Accepted Manuscript Neurosensory effects of transcranial alternating current stimulation Valerio Raco, Robert Bauer, Mark Olenik, Diandra Brkic, Alireza Gharabaghi PII:
S1935-861X(14)00280-0
DOI:
10.1016/j.brs.2014.08.005
Reference:
BRS 586
To appear in:
Brain Stimulation
Received Date: 26 April 2014 Revised Date:
16 July 2014
Accepted Date: 8 August 2014
Please cite this article as: Raco V, Bauer R, Olenik M, Brkic D, Gharabaghi A, Neurosensory effects of transcranial alternating current stimulation, Brain Stimulation (2014), doi: 10.1016/j.brs.2014.08.005. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
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Title
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Neurosensory effects of transcranial alternating current stimulation
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Authors
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Valerio Raco#, Robert Bauer#, Mark Olenik#, Diandra Brkic, Alireza Gharabaghi*
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Institutions
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Division of Functional and Restorative Neurosurgery & Division of Translational
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Neurosurgery, Department of Neurosurgery, Eberhard Karls University Tuebingen,
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Germany, and Neuroprosthetics Research Group, Werner Reichardt Centre for Integrative
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Neuroscience, Eberhard Karls University Tuebingen, Germany
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These authors contributed equally to this work
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*Correspondence
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Prof. Dr. Alireza Gharabaghi,
[email protected], Division of Functional
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and Restorative Neurosurgery & Division of Translational Neurosurgery, Department of
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Neurosurgery, Eberhard Karls University, Otfried-Mueller-Str.45, 72076 Tuebingen,
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Germany, Tel: +49 7071 29 83550, Fax: +49 7071 29 25104.
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Abstract
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BACKGROUND:
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Electrical brain stimulation can elicit neurosensory side effects that are unrelated to the
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intended stimulation effects. This presents a challenge when designing studies with
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blinded control conditions.
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OBJECTIVE:
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The aim of this research was to investigate the role of different transcranial alternating
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current stimulation (tACS) parameters, i.e. intensity, frequency, and electrode montage, on
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the probability, duration and intensity of elicited neurosensory side effects.
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METHODS:
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In a first study, we examined the influence of tACS on sensations of phosphenes,
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dizziness, pressure, and skin sensation in fifteen healthy subjects, during eight seconds of
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stimulation with different amplitudes (1500 A, 1000 A, 500 A, 250 A), frequencies (2
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Hz, 4 Hz, 8 Hz, 16 Hz, 32 Hz, 64 Hz), and montages (F3/F4, F3/C4, F3/P4, P3/F4, P3/C4,
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P3/P4). In a second study, ten healthy subjects were exposed to 60 seconds of tACS
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(1000µA, 2Hz versus 16 Hz, F3/F4 versus P3/P4) and were asked to rate the intensity of
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sensations every 12 seconds.
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RESULTS:
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The first study showed that all stimulation parameters had an influence on the probability
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and intensity of sensations. Phosphenes were most likely and strongest for frontal
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montages and higher frequencies. Dizziness was most likely and strongest for parietal
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montages and at stimulation frequency of 4 Hz. Skin sensations and pressure was more
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likely when stimulation was performed across central regions and at posterior montages,
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respectively. The second study also revealed that the probability and the intensity of
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sensations were neither modified during more extended periods of stimulation nor affected
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by carry-over effects.
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CONCLUSION:
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We demonstrated that the strength and the likelihood of sensations elicited by tACS were
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specifically modulated by the stimulation parameters. The present work may therefore be
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instrumental in establishing effective blinding conditions for studies with tACS.
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Introduction
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Electrical brain stimulation can elicit side effects that are unrelated to the intended
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stimulation effects. For transcranial direct current stimulation (tDCS), the feasibility of
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blinding the participants with regard to the experimental conditions has been successfully
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introduced, particularly for stimulation amplitudes below 2 mA [1]. There is conclusive
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evidence that sensations elicited by tDCS fade with stimulation time [2]. Study designs
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based on a fade-in/stimulation/fade-out approach have thus been proven effective in
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blinding subjects [3]. In many clinical trials, subjects are therefore not able to distinguish
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between active and sham tDCS [4,5].
