AAC Accepted Manuscript Posted Online 1 June 2015 Antimicrob. Agents Chemother. doi:10.1128/AAC.00921-15 Copyright © 2015, American Society for Microbiology. All Rights Reserved.

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Lack of artemisinin resistance in Plasmodium falciparum in Uganda based on

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parasitological and molecular assays

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Roland A. Cooper1*, Melissa D. Conrad2, Quentin D. Watson3, Stephanie J. Huezo1, Harriet

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Ninsiima4, Patrick Tumwebaze4, Samuel L. Nsobya4, and Philip J. Rosenthal2

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1Department

of Natural Sciences and Mathematics, Dominican University of California, San

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Rafael, CA, USA

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2Department

of Medicine, University of California, San Francisco, CA, USA

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3Department

of Integrative Biology, University of California, Berkeley, CA, USA

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4Infectious

Diseases Research Collaboration, Kampala, Uganda

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Running Title – Lack of artemisinin resistance in Uganda

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*Correspondence – Roland A. Cooper, Department of Natural Sciences and Mathematics,

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Dominican University of California, 50 Acacia Ave, San Rafael, CA 94901, USA

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([email protected]).

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Abstract

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We evaluated markers of artemisinin resistance in Plasmodium falciparum isolated in

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Kampala in 2014. By standard in vitro assays all isolates were highly sensitive to

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dihydroartemisinin (DHA). By the ring-stage survival assay, after a 6 hour DHA pulse

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parasitemia was undetectable in 40/43 cultures at 72 hours. Two of 53 isolates had non-

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synonymous K13-propeller polymorphisms, but not the mutations associated with

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resistance in Asia. Thus, we did not see evidence for artemisinin resistance in Uganda.

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Key words – Plasmodium falciparum, malaria, artemisinin-based combination therapy,

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K13, pfcrt, pfmdr1, drug resistance

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Artemisinin-based combination therapy is now the standard to treat falciparum

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malaria. However, this regimen is threatened by resistance to artemisinins, manifest as

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delayed clearance of parasitemia after therapy, in southeast Asia (1, 2). Recently, resistance

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has been associated with increased parasitemias in culture, compared to those in sensitive

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parasites, 72 hours after a 6 hour pulse with dihydroartemisinin (DHA), and with

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polymorphisms in propeller domains of the Plasmodium falciparum kelch (K13;

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PF3D7_1343700) gene (3-6). Although artemisinin resistance is evident to date only in

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southeast Asia, the bulk of falciparum malaria occurs in sub-Saharan Africa. Clinical

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resistance has not been noted in Africa, as rapid parasite clearance has been the rule in

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many trials, including those in Uganda (7-9). In recent surveys in Uganda (10), and other

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locations in Africa (11-15), K13-propeller polymorphisms were identified, but these were

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not the mutations clearly associated with artemisinin resistance in Asian isolates. Results

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for a new correlate of artemisinin resistance, the ex vivo ring-stage survival assay (3), have

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not been reported previously for P. falciparum from Africa. We characterized artemisinin

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sensitivity by this assay and assessed K13 polymorphisms in isolates from Uganda.

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Parasites were collected from patients diagnosed with malaria from May-August, 2014 at

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Mulago Hospital, Kampala. Samples were delinked from patient information, so clinical

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data were unavailable. After malaria diagnosis, excess blood collected in a heparinized tube

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as part of clinical care was promptly delivered to the laboratory. Giemsa-stained thin

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smears were made, and samples containing only P. falciparum with parasitemias ≥0.1%

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were placed in culture after washing of erythrocytes, as previously described (16); blood

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was also spotted onto filter paper. Samples with >1% parasitemia were diluted with

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uninfected erythrocytes for a final parasitemia of 1%.

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The susceptibility of fresh isolates to DHA and chloroquine was assessed by a

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standard ex vivo HRP-2 based ELISA microplate assay, as previously described (17), except

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that drugs were freshly diluted from frozen stocks prior to each assay. Results from single

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assays were fitted to a variable-slope sigmoidal function using GraphPad Prism 6.0f to

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generate IC50 values. All data were visually assessed for parasite growth above background

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and integrity of curve fits.

