JCM Accepts, published online ahead of print on 8 January 2014 J. Clin. Microbiol. doi:10.1128/JCM.03044-13 Copyright © 2014, American Society for Microbiology. All Rights Reserved.

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The Impact of New Antifungal Breakpoints on Antifungal Resistance in Candida

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Species

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Annette W. Fothergill, Deanna A. Sutton, Dora I. McCarthy, Nathan P. Wiederhold

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Fungus Testing Laboratory, Department of Pathology, University of Texas Health

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Science Center at San Antonio, San Antonio, TX

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Abstract Word Count: 74

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Keywords: antifungal breakpoints, Candida species, resistance

Manuscript Word Count: 1237

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Corresponding Author:

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Nathan P. Wiederhold, Pharm.D.

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Associate Professor

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UTHSCSA

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Department of Pathology, MC 7750

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7703 Floyd Curl Drive

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San Antonio, TX 78229

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Phone: 210-567-4086

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Email: [email protected]

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ABSTRACT

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We reviewed our antifungal susceptibility data for micafungin, anidulafungin,

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fluconazole, and voriconazole against Candida species, and compared resistance rates as

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determined by the previous and recently revised CLSI antifungal breakpoints. With the

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new breakpoints, resistance was significantly increased for micafungin (from 0.8% to

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7.6%), anidulafungin (0.9% to 7.3%) and voriconazole (6.1% to 18.4%) against C.

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glabrata. Resistance was also increased for fluconazole against C. albicans (2.1% to

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5.7%).

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The Clinical and Laboratory Standards Institute (CLSI) recently revised the azole

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and echinocandin clinical breakpoints against Candida species (1). These new

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breakpoints are now both drug and species specific, whereas the previous breakpoints

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were not. For most species, with the exception of C. parapsilosis and C. guilliermondii

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against the echinocandins, the breakpoints have been lowered, such that previously

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susceptible minimum inhibitory concentrations (MIC) are now classified as resistant. In

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addition, C. glabrata isolates are no longer considered susceptible to fluconazole, but are

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rather classified only as either susceptible dose-dependent or resistant. The breakpoint

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revisions were made based on information from clinical studies, case reports describing

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clinical failure at MIC values below the previous breakpoints, results from

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pharmacokinetic/pharmacodynamics studies, and epidemiologic cut-off values (2, 3).

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Additionally, a goal of harmonizing the antifungal breakpoints with those set by

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EUCAST was sought. Epidemiologic cut-off values for individual species are used to

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optimize the detection of non-wild type strains and thus the acquisition of resistance

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mechanisms, and to prevent the breakpoints from dividing wild-type populations (2-4).

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The impact of the revised clinical breakpoints regarding categorical placement of

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Candida strains as resistant is unknown. Our objective was to evaluate what effect the

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new antifungal clinical breakpoints may have on azole and echinocandin resistance

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patterns in Candida species.

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The antifungal susceptibility database in the Fungus Testing Laboratory at the UT

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Health Science Center at San Antonio was reviewed. Susceptibility data for fluconazole,

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voriconazole, anidulafungin, and micafungin against C. albicans, C. glabrata, C.

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tropicalis, C. krusei, and C. parapsilosis isolates sent to our laboratory for testing

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between January 1, 2008 and December 31, 2012 were reviewed. During this period,

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antifungal powders were obtained from the appropriate manufacturers (Pfizer and

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Astellas), and stock solutions were prepared in water for agents with aqueous solubility,

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or in DMSO as recommended (1, 5). Susceptibility testing was performed by broth

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microdilution methodology in RPMI according to the CLSI M27-A3 guidelines (5), and a

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50% inhibition of growth compared to the growth control well was used as the endpoint

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for all agents. Candida krusei ATCC 6258 and C. parapsilosis ATCC 22019 served as

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the quality control isolates for each testing run, and the results were consistently within

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the range specified by the CLSI. Isolates were classified as resistant based on both the

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previous and recently revised CLSI clinical breakpoints (Table 1) (1). For voriconazole

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against C. glabrata the epidemiologic cut-off value of 0.5 μg/mL was used for the new

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threshold for resistance, as the CLSI has not set clinical breakpoints for this triazole

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against this species (1, 6, 7). Thus, C. glabrata isolates with a voriconazole MIC above

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this value (i.e., > 1 μg/mL) were classified as resistant. Differences in resistance rates

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between the previous and revised breakpoints were assessed for significance by Fischer’s

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exact test, and a p-value of < 0.05 was considered to be significant.

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The number of each Candida species tested with each drug, the MIC range,

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MIC50 and MIC90 values, and the percent of isolates classified as resistant per the

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previous and revised breakpoints are shown in Table 2, and the MIC distributions are

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shown in Table 3. As shown in this table and in Figure 1, resistance did increase with the

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new breakpoints. For the echinocandins anidulafungin and micafungin, the most marked

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changes occurred against C. glabrata. For this species, the number of isolates classified

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as resistant increased from 1 (0.9%) to 8 (7.3%) of 110 isolates (p = 0.0353) for

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anidulafungin and from 3 (0.8%) to 27 (7.6%) of 354 isolates (p < 0.0001) for

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micafungin when the new CLSI clinical breakpoints were applied. Our rates of

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micafungin and anidulafungin resistance with the new CLSI clinical breakpoints are

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higher than those recently reported in the SENTRY study (1.3% and 1.6%, respectively)

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(6). However, others have found higher rates of echinocandin resistance for this species,

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with rates of micafungin and anidulafungin resistance reported to range from 9% to 12%

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between 2007 and 2010 at a large medical center in the U.S. (8). Against the other

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Candida species, the number of isolates considered to be resistant remained relatively

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low, and for anidulafungin against C. parapsilosis, the number actually decreased slightly

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from 2 to 0 isolates (2.4% to 0%), although this reduction was not statistically significant.

