Informed B

Consent

GRACE

B. OLIN.

in Voluntary MA..

AM)

Mental

HARRY

S.

OLIN.

Hospital

Admissions

M.D.

The authors studied the amount ofunderstanding that 100 mental hospital patients had ofa voluntart’ admission application they signed upon entering the hospital. Only 8 patients were rated as being completely informed ofthe terms ofthe contract at the time of admission; 15 of33 patients reinterviewed about 10 days after admission showed increased understanding. Minimal differences werefound between 81 state hospital patients and I 9 private hospitalpatients. Thefinding that few voluntary patients arefully informed to give consent to hospitalization poses a dilemma because ofthe trend to give personal responsibility to the patient.

notice of wanting provisions, Szasz lutely

free

filled with confusion for the already disturbed patient. In Massachusetts, however, all patients not committed by a court are legally required to make an important decision at the time of admission; they must choose between becoming a voluntary patient or an involuntary patient. Voluntary admissions have increased nationwide, and this has been especially true in Massachusetts because of TO A MENTAL

a November

1971

that prospective portunity to

change

HOSPITAL

in the

usually

15

a time

admission

laws

civil patients be presented sign into a mental hospital

requiring

with the opas voluntary

(2)

tary

patients

that

the

and

are

free

hospitals

continued

a major sent (3).

The

debate

vast

to leave

the

hospital

in

on

his voluntary

of the

terms

to the

purpose

status

of

is

to

are

con-

derived

and

discharges,

atti-

opinions

defining

“vol-

patient

can

of our

study

not compremeaning and

be questioned.

was

to examine

hospitalized

admission.

the

patients

We

hospital a patient’s

voluntary

his

coercion

if a patient does the contract’s

that

the

voluntarism

arguments

court

to a mental between

cleared, would

both

or

of voluntary

understanding

and

in court

that

from

admissions

understanding

that on admission inverse relationship

confusion

a hearing

and

moving

contract,

value of

have

since

hend

amount

to

patient

toward treatment, patient.” However,

primary

time

re-

tudes untary

The

of volun-

at any

hardly

hospitalization

is valid,

therapeutic

in jail.

majority

in order

therefore

landmark

statistics

a prisoner

the

He are by

is

mental

like

that

like a prison. a small number of patients who to themselves or others are detained

hospital

garding

the hospital. Because of these that the patient is not abso-

is more

argued

that only dangerous

from

ADMISSION

to leave

McGarry

stated judged

to leave contended

have

hypothesized

there would be an confusion and his

contract.

As

understanding

of

the

his

patient’s

voluntary

increase.

patients.

The voluntary tween been

prospective

patient’s

admission patient given

seems

and to

the

hospital. amount

understanding

of beHowever, little attention has of understanding that the made with the hospital when basic

for

of the terms

a valid

has of the contract he voluntarily admits himself. The meaning of voluntary status Szasz (1) stressed the idea that voluntary ten a “covert form of involuntary patient

contract

is

itself debated. admission is ofmental hospitalization.” Involuntary provisions contained in the conditional voluntary contract may be used by hospital authorities to petition the court for involuntary commitment in the event that a patient who is thought likely to cause serious harm to himself or others gives written

METHOI)

100 newly

A total of domly selected

during

were

interviewed,

their

comprehension

of the patients State Hospital,

conducted ter

a few

AmJ

Psychiatry

132:9, September

1975

patients

period

a questionnaire

oftheir had and

of

designed

voluntary

status.

been recently admitted 19 were in a small private

minutes

after

ran-

the

study

to rate Eighty-one

to

Medfield psychiatric

were between the ages 32. The interviews were

admission

to one

week

af-

admission.

