MINIREVIEW

Interactions of Retinoids and Transforming Growth Factor-/? in Regulation of Cell Differentiation and Proliferation

Michael B. Sporn and Anita B. Roberts Laboratory of Chemoprevention National Cancer Institute Bethesda, Maryland 20892

Introduction Retinoids control cell differentiation and proliferation by regulating gene expression. The important questions are. which genes and how? During the 7 yr since we last reviewed retinoid action (1) there have been great advances. This article reviews new information about mechanistic relationships between retinoids and transforming growth factor-/3 (TGF-/3), including their respective receptors. We consider these molecules, together with oncogenes and suppressor genes, to be components of a central, unifying regulatory system, flexibly connected, and used in many ways to integrate information relating to the state of differentiation and proliferation of the cell. Here we consider the following topics: 1) a summary of the role of retinoids in cellular differentiation and proliferation, especially as related to their role in carcinogenesis; 2) a brief review of the current knowledge of the role of newly discovered retinoic acid receptors in modulating the above processes; 3) a brief summary of the structure of the genes and peptides comprising the immediate TGF-/3 family and their role in modulating cellular differentiation and proliferation; and 4) the interface between retinoids and TGF-/3, and the role of the products of oncogenes and suppressor genes in this interface. Role of Retinoids in Differentiation, Proliferation, and Carcinogenesis Virchow eloquently noted that pathology illustrates normal physiology, more than 100 years ago. The study of retinoids provides a classic example, since their discovery and the definition of their normal function was in the context of elucidating their role in preventing or reversing the pathological state of vitamin A deficiency. More0888-8809/91 /0003-0007$02.00/0 Molecular Endocrinology Copyright © 1991 by The Endocrine Society

over, in their landmark paper on the histopathology of retinoid deficiency in the rat, Wolbach and Howe (2) noted important relationships between the effects of retinoids on both cellular differentiation and proliferation and indicated that retinoids would be significant molecules for the study of carcinogenesis They clearly recognized that during retinoid deficiency there was a failure of stem cells to mature into appropriate differentiated cells; this was accompanied by enhanced cellular proliferation, with formation of lesions resembling those in malignant or premalignant tissues. Subsequently, it was shown that retinoids are required to maintain normal differentiation and proliferation of almost all cells in the mammalian organism, during both embryogenesis and adult life (3, 4). Epithelial tissues that depend on retinoids for appropriate cell differentiation and growth account for more than threequarters of the total primary cancer in both men and women; the organ and tissue sites include bronchi and trachea, stomach, intestine, uterus, bladder, testis, breast, prostate, pancreas, and skin (3, 4). In order to quantify the requirements of an epithelial tissue for various retinoids, we developed a serum-free tracheal organ culture system to study relationships between structure and activity of several hundred natural and synthetic retinoids (5, 6). In the absence of retinoids, tracheal epithelial organ cultures lose their normal columnar ciliated and mucus cells and develop proliferative lesions characterized by aberrant differentiation of squamous cells with heavy keratinization (squamous metaplasia), resembling the epithelium found in the bronchial tree of heavy smokers. Addition of retinoids to the tracheal organ cultures after development of such lesions causes reversal of keratinization, reappearance of normal ciliated and mucus cells, and suppression of the excessive proliferation of basal cells. In this system it is clear that the processes of proliferation and differentiation are intimately linked to each other, both in the absence and presence of retinoids. Of all the naturally occurring retinoids, including retinol,

