JCM Accepts, published online ahead of print on 8 January 2014 J. Clin. Microbiol. doi:10.1128/JCM.03044-13 Copyright © 2014, American Society for Microbiology. All Rights Reserved.
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The Impact of New Antifungal Breakpoints on Antifungal Resistance in Candida
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Species
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Annette W. Fothergill, Deanna A. Sutton, Dora I. McCarthy, Nathan P. Wiederhold
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Fungus Testing Laboratory, Department of Pathology, University of Texas Health
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Science Center at San Antonio, San Antonio, TX
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Abstract Word Count: 74
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Keywords: antifungal breakpoints, Candida species, resistance
Manuscript Word Count: 1237
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Corresponding Author:
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Nathan P. Wiederhold, Pharm.D.
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Associate Professor
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UTHSCSA
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Department of Pathology, MC 7750
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7703 Floyd Curl Drive
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San Antonio, TX 78229
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Phone: 210-567-4086
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Email:
[email protected] 19 20 21 22 23
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ABSTRACT
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We reviewed our antifungal susceptibility data for micafungin, anidulafungin,
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fluconazole, and voriconazole against Candida species, and compared resistance rates as
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determined by the previous and recently revised CLSI antifungal breakpoints. With the
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new breakpoints, resistance was significantly increased for micafungin (from 0.8% to
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7.6%), anidulafungin (0.9% to 7.3%) and voriconazole (6.1% to 18.4%) against C.
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glabrata. Resistance was also increased for fluconazole against C. albicans (2.1% to
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5.7%).
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The Clinical and Laboratory Standards Institute (CLSI) recently revised the azole
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and echinocandin clinical breakpoints against Candida species (1). These new
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breakpoints are now both drug and species specific, whereas the previous breakpoints
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were not. For most species, with the exception of C. parapsilosis and C. guilliermondii
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against the echinocandins, the breakpoints have been lowered, such that previously
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susceptible minimum inhibitory concentrations (MIC) are now classified as resistant. In
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addition, C. glabrata isolates are no longer considered susceptible to fluconazole, but are
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rather classified only as either susceptible dose-dependent or resistant. The breakpoint
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revisions were made based on information from clinical studies, case reports describing
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clinical failure at MIC values below the previous breakpoints, results from
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pharmacokinetic/pharmacodynamics studies, and epidemiologic cut-off values (2, 3).
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Additionally, a goal of harmonizing the antifungal breakpoints with those set by
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EUCAST was sought. Epidemiologic cut-off values for individual species are used to
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optimize the detection of non-wild type strains and thus the acquisition of resistance
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mechanisms, and to prevent the breakpoints from dividing wild-type populations (2-4).
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The impact of the revised clinical breakpoints regarding categorical placement of
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Candida strains as resistant is unknown. Our objective was to evaluate what effect the
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new antifungal clinical breakpoints may have on azole and echinocandin resistance
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patterns in Candida species.
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The antifungal susceptibility database in the Fungus Testing Laboratory at the UT
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Health Science Center at San Antonio was reviewed. Susceptibility data for fluconazole,
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voriconazole, anidulafungin, and micafungin against C. albicans, C. glabrata, C.
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tropicalis, C. krusei, and C. parapsilosis isolates sent to our laboratory for testing
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between January 1, 2008 and December 31, 2012 were reviewed. During this period,
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antifungal powders were obtained from the appropriate manufacturers (Pfizer and
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Astellas), and stock solutions were prepared in water for agents with aqueous solubility,
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or in DMSO as recommended (1, 5). Susceptibility testing was performed by broth
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microdilution methodology in RPMI according to the CLSI M27-A3 guidelines (5), and a
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50% inhibition of growth compared to the growth control well was used as the endpoint
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for all agents. Candida krusei ATCC 6258 and C. parapsilosis ATCC 22019 served as
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the quality control isolates for each testing run, and the results were consistently within
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the range specified by the CLSI. Isolates were classified as resistant based on both the
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previous and recently revised CLSI clinical breakpoints (Table 1) (1). For voriconazole
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against C. glabrata the epidemiologic cut-off value of 0.5 μg/mL was used for the new
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threshold for resistance, as the CLSI has not set clinical breakpoints for this triazole
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against this species (1, 6, 7). Thus, C. glabrata isolates with a voriconazole MIC above
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this value (i.e., > 1 μg/mL) were classified as resistant. Differences in resistance rates
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between the previous and revised breakpoints were assessed for significance by Fischer’s
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exact test, and a p-value of < 0.05 was considered to be significant.