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However, designing studies with blinded control conditions for transcranial alternating
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current stimulation (tACS), still poses a challenge. This emerging technique modulates the
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ongoing oscillatory brain activity, rendering it a valuable tool for investigating brain function
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in healthy and diseased conditions [6-9]. For tACS, entrainment effects have been found to
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be linked to ongoing oscillatory activity [10,11], and strongly depend on the current state of
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the central nervous system [12,13]. Furthermore, tACS might affect switching between
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states [14], rendering it particularly suitable for closed-loop stimulation protocols which
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detect specific brain states and trigger short-term stimulation to specifically modulate
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neurophysiological activity [15,16]. However, tACS may elicit sensations [6] that are
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unrelated to the stimulation effects, thus possibly inducing unwanted side effects. For
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closed-loop applications of tACS, effective blinding of short-term stimulation will therefore
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be important. Consequently, this research direction cannot rely on the established fade-
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in/stimulation/fade-out approach [3], but will require a better understanding of the
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neurosensory effects induced by short-term tAC stimulation, e.g. for several seconds up to
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one minute. The contribution of different stimulation parameters, such as stimulation
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amplitude, frequency, montage and duration on the induction of neurosensory side effects
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therefore requires further research.
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During earlier studies, three primary sensations were shown to be elicited by noninvasive
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electrical brain stimulation. These were phosphenes (i.e. flickering perception of a light)
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during tACS [6], skin sensations (e.g. perception of itching or tingling) during transcranial
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direct current stimulation (tDCS) [17], and sensations of dizziness during alternating
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current galvanic vestibular stimulation (AC-GVS) [18]. Earlier studies indicated that the
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strongest phosphenes were perceived when stimulation was applied in the low beta band
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[16,19], and the sensitivity to phosphenes decreased as the distance between the
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stimulation electrodes and the retina increased [20]. With regard to skin sensations,
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studies on the electrical stimulation of skin revealed a linear dependency between the
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sensation ratings and stimulation intensity and frequency [21]. In other words, high
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stimulation intensities/frequencies resulted in more perceptible skin sensations. When it
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came to sensations of dizziness, Stephan et al. [18] showed a frequency-dependency in
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an AC-GVS study, with an inverse relation between the strength of the sensations and the
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stimulation frequency, indicating that the strongest sensations for stimulation frequencies
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lie in the low frequency range (< 4 Hz).
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The aim of this research project was to provide a deeper insight into the neurosensory side
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effects of tACS. In a first study, the acute effects of different stimulation parameters were
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explored to identify those settings resulting in the highest likelihood and intensity of
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sensations. The second study was based on those settings with the highest probability for
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side effects and explored the influence of stimulation duration.
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Subjects
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We recruited eighteen healthy subjects (mean age 23.9 years, SD 2.25, eleven females)
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for the first study, and ten healthy subjects (mean age 26.2 years, SD 2.28, five females)
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for the second study. Subjects had no history of psychiatric or neurological conditions, and
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participated after giving written informed consent. The study was approved by the local
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ethics committee. For the first study, three subjects could not be included in the analysis,
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as one subject reported a persistent headache, while two others were not following the
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instructions adequately.
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Experimental Setup
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Experiments
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(NeuroConn, Ilmenau, Germany). We used rubber electrodes (size of reference electrode
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5 x 7 cm² and size of stimulation electrode 4 x 4 cm²) inserted into sponges soaked with
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tap water. Please note that tap water has been shown to smoothen the current density
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distribution [10]. Whenever montages were switched, the wetness of the electrodes was
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inspected and if necessary, additional tap water was added. The electrodes were attached
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to the scalp by a non-conductive elastic band and a cap which is usually used for
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electroencephalography. Stimulation and reference electrodes were positioned based on
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conducted
using
a multi-channel transcranial AC
stimulator
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the international 10-20 EEG system, with stimulation electrodes always being placed on
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the right hemisphere (F4,C4 or P4) and reference electrode on the left hemisphere (F3 or
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P3). Impedance was checked at the beginning of each stimulation block and kept below 17
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kΩ. Stimulation waveform was sinusoidal and without DC offset. Subjects were seated on
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a comfortable chair with their eyes open in a dimly lit room, facing a dark wall or a
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computer screen in the first and the second study, respectively. Subjects were kept
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blinded towards the stimulation condition.