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retinal, retinoic acid, and many of their metabolites, none was found to be more active than alkrans-retinoic acid, which reversed abnormal keratinization in picomolar concentrations; in particular, retinoic acid was 10- to 20-fold more active than retinol or retinal, suggesting that it was indeed the proximately active metabolite (6). Because retinoids exert this hormone-like control of cell differentiation and cell proliferation, and particularly because retinoids also reverse premalignant epithelial lesions in prostatic organ cultures (7) and suppress malignant transformation of mesenchymal cells induced by a chemical carcinogen (8), it was logical to investigate whether they might also be useful agents for chemoprevention of carcinogenesis in various organs in vivo. This basic approach thus involves an enhancement of the intrinsic physiological mechanisms that protect the organism against the development of mutant clones of new cells that could potentially invade and destroy it (9, 10). Without such intrinsic defense mechanisms, the incidence of invasive cancer would be much higher, since man is constantly exposed to both endogenous and exogenous mutagenic agents. Since the process of carcinogenesis is fundamentally characterized by loss or arrest of cellular differentiation and growth control, and since retinoids both suppress growth and induce or enhance cellular differentiation, chemoprevention of cancer with retinoids represents a physiological, rather than cytotoxic approach to arrest or reverse the process of carcinogenesis (10). By now there are many examples of the ability of synthetic retinoids, mostly analogs of retinoic acid, to block the development of many forms of epithelial cancer in experimental animals (see Ref. 11 for a review); target sites include mammary gland, bladder, lung, pancreas, skin, and others. The validity of this approach is not limited to animal studies, since important clinical results have been obtained in prevention of head and neck cancer, as well as skin cancer, with 13-c/s-retinoic acid (12, 13); this same retinoid is also effective in arresting or reversing premalignant lesions of the oral mucosa, known as leukoplakia (14). At present there are many other ongoing clinical trials of retinoic acid analogs for prevention of carcinogenesis, the most notable of which involves the use of 4-hydroxyphenyl retinamide for prevention of breast cancer in more than a thousand Italian women at high risk (15). This retinoid has previously been shown to be highly effective and relatively nontoxic in animal studies, in which it has been shown to have effects on both proliferation and differentiation of mammary epithelium (16), resulting in significant inhibition of mammary carcinogenesis. It remains to be determined whether this retinoid will have a similar effect in women at risk. Role of Retinoic Acid Receptors (RARs) At a Ciba Foundation Symposium held in 1984 (17), we proposed that the term, "retinoid," be defined, not in terms of classical chemical structure of a ligand, but in

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terms of the ability of a ligand (or set of ligands) to elicit specific biological responses by binding to and activating a specific receptor or set of receptors. This definition was important for two reasons: 1) it allowed new molecules, such as synthetic retinoidal benzoic acid derivatives (17) that were highly active in both in vitro and in vivo assays to be classified as retinoids; and 2) it focused attention on a receptor system as the locus for future research to define the molecular mechanism of action of retinoids. Interestingly, the ultimate molecular characterization of functional retinoic acid receptors, which was achieved in 1987 (18, 19), did not come from retinoid studies themselves, but rather from other investigations, concerned with the cloning and molecular genetics of members of the steroid receptor superfamily (20, 21), particularly with attempts to identify the true ligands for several orphan receptors (22). At the present time, there are at least five distinct molecular species of RARs, and they all appear to be nuclear transcription factors, serving to regulate transcription of target genes by binding to specific regulatory sequences known as retinoic acid response elements (RAREs). Three of the receptors, known as RAR-«, RAR-/3, and RAR-y, have striking homology to each other, particularly in their ligand-binding domains and in their highly conserved DNA-binding regions (23). Most recently, two new retinoic acid receptors, called RXR-a and RXR-/3, have been cloned and characterized (24), again in searches for ligands for orphan receptors. It is of interest that retinoidal benzoic acid derivatives such as TTNPB (17) can activate RAR-a; in contrast, this synthetic retinoid only had minimal ability to activate RXR-« in transfection studies in mammalian cells (24). All of these RAR subtypes are expressed in distinct patterns during embryonic development and in the adult animal, indicating that they regulate different functions (23, 24). Thus, high levels of mRNA for RAR-a are found in adult human lung, while essentially no RAR-7 mRNA is found in this tissue; conversely levels of RAR7 mRNA are high in adult skin, while RAR-a mRNA is absent (23). Studies of the mechanism of selective gene regulation by these activated receptors have just begun. It has already been demonstrated that the mouse laminin B1 gene contains a 46-base pair RARE in its upstream regulatory region; RARs-a, -/3, and -7 all serve as transcriptional activators for this gene, while the related activated thyroid hormone receptor does not (25). Most recently, further evidence implicating RARs in control of cell differentiation has come from studies of chromosomal translocation in human leukemia. It has been shown that the translocation between the long arms of chromosomes 15 and 17, which is diagnostic for acute promyelocytic leukemia, occurs within the RAR-a gene (26-28). As noted (27), it will be most interesting to clarify the apparent paradox between the therapeutically useful differentiating effect of retinoic acid in acute promyelocytic leukemia and the proposed leukemogenic role of RAR-a in this disease.