Thirty-three

938

using

voluntary

3-month

hospital. All ofthe patients studied of 16 and 73; the median age was

at Medfield State Hospital were 5 days after admission and again approximately 10 days after admission. The purpose of the second interview was to determine what shift, if any, took place in the individual’s understanding of his voluntary status. The 19 voluntary patients in the private psychiatric hospital were interviewed once to ascertain if interviewed

Ms. Olin is Research Assistant, Medfleld State Hospital, and Dr. Olin was Director of Psychiatry, South Shore Unit, Medfield State Hospital, Medfield, Mass. Dr. Olin is now Acting Chief of Psychiatry, Veterans Administration Hospital, Brockton, Mass. Address reprint requests to Ms. Olin at 55 Windsor Rd., Waban, Mass. 02168.

admitted the

there

patients

twice,

were

any

once

gross

within

differences

in

understanding

be-

GRACE

tween patients hospitalized in a larger state hospital and those in a smaller private hospital. Since there were relatively fewer newly admitted patients in the private psychiatric hospital, the interviewer (G.B.O.) studied all of the available voluntary patients there. When interviewed, these 19 patients had been hospitalized from a few days to nearly 1 year. When the interviewer was present during the admission procedure, she noted the careful manner in which the voluntary contract was explained to the patients in both hospitals. The

Admission

Contract

All 100 ofthe interviewed patients had signed an application for voluntary admission, which is based on Sections 10 and 1 1 of Chapter 123 of the Massachusetts General Laws. The terms of the voluntary admission application are presented in Appendix I. This contract is signed by the patient in the hospital at the time of admission. Approximately 60 percent of all Medfield State 1-lospital patients were brought to the hospital involuntarily in accordance with Section 12 ofChapter 123 ofthe Massachusetts

General

Laws,

by

which

involuntary

admission

for 10 days is requested. This temporary involuntary admission paper is usually made out by a physician outside of the hospital who thinks that hospitalization is urgent and necessary, despite the patient’s refusal. Except for some categories of court-committed patients, all mental hospital patients, including those involuntarily

by law patients The

admitted

be offered at the time

in accordance

an opportunity of admission.

with

to

Section

become

Levels

the

voluntary

a group

S.

of

OLIN

100

pa-

of Understanding

RESULTS

Only 8 of the 100 patients were rated as fully informed concerning the terms of their voluntary admission at the time of the first interview. The number of patients rated at each of the levels of understanding defined above is shown in table 1. Most of the patients in both hospitals were scored at the second, third, and fourth levels. It is of interest to compare the patients rated at level 1

TABLE

contract

to have

HARRY

The patients’ responses to the questionnaire were rated as to the level of understanding shown by the patient. The following five levels of understanding were determined: 1. Irrelevant response: patient answered questions, but answers had no apparent logical meaning. 2. Patient responsive to questions but had no information, e.g., “I don’t know.” 3. Patient responsive to question but had erroneous information, e.g., “I signed myself in for 10 days.” 4. Patient had incomplete information, e.g., the patient was aware that he could write a “3-day letter” but was not aware that the court could be petitioned for involuntary commitment. 5. Patient had complete information.

Lerel.s Pnirate

to

omitted in order identically.

AND

12, must

By personally interviewing each ofthe 100 patients, interviewer minimized ambiguity and misunderstanding of the questionnaire. The interviewer directed attention

were rated

OLIN

voluntary

Questionnaire

patient’s

dom tients

B.

he

1 of L nderstanding of 81 Medfield Psychiatric Hospital Patients

the each

Num

ber

Level

Patient

Group

Medfield Private Total

State Hospital psychiatric hospital

State

Hospital

Patient.c

2 Level

19

Le vel of

of Patients at Each U nderstanding

I Level

and

4 Level

3 Level

5

made

(e.g., “the white paper that you signed in the admission room”). Emphasis was placed on the patient’s answering the questions in his own words. The four following questions comprised the questionnaire: 1 ) What is your understanding of voluntary admission to the hospital? 2) How does a patient get out of the hospital? 3) What could a patient do to initiate his release from the hospital? 4) What are the terms of the agreement for care and treatment in the hospital? The interviewer repeatedly attempted to clarify the patients’ answers in order to rate their levels of understanding. Patients often demonstrated knowledge that spanned two levels; however, we chose the level that most of the responses reflected. Initially, 90 Medfield State Hospital patients were studied; this group plus the 19 private hospital patients totaled 109. The responses of 101 patients were rated identically by both raters; the raters differed on 8 cases. Seven of the 8 dissimilar ratings occurred in the twiceinterviewed group, and 1 occurred with a once-interviewed patient. These 8 cases plus I case chosen at ran-