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This was not unexpected against this species, as the CLSI echinocandin breakpoints

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against C. parapsilosis were raised from > 4 μg/mL as non-susceptible to > 8 μg/mL as

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resistant.

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The azoles fluconazole and voriconazole were also affected by the revised

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breakpoints. Against C. albicans, the number of isolates classified as resistant to

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fluconazole by the new breakpoints significantly increased from 25 (2.1%) to 68 (5.7%)

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of a total of 1196 strains tested (p < 0.0001; Table 2 and Figure 1) compared to the

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previous threshold for resistance. This rate of fluconazole resistance in C. albicans is

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higher than what was recently reported in isolates from North American institutions in

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the SENTRY study (0.6%) (6). There were also trends for increased resistance to

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fluconazole with the new breakpoints against C. tropicalis (19 to 32 of 327 isolates [6%

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to 9.9%]; p = 0.0557) and C. parapsilosis (3 to 11 of 497 isolates [0.6% to 2.2%]; p =

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0.0793). A similar observation was also found for voriconazole against C. albicans (17

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to 27 of 593 isolates [2.9% to 4.6%]; p = 0.17), although this difference was not

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significant. In contrast, only minor increases in voriconazole resistance against C.

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tropicalis (30 to 36 of 205 isolates [14.6% to 17.6%]), and C. krusei (4 to 7 of 98 isolates

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[4.1% to 12.2%]) were observed when the new breakpoints were applied. A significant

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increase in the number of C. glabrata isolates that were classified as resistant to

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voriconazole (32 to 96 of 522 isolates [6.1% to 18.4%]; p < 0.0001) was observed when

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the epidemiologic cut-off value was used. The revised CLSI breakpoints for the azoles

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are supported by epidemiologic cut-off values and the results of various

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pharmacodynamics analyses (9-12), as well as by the cross-resistance observed among

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different members of this class in Candida species (13-16). For most species, our rates of

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fluconazole and voriconazole resistance were higher than those reported in the SENTRY

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study (6). This may be a reflection of the nature of our reference laboratory in that we

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may often be sent isolates from patients exposed to antifungals who are failing therapy.

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Thus, some of the isolates we receive for susceptibility testing may be more likely be

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non-wild type strains. However, the overall MIC distributions from our study shown in

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Table 3 are similar to those reported by others including those from large surveillance

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studies (6, 7, 17).

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The results from our laboratory demonstrate that the rates of resistance for the

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echinocandins and the azoles may be increased with the use of the new CLSI antifungal

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breakpoints. These changes were especially marked for micafungin, anidulafungin, and

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voriconazole against C. glabrata and for fluconazole against C. albicans. One limitation

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of this study is that we did not determine if the isolates harbored mechanisms of acquired

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antifungal resistance. Although this information is important, it would not change how

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an isolate is classified as susceptible or resistant by the CLSI breakpoints, which is

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determined by the phenotypic MIC. The clinical relevance of our findings is unknown.

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Studies have indicated that in vitro resistance may be indicative of clinical failure (8, 18,

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19). The results from other laboratories and institutions are needed to confirm our

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observations.

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TRANSPARENCY DECLARATION

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NPW has received research support from Pfizer, Merck, Basilea, Astellas, Viamet,

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bioMerieux, and Medicis, and has served on advisory boards for Merck, Astellas,

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Toyama, and Viamet.

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ACKNOWLEDGEMENTS

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This work was presented, in part, at the 53rd Interscience Conference on Antimicrobial

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Agents and Chemotherapy (Denver, CO, 2013). The authors would like to thank Carmita

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Sanders for her assistance with this work.

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REFERENCES

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JP, Mouton JW, Pahissa A, Cuenca-Estrella M. 2007. Correlation of the MIC

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DJ. 2004. Cross-resistance between fluconazole and ravuconazole and the use of

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fluconazole as a surrogate marker to predict susceptibility and resistance to

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of fluconazole pharmacodynamics with mortality in patients with candidemia.

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Antimicrob Agents Chemother 52:3022-3028.

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TABLE 1. Previous and recently revised CLSI antifungal clinical breakpoints (CBP) for resistance for fluconazole, voriconazole,

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anidulafungin, and micafungin against Candida species. Breakpoints are in μg/mL. The epidemiologic cut-off value was used for

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voriconazole against C. glabrata. Previous or

C. albicans

C. glabrata

C. tropicalis

C. krusei

C. parapsilosis

Previous

>4

>4

>4

>4

>4

Revised

>1

> 0.5

>1

>1

>8

Previous

>4

>4

>4

>4

>4

Revised

>1

> 0.25

>1

>1

>8

Previous

> 64

> 64

> 64

> 64

> 64

Revised

>8

> 64

>8

>8

>8

Previous

>4

>4

>4

>4

>4

Revised

>1

>1

>1

>2

>1

revised CBP Anidulafungin

Micafungin

Fluconazole

Voriconazole

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12

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Table 2. MIC50 and MIC90 ranges and percentage of Candida albicans and Candida

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glabrata isolates classified as resistant based on the previous and recently revised CLSI

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clinical breakpoints for antifungals. AFG – anidulafungin, MFG – micafungin, FLU –

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fluconazole, VOR - voriconazole Species

Candida albicans

Candida glabrata

Antifungal

AFG

MFG

FLU

VOR

AFG

MFG

FLU

VOR

No. Strains MIC Range

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433

1196

593

110

354

882

522

MIC50

Impact of new antifungal breakpoints on antifungal resistance in Candida species.

We reviewed our antifungal susceptibility data for micafungin, anidulafungin, fluconazole, and voriconazole against Candida species and compared resis...
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