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Parasite susceptibility to DHA was also assessed using the new ex vivo ring-stage

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survival assay (3). 20 μl erythrocyte pellets were added to 1.0 ml RPMI 1640 medium

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supplemented with 25 mM HEPES, 0.2% NaHCO3, 0.1 mM hypoxanthine, 100 μg/ml

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gentamicin, and 0.5% Albumax I (Invitrogen) containing 700 nM DHA or, for controls, 0.1%

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DMSO at a hematocrit of 2%. Cultures were incubated at 37°C under 3% O2, 5% CO2, and

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92% N2, and after 6 hours washed three times with 10 ml RPMI pre-warmed to 37°C, and

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then placed in drug-free culture media. 72 hours after assay initiation, Giemsa-stained thin

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smears were prepared. Cultures were considered viable and appropriate for assessment if

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control parasitemia increased since culture initiation. Parasitemias in control cultures were

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determined by counting parasites per 1000-2000 erythrocytes. In DHA-pulsed cultures,

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10,000-20,000 cells were scanned for parasites. RSA survival rates were expressed as the

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proportion of parasites in the DHA-treated cultures relative to controls, at the end of the 72

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hour assay. For some samples, cultures were maintained for up to 4 weeks after initiation

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of the experiment, with smears assessed on alternating days. For positive cultures, blood

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spots were collected on filter paper.

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DNA was extracted from filter paper blood spots using Chelex-100, and gene

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fragments spanning loci of interest were amplified by nested PCR (10, 18). K13 propeller-

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encoding domains (codons 440-726) were dideoxy sequenced as previously described (4).

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To detect polymorphisms in pfcrt and pfmdr1, multiplex ligase detection reaction–

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fluorescent microsphere assays were performed as previously described (19, 20).

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Nucleotide sequence data are available in the GenBank database under accession numbers

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KR055739-KR055804.

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We collected 53 isolates from patients with malaria in May-July 2014. Giemsa-

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stained thin smears from all blood samples demonstrated only P. falciparum at

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parasitemias of 0.1-24.3%. We determined ex vivo IC50 data for 15 isolates. Values ranged

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from 0.4-2.7 nM (geometric mean = 1.6 nM) for DHA and 9.8-1060 nM for chloroquine

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(Table 1).

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As standard drug sensitivity assays have not identified artemisinin resistance in

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Asian isolates, we also assessed DHA susceptibility using the ex vivo ring-stage survival

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assay (3). 10 isolates were lost to contamination or failed to grow. For the remaining 43

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isolates, assessed 72 hours after culture initiation, most DHA-pulsed cultures contained

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pyknotic forms, and only 3 of 43 demonstrated healthy-appearing parasites, all with

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parasitemias ≤0.025%. Of the 3 positive cultures, a single parasite was detected per

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~15,000 erythrocytes in 2 cultures, and 3 parasites were detected in the third (RSA

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survival rates of 0.7 - 1.9%). All 43 untreated control cultures demonstrated increased

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parasitemia and healthy-appearing parasites over the course of the assay. Because of the

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challenges of quantifying extremely low parasitemias, we assessed the viability of 14 DHA-

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pulsed cultures that did not demonstrate parasites after 72 hours. These cultures were

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maintained for up to 30 days after initiation of the experiment. 12 of these cultures

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demonstrated parasites, beginning 15-29 days after culture initiation; two cultures

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remained negative at 30 days. Thus, we did not observe enhanced growth of DHA-pulsed

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parasites after 72 hours in culture, arguing against the presence of the artemisinin-

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resistant phenotype, although most cultures survived the DHA pulse.

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Sequencing the K13-propeller domains from the 53 isolates revealed two

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nonsynonymous mutations, S552C (mixed with the wild type allele) and A578S, in

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propeller domains 2 and 4, respectively (Figure 1). Ten isolates that grew in culture 15-29

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days after the DHA pulse all had wild type K13 sequences. Two of these samples were from

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isolates that were positive by microscopy 72 hours after the DHA pulse. Considering the

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putative drug transporters encoded by pfcrt and pfmdr1, polymorphism prevalences were

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similar to those described recently from other regions of Uganda, with increased

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prevalence of wild type sequences at pfcrt K76, pfmdr1 N86, and pfmdr1 D1246 compared

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to older studies (Figure 1) (20, 21). Sensitivity to chloroquine correlated well with the pfcrt

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K76T sequence, with IC50 values >120 nM for all mutant parasites,

Lack of Artemisinin Resistance in Plasmodium falciparum in Uganda Based on Parasitological and Molecular Assays.

We evaluated markers of artemisinin resistance in Plasmodium falciparum isolated in Kampala in 2014. By standard in vitro assays, all isolates were hi...
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