TABLE

Diagnoses Lnderstanding

II 2 13

16 2 18

18 6 24

28 9 37

8 0 8

2 and

Previous Was Rated

Psychiatric at Level

A dmissions / and at Level

Number Rated

Item

of

Patients

Whose

5

of Patients at Level I

Nu mber R ated

of Patients at Level 5

Diagnosis Organic brain syndrome Schizophrenia Manic-depressive psychosis Personality disorder Neurosis Adjustment reaction Previous psychiatric admissions

AmJ

Psychiatry

3 6 1 I 0 2

0 1 0 2 4 I

6

3

132:9, September

1975

939

INFORMED

TABLE

CONSENT

IN

VOLUNTARY

ADMISSIONS

3

Shi/t.s in Levels tient.s Interviewed

of

Understanding Twice Number

Item

Level

of

of Patients I

Medfield

at Each

Level

4 I

First interview Second intervies

33

2

Level

State

L evel 3

Pa-

of Understanding Level

8 10

7 5

Hospital

4

Level

II 9

5

3 8

to this hospital entered as voluntary patients, a rise to over7l percent. The increasing number of voluntarily admitted patients reflects a steady progress in the treatment of emotional disorders. We concur with the view that the patient’s personal participation in his hospitalization begins with his signing in as a voluntary patient. This study’s major finding, however, is that only 8 out of 100 patients were judged to be fully informed concerning voluntary admission when interviewed shortly after

understanding with those rated at level 5 by diagnosis and previous psychiatric admissions (see table 2). It is apparent that the more seriously disturbed patients, especially those with a thought disorder or an organic impairment, were scored at level I. Thirty-three of the 8 1 Medfield State Hospital patients were interviewed twice. Fifteen demonstrated’a shift toward increased understanding (see table 3). The largest gain was made in level 5; 3 patients showed this level of understanding

scored patients

during

at

this

who

level were

the

first

during

the

scored

at level

interview,

second.

but

The

I decreased

8

from

4 to

some

patients

of their ter

a request

voluntary

voluntary

for

voluntary

admissions

(4).

In

1949,

however,

voluntary admissions constituted only 10 percent of 138,253 admissions to state mental hospitals (4). By 1961, the voluntarily admitted patients had increased to nearly 24 percent of all admissions (4). The mental hospital admission laws of Massachusetts, which were revised in November 1971, heavily favor voluntary admissions. In 1970, there were 83 voluntary patients out of 936 admissions to Medfield State Hospital, nearly 9 percent. Two years later, in 1972, 572 of the 801 patients admitted

940

AmJ

Psychiatry

132:9, September

1975

were

surprised

to leave

to leave;

patients

1.

In 1881, Massachusetts became the first state to provide for voluntary admissions to state mental hospitals (4). Forty-nine of the 50 United States now have leg-

of

demonstrated patients

able

form

voluntary

DISCUSSION

consequences

that

they

minimal

knowledge

by the 92 uninformed are many. For example,

the

there

was

hospital

were

no

assurance

within

unaware

3 days

of the

af-

existence

of a court procedure to detain them if necessary. Some patients felt betrayed when they found this out. Over half of the patients were initially involuntarily admitted to the hospital for 10 days; many of these temporarily inwere

they

unaware

signed

admission.

patients

foronly

that

Confusion

stated

the

supplanted that

they

voluntary

the

ad-

10-day

was

revealed

were

in the

inwhen

hospital

10 days.