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Minireview

TGF-0 At the beginning of this review, we noted that it would be essential to define the relationships between retinoids and TGF-8, and this topic is now one of major current interest. Indeed, our laboratory began its investigations of peptide growth factors, which culminated in the isolation and characterization of TGF-B as a new molecule (29-31), because we realized that it was not possible to understand the mechanism of action of retinoic acid in control of cell differentiation, proliferation, and carcinogenesis without considering the potential role of peptide growth factors in regulating these processes (1). There are several current reviews covering the structure and function of TGF-8 in detail (32-36); here we will provide only the briefest summary. There are three known isoforms of TGF-8 in mammalian organisms, referred to as TGF-/?s 1, 2, and 3. The original isolation of TGF-/3 from human platelets, human placenta, and bovine kidney (29-31) resulted in the identification of a single form of the peptide, a 25,000 mol wt homodimer, now called TGF-/31. Since then, a second and third form of the peptide, known as TGF-/32 and TGF-/33, have been isolated and/or cloned from multiple mammalian tissues or cDNA libraries (see Refs. 32-36 for details). The three isoforms are interchangeable in most biological assays, although they are encoded by distinct genes located on separate chromosomes in both man and mouse. All three isoforms are homodimeric molecules, with 112 amino acids in each monomer chain, each of which contains 9 cysteine residues in identical locations, although the location of the disulfide bridges has not yet been established. The regulatory response elements in the promoters of the genes of each of the three isoforms differ markedly (37, 38) and provide a basis for understanding their differential expression observed in several studies of embryonic development (39, 40). TGF-B is the prototypical multifunctional growth factor (32, 34, 41). The nature of its action on a particular target cell is critically dependent on many parameters, including the cell type, its state of differentiation, the growth conditions, and on the presence or absence of other peptide growth factors. There are numerous examples of TGF-8 acting as either a proliferative or an antiproliferative agent. Similarly, it can stimulate or arrest cell differentiation, all depending on the context of its action. The diversity of the effects of TGF-8, together with the almost universal ability of cells to respond to this peptide (essentially all cells have functional receptors for TGF-6) place this peptide in a unique position with regard to regulation of both normal and pathologic physiology. Detailed descriptions of the effects of TGF8 on differentiation and proliferation of cells found in connective tissue, muscle, bone, cartilage, the immune system, ovary, testis, adrenal, large and small blood vessels, liver, and other tissues, as well as its role in embryogenesis, can be found in Refs. 32-36.

