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Indications and Techniques for Endoscopic Submucosal Dissection Amit Bhatt, MD1, Seiichiro Abe, MD2, Arthi Kumaravel, MD1, John Vargo, MD, MPH1 and Yutaka Saito, MD, PhD2

Endoscopic submucosal dissection (ESD) allows for curative resection of superficial neoplasms of the gastrointestinal tract. Although ESD is the standard of care in Japan, its adoption in the West has been slow. Recent studies have shown the advantages of ESD over endoscopic mucosal resection, and as many of the barriers to ESD have been overcome, we are seeing an increasing interest in this technique. ESD can be used to treat superficial gastric, esophageal, and colorectal lesions. The most important pre-procedure step is estimating the depth of invasion of a lesion and by proxy the risk of lymph node metastasis. After a lesion has been resected, the histopathological analysis will determine whether the resection was curative or whether further surgery is needed. In conclusion, ESD is being more widely used in the West, and it is important to understand the indications, limitations, and techniques of ESD. Am J Gastroenterol advance online publication, 27 January 2015; doi:10.1038/ajg.2014.425

Introduction

Endoscopic submucosal dissection (ESD) is an advanced endoscopic technique that allows for curative resection of superficial neoplasms in the gastrointestinal tract. It is able to achieve en bloc margin-negative resection of tumors while avoiding invasive surgery and allowing preservation of the native organ (1–3). Its advantage over traditional endoscopic mucosal resection (EMR) is in its ability to achieve en bloc resection of lesions >2 cm, and avoiding piecemeal resection that is associated with local recurrence (4). By achieving en bloc resection, it allows for the detailed histopathologic assessment that is necessary to confirm curative resection (Figure 1). ESD is able to resect superficial lesions regardless of tumor size, location, and fibrosis (1–3). These advantages come at the cost of an increased risk of perforation, bleeding, and a longer procedure time as compared with EMR (5). ESD was developed over 10 years ago in Japan, and it has now become the standard of care there for the treatment of superficial gastrointestinal neoplasms (6,7). The vast majority of experience and guidelines for ESD resection comes from Japan. It is important to understand the indications and limitations of ESD so that patients are appropriately triaged to either ESD or surgery. The indications, equipment, technique, and complications will be reviewed below.

Indications

The major curative difference between surgical and endoscopic resection of cancer is the absence of lymph node dissection with endoscopic resection. Thus, endoscopic resection can only be

considered in lesions with a negligible risk of lymph node metastasis or a risk less than the mortality associated with its surgical counterpart. The risk of lymph node metastasis is largely based on a tumor’s depth of invasion, and hence a large part of the preprocedure evaluation is estimating a lesion’s depth of invasion. Endoscopic evaluation of the depth of invasion varies by the location of the tumor. The true depth of invasion is not known until pathologic analysis of the resected specimen, and thus it is important to understand what high-risk histopathologic findings would necessitate surgery after ESD.

Stomach

Gastric cancer is one of the most common cancers in Japan, and owing to their national screening programs, >50% of gastric cancers are diagnosed as early gastric cancer (EGC) (8–10). Analysis of a large series of gastrectomy specimens with EGC revealed that certain groups of EGC patient had a negligible risk of lymph node metastasis on the basis of histology, ulceration, size, lymphovascular involvement, and depth of invasion (11,12). These groups are ideal candidates for endoscopic resection, and they make up the criteria for the Japanese Gastric Cancer Treatment Guidelines (Table 1) (13,14). Gastric pre-procedure estimation of depth of invasion is based on the lesion’s macroscopic type, endoscopic features, and high-frequency probe-based endosonographic examination (15). The macroscopic type is based on the Japanese Classification of Gastric Carcinoma or the Paris classification that is more commonly known in the West (16,17).

1

Department of Gastroenterology and Hepatology, Digestive Disease Institute, Cleveland Clinic, Cleveland, Ohio, USA; 2Endoscopy Division, National Cancer Center, Hospital, Tokyo, Japan. Correspondence: Amit Bhatt, MD, Department of Gastroenterology and Hepatology, Digestive Disease Institute, Cleveland Clinic, 9500 Euclid Avenue, Desk A30, Cleveland, Ohio 44195, USA. E-mail: [email protected]