The weeks

search for accurate knowledge during the initial of hospitalization seemed to occupy a large part of the patients’ attention. How do I get out of here?” was too often their focus, rather than “What can I get out of being here?” At the private hospital, where most of the patients interviewed were not seen immediately after admission, there seemed to be less concern about discharge. These patients may have expressed concern about dis“

charge with

doned. mental cause

earlier or their families

They might illness and the

surroundings

may and

have friends

have might

maintained and thus

been more have felt of the

private

better contact felt less aban-

sophisticated less stigmatized hospital

were

about bemore

pleasant than those of the state hospital. The massive lack ofcomprehension by patients of their voluntary status is clear, but what can be done? Our original hypothesis that newly admitted confused patients would show a shift toward increased understanding in a relatively

islation

being

of

Three patients shifted backwards; I of these openly wished to remain in the hospital. The level of understanding of I 5 patients was unchanged. An impression gained by the interviewer was that some patients tended to avoid responsible participation in their own care. For instance, a 25-year-old patient rated at 1evel 4 stated, “Ifyou want to leave, you write to the superintendent. You’re supposed to give 3 days’ notice.” When the interviewer asked what would happen when a request for discharge was denied, this patient replied, “The patient would be disappointed, but the doctor knows best.” Other patients emphasized that they had to be “good” in order to “earn” their way out of the hospital. Many patients confused Sections 10 and 1 1 with Section 12 of the admission laws. One voluntarily admitted woman said she would be “free to leave in 3 days to 10.” Here it seemed that the 3-day notice and the 10-day term of involuntary admission were confused with each other.

The

knowledge informed

mission

were

number

admission.

or partial orpartially

short

time

was

proved

by

our

findings.

I-low-

ever, given the current focus on the individual’s rights, it would be regressive to defer voluntary contract decision making until after the patient has been hospitalized. In Massachusetts and in the other 48 states that have provisions for voluntary mental hospital admission there are probably thousands of patients with only partial or no understanding of their voluntary admission status. The dilemmas that these patients confront us with are two: How can a patient participate in his treatment as a voluntary patient without a full understanding of his voluntary admission contract’ The second dilemma concerns current social policies, legal trends, and treatment practices. Social policies, as reflected in mental health legislation and recent court decisions, are increasingly recognizing that autonomy and responsibility reside in the individual’s own decisions, even if the individual is mentally ill.

GRACE

Yet the majority of the individuals in this study did not or could not act on their own behalf in a fully autonomous, responsible manner. In the resolution of these dilemmas lies the practical meaning to our social policies, court decisions, and treatment practices.

REFERENCES

I. Szasz

TS: Voluntary mental hospitalization: an unacknowledged practice of medical fraud. N EngI J Med 287:277-278, 1972 2. McGarry AL, Greenblatt M: Conditional voluntary mental hospital admission. N EngI J Med 287:279-280, 1972 3. McGarry AL: Law-medicine notes. From coercion to consent. N EngI J Med 274:39, 1966 4. Brakel vised

SJ, Rock ed. Chicago,

RS (eds): The Mentally University

of Chicago

Disabled Press,

and the Law, re1971.

pp 15-26

APPENDIX I Items on the Massachusetts tional Voluntary Basis

B.

OLIN

Application

AND

for

HARRY

Care

S.

OLIN

on a Condi-

1. I wish to be admitted in the above facility on a conditional voluntary basis for care and treatment for the following problem: 2. I understand that I am free to leave at any time if I give written notice to the Superintendent, provided, however, that the Superintendent may, in his discretion, delay my departure for at least three days from the time of my notice, and also may petition the district court for my further retention if it appears necessary to him. 3. I understand that during my hospitalization and any aftercare I will be provided with care and treatment which may include the injection of medicines. 4. Identifying data:

Am

I Psychiatry

132:9, September

1975

941

Informed consent in voluntary mental hospital admissions.

The authors studied the amount of understanding that 100 mental hospital patients had a voluntary admission application they signed upon entering the ...
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