 42.0 months (95% confidence interval [CI] 34.1e49.8 months), 74%, and 59% in the LNM group, respectively, compared to 133.7 months (95% CI 131.6e135.5 months), 100%, and 99% in the control group, respectively ( p < 0.001). We found significant ( p < 0.001) differences in primary tumour site/localization, recurrence number, tumour stage (pT), UICC stage, histological grading, TD, invasion of the perichondrium or cartilage, resection margins, local tumour recurrence, and distant metastasis between the LNM and control groups (Table 1). Among all variables, the BLR extracted 4 prognostic parameters: recurrence number, invasion of cartilage, grading, and TD. This model was highly accurate, with 94.0% accurate prediction of LNM. Nagelkerke’s R-square, a marker of inclusion and prognosis quality, was 0.696 (Table 2). A value of Exp(B) (odds ratio) 1 indicated an increased probability. All 4 factors showed a positive correlation with LNM incidence; thus, these factors were determined to be predictive risk factors of LNM. These 4 extracted parameters were combined to calculate a clinically applicable prediction score for LNM (LNM-score; Table 3). The mean LNM-score was significantly higher in the LNM group (7.78 [SD 1.11; 95% CI 7.31e8.04]) than in the control group (2.84 [SD 1.99; 95% CI 2.62e3.06] p < 0.001; Fig. 1). Receiver operating characteristic curve analysis revealed an optimum cut-off value of 6.5 to differentiate between patients with or without LNM, so patients with an LNM-score 7 (7e11) were classified as the high risk group, while those with an LNM-score

Prediction score for lymph node metastasis from cutaneous squamous cell carcinoma of the external ear.

The frequency of lymph node metastasis (LNM) is higher in cutaneous squamous cell carcinoma (cSCC) of the ear than in other head and neck cSCCs. Nodal...
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