The Interface between Retinoids, TGF-8, Oncogenes, and Suppressor Genes In light of the multifunctional actions of both retinoids and TGF-8, it is hardly surprising to suggest that there must be an important interface between these two sets of molecules. Indeed in the Introduction we suggested that retinoids, TGF-8, as well as oncogenes and suppressor genes should be regarded as a central, unifying regulatory system used by the cell for integration of information relating to its state of differentiation and proliferation. This is an area of current intense interest, and we can only give a few indications of the excitement of research efforts in this area. The transcriptional and posttranscriptional regulation of the several isoforms of TGF-8 is now a central focus of investigation, and several members of the steroid receptor superfamily exert significant effects in this regard (32, 33, 42). For example, it has recently been shown that retinoic acid is a potent inducer of TGF-02 in mouse keratinocytes, both in vitro and in vivo (43). Northern blot analysis showed that retinoic acid caused a major increase in the steady-state level of each of four different mRNA transcripts of the TGF-/32 gene, while barely affecting the level of mRNA for TGF-/31. Nuclear run-on transcription experiments indicated that this increase in TGF-/32 transcripts occurred at a posttranscriptional, rather than transcriptional, level. Parallel to these efforts on mRNA, typing of the isoforms of TGF-8 secreted by keratinocytes treated with retinoic acid showed a greater than 100-fold increase in the level of TGF-/32 peptide, but virtually no change in TGFj81. Similar results were also obtained in vivo after topical application of retinoic acid to mouse skin (43). It is now essential to develop an integrated metabolic map to explain the various interactions between other regulatory molecules and TGF-8. Such a map would be analogous to the pathways of carbohydrate, amino acid, and fatty acid metabolism that provided the foundation for classical biochemistry a generation ago. It is already known that TGF-8 genes can up-regulate or down-regulate each other (44-46), and that such regulation is mediated, in part, by interactions between TGF-8 and the jun-fos oncogene complex (47). With respect to retinoic acid, the important discovery has been made that Jun-Fos (AP-1) and the RAR-a recognize a common response element in the human osteocalcin gene (48); the actions of RAR-a and Jun-Fos appear to be antagonistic at this AP-1 site. Recent evidence suggests that there may be additional mechanisms of gene control by retinoid receptors, apart from direct DNA binding. Thus, it has been shown in several laboratories (49-52) that there is reciprocal repression of transcriptional activation by the glucocorticoid receptor and members of the Jun-Fos (AP-1) complex, mediated by protein-protein interactions rather than by direct DNA binding. Based on these results, it can now be suggested that expression of certain genes that are reciprocally regulated by retinoic acid and phorbol esters might also be controlled by protein-protein inter-

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actions between RAR-a and the Jun-Fos (AP-1) complex. Taken together, these new studies demonstrate that there will be multiple levels of cross-coupling of transcriptional control by members of the steroid receptor and leucine-zipper classes of transcriptional regulators. These mechanisms directly couple these two major signal transduction systems and provide a basis for integrated control of gene expression by growth factors, steroids and retinoids, and oncogenes. In a similar manner, the interface between retinoids, TGF-/3, and suppressor genes needs further investigation. Although it has been reported that there is an association between treatment with retinoic acid and the state of phosphorylation of RB (retinoblastoma) protein during induction of differentiation of leukemia cells (53), there is no evidence yet for a direct interface between retinoic acid and Rb gene expression, or posttranslational modification of the RB protein. Similarly, the interface between TGF-/3 and suppressor genes, such as Rb, needs further definition. Important first observations have been made in this area (54, 55), but evidence for a direct mechanistic connection is not yet available. Finally, since it has now been shown that the RB protein can repress c-fos expression and AP-1 transcriptional activity in both serum-induced and cycling 3T3 cells, there is a new interface between suppressor genes and oncogenes (56). We would conclude that the names that have been given to all of these nuclear regulatory elements are only of historical interest, and that the task now at hand is to determine how they all interact in a common, integrated pathway to regulate cellular differentiation and proliferation. Hopefully, this new knowledge will also provide new insights for the prevention of carcinogenesis as well as for the treatment of many other diseases characterized by excessive cellular proliferation.

Acknowledgments We thank Dianna Jessee for expert assistance with the manuscript. This minireview owes its inception to a Symposium on "Cell to Cell Interaction" held in Basel, Switzerland in September 1990. Another version of this review will be published by S. Karger AG, Basel, as part of the proceedings of that Symposium. We gratefully acknowledge the support of Johnson & Johnson, Genentech, and Schering AG for our research in this area.

Received September 23, 1990. Revision received October 23,1990. Accepted October 23,1990.

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Minireview

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Interactions of retinoids and transforming growth factor-beta in regulation of cell differentiation and proliferation.

MINIREVIEW Interactions of Retinoids and Transforming Growth Factor-/? in Regulation of Cell Differentiation and Proliferation Michael B. Sporn and...
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