© 2015 by the American College of Gastroenterology

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Esophagus

The anatomy of the esophageal wall differs significantly from the rest of the gastrointestinal tract in that the lymphatics penetrate the muscularis mucosa and there is higher risk of lymph node metastasis even with early cancer (18). However, this risk must be weighed against the risks of esophagectomy that carries a mortality rate of ∼ 1–6% (19–22). In addition, the narrow lumen of the esophagus is prone to stricture formation (23). Weighing these factors the Japanese Esophageal Society Guidelines absolute indication for esophageal ESD are intramucosal cancers involving the epithelium and lamina propria occupying 30 colonic ESDs under expert supervision is recommended before independent practice (48,49). However, this is difficult to attain in the United States where the volume of human gastric ESD procedures is not as high as in Japan, and expert guidance is not commonly available. Studies regarding learning curves of Western endoscopists in the animal model are needed to better define competency. Equipment. Appropriate equipment is necessary for successful ESD. In addition to the previously described equipment, high-performance electrosurgical generators are needed to The American Journal of GASTROENTEROLOGY

provide the modulated currents necessary for ESD. The commonly used high-performance electrosurgical generators are the ERBE VIO 200S (ERBE, Tuebingen, Germany), ERBE VIO 300D (ERBE), and ESG 100 (Olympus, Center Valley, PA). Electrosurgical generator settings for ESD vary by technique, instrument type, location, and nature of the lesion, and they may need to be adjusted during ESD based on the final tissue effect. To understand electrosurgical generator settings for ESD, one should contact the manufacturer of their generator. Commercially available ESD knives in the United States include IT knife 2 (Olympus KD-611L, Japan), Dual Knife (Olympus KD-650L/U, Japan), Hook knife (Olympus KD-620LR/UR Japan), IT knife nano (Olympus KD-612L/U, Japan), FlexKnife (Olympus www.amjgastro.com

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KD-630L, Japan), Hybrid knife T-type (ERBE), and Hybrid knife I-type (ERBE).

American Society for Gastrointestinal Endoscopy Cook Medical Don Wilson Award 2013.

Performing in human cases. Appropriate case selection is paramount, and we believe that this is best achieved in a multidisciplinary approach with the involvement of gastroenterologists, surgeons, and oncologists. The various treatment options of ESD, EMR, ablative therapies, and surgery can be discussed, and the most optimal treatment modality for each patient can be selected. The technical skill required for ESD varies by location, with distal gastric lesions being the easiest, followed by proximal gastric lesions. Esophageal and colonic lesions are more challenging and are attempted by Japanese endoscopists only after gaining competency in gastric lesions. EGC is rare in the West, and this smooth progression is not possible. The most common lesions available in the West are esophageal and colonic lesions. We find that ESD of flat rectal polyps is the best starting point in the West. Most lesions that are appropriate for ESD in the West are currently being treated by piecemeal EMR or surgery, and we hope that as understanding and awareness of ESD grows, more of these cases will be referred for ESD. Precise histopathologic analysis of resected specimens is the last but essential step necessary to assess resection margins, risk of lymph node involvement, and to decide whether curative resection was achieved or additional therapy is warranted. Our institutions have adopted the handling and analysis of resected specimens as outlined in the Japanese Classification of Gastric Carcinoma guidelines and the JSCCR (Japanese Society for Cancer of the Colon and Rectum) guidelines (16,50).

REFERENCES

CONCLUSION

In Japan, ESD has become the standard of care for the treatment of superficial neoplasms of the gastrointestinal tract. Adoption of this technique in the West has been slow owing to the previous lack of availability of specialized devices, low case volume, and its flat learning curve. Many of these barriers have now been overcome. A sufficient number of ESD devices have been approved in the United States to allow for successful ESD practice. Although EGC is rare in the United States, extension of the ESD technique to the esophagus and colon allows us to address diseases that are more common in the West. A number of western endoscopists have now spent time training in Japan and are proficient in the procedure. Although ESD has been successfully adopted in Japan, western diseases, biology, and environment are significantly different than Japan. It remains to be seen what role ESD has in the western society. The greatest potential that we foresee is in the management of early EAC and flat colonic polyps. CONFLICT OF INTEREST The authors declare no conflict of interest. ACKNOWLEDGMENTS This study was supported by the American College of Gastroenterology North American International Training Grant 2012, and the

© 2015 by the American College of Gastroenterology

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Indications and Techniques for Endoscopic Submucosal Dissection.

Endoscopic submucosal dissection (ESD) allows for curative resection of superficial neoplasms of the gastrointestinal tract. Although ESD is the stand...
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