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125 Sensation Rating System
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We had initially planned to instruct subjects to pay special attention to three specific
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sensations, but as the additional sensation of pressure was reported by the first subject in
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the first study, we decided to include it in the list of possible sensations for all subsequent
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measurements. Subjects were therefore informed before the task that four sensations
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were most likely: phosphenes, pressure, dizziness and skin sensations. In the first study,
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subjects were instructed to pay attention to any feelings induced by the stimulation and to
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provide a qualitative description of any sensation. In the second study, subjects were
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instructed to concentrate on only one sensation which was indicated by a text presented
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on a computer screen. Following their qualitative description, subjects rated the intensity of
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the perceived sensation on a 6-point scale, with 0 and 6 indicating no sensations and
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strong sensations, respectively. The probability of a sensation was later calculated by
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comparing intensity ratings to zero, resulting in binary values.
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All reports of visual sensations, such as flashes, lights, flickering, foggy and blurred vision,
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were grouped together as phosphenes. All reports of increased weight or pressure, either
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focal at the electrodes sites or generalized across the whole head were grouped together
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as pressure. All reports of changes in spatial perception, such as vertigo or being off-
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balance as well as lightheadedness, were grouped together as dizziness. All reports of
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tingling, itching or heat causing a desire to scratch or withdraw were grouped together as
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skin sensations.
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First Study
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In a three-factorial design, we researched the effect of amplitude, frequency and montage
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on probability and intensity of sensations. We explored six different bipolar montages (F3-
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F4, F3-C4, F3-P4, P3-F4, P3-C4, P3-P4). For each electrode montage, six stimulation
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frequencies (2 Hz, 4 Hz, 8 Hz, 16 Hz, 32 Hz, and 64 Hz) at four different stimulation
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intensities (1500 µA, 1000 µA, 500 µA, and 250 µA) were explored, resulting in 24 trials
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per montage. At the start of each trial, stimulation was ramped up for three seconds;
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subsequently stimulation was kept constant for four seconds and followed by one second
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of ramping down. In the following interval without stimulation, subjects were asked to
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describe and rate any sensation experienced. After four seconds, the next trial started.
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The approximate duration of the whole experiment was 90 min for each subject.
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161 Second Study
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In a three-factorial design, we examined the effect of duration, frequency and montage on
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probability and intensity of sensations. Stimulation intensity was kept constant at 1000 A
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while we explored two different bipolar montages (F3-F4, P3-P4) and two stimulation
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frequencies (2 Hz versus 16 Hz). Every possible combination was explored four times; on
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each occasion, the subject was instructed to focus on one specific sensation (phosphenes,
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pressure, dizziness or skin sensations), thus resulting in 16 trials. To avoid potential carry-
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over effects, the inter-stimulation break was extended to 60 seconds in this study. Prior to
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each trial, the subject was informed about the sensation of interest within this trial. At the
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onset of each trial, stimulation was ramped up for one second; subsequently stimulation
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was kept constant for 58 seconds, followed by one second of ramping down. At the onset
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of the trial and every 12 seconds from then on, an auditory cue was given, and subjects
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rated the intensity of the sensation of interest by pressing the respective number on a
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keyboard (0 to 6). The approximate duration of the whole experiment was 50 min for each
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subject.
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Data analysis
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The statistical analysis of the results was performed using R and Matlab. Given the factors
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amplitude, montage and frequency for the first study and time, montage and frequency for
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the second study, we performed a 3-way repeated measures ANOVA on the probability of
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a sensation being experienced. We included only cases in which a sensation was
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perceived, and subsequently performed a 3-way repeated measures ANOVA on the
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intensity of each sensation. For the second study, we also performed a 4-way repeated
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measures ANOVA with the factors sensation, stimulation duration, frequency and montage
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on the response time of ratings and the probability of a sensation.
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187 Results
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First Study
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Phosphenes were reported by all fifteen subjects. The probability of experiencing
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phosphenes depended on the frequency (F (5, 2132) = 69.1, p