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The number of each Candida species tested with each drug, the MIC range,
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MIC50 and MIC90 values, and the percent of isolates classified as resistant per the
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previous and revised breakpoints are shown in Table 2, and the MIC distributions are
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shown in Table 3. As shown in this table and in Figure 1, resistance did increase with the
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new breakpoints. For the echinocandins anidulafungin and micafungin, the most marked
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changes occurred against C. glabrata. For this species, the number of isolates classified
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as resistant increased from 1 (0.9%) to 8 (7.3%) of 110 isolates (p = 0.0353) for
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anidulafungin and from 3 (0.8%) to 27 (7.6%) of 354 isolates (p < 0.0001) for
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micafungin when the new CLSI clinical breakpoints were applied. Our rates of
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micafungin and anidulafungin resistance with the new CLSI clinical breakpoints are
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higher than those recently reported in the SENTRY study (1.3% and 1.6%, respectively)
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(6). However, others have found higher rates of echinocandin resistance for this species,
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with rates of micafungin and anidulafungin resistance reported to range from 9% to 12%
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between 2007 and 2010 at a large medical center in the U.S. (8). Against the other
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Candida species, the number of isolates considered to be resistant remained relatively
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low, and for anidulafungin against C. parapsilosis, the number actually decreased slightly
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from 2 to 0 isolates (2.4% to 0%), although this reduction was not statistically significant.
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This was not unexpected against this species, as the CLSI echinocandin breakpoints
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against C. parapsilosis were raised from > 4 μg/mL as non-susceptible to > 8 μg/mL as
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resistant.
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The azoles fluconazole and voriconazole were also affected by the revised
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breakpoints. Against C. albicans, the number of isolates classified as resistant to
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fluconazole by the new breakpoints significantly increased from 25 (2.1%) to 68 (5.7%)
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of a total of 1196 strains tested (p < 0.0001; Table 2 and Figure 1) compared to the
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previous threshold for resistance. This rate of fluconazole resistance in C. albicans is
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higher than what was recently reported in isolates from North American institutions in
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the SENTRY study (0.6%) (6). There were also trends for increased resistance to
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fluconazole with the new breakpoints against C. tropicalis (19 to 32 of 327 isolates [6%
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to 9.9%]; p = 0.0557) and C. parapsilosis (3 to 11 of 497 isolates [0.6% to 2.2%]; p =
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0.0793). A similar observation was also found for voriconazole against C. albicans (17
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to 27 of 593 isolates [2.9% to 4.6%]; p = 0.17), although this difference was not
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significant. In contrast, only minor increases in voriconazole resistance against C.
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tropicalis (30 to 36 of 205 isolates [14.6% to 17.6%]), and C. krusei (4 to 7 of 98 isolates
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[4.1% to 12.2%]) were observed when the new breakpoints were applied. A significant
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increase in the number of C. glabrata isolates that were classified as resistant to
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voriconazole (32 to 96 of 522 isolates [6.1% to 18.4%]; p < 0.0001) was observed when
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the epidemiologic cut-off value was used. The revised CLSI breakpoints for the azoles
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are supported by epidemiologic cut-off values and the results of various
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pharmacodynamics analyses (9-12), as well as by the cross-resistance observed among
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different members of this class in Candida species (13-16). For most species, our rates of
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fluconazole and voriconazole resistance were higher than those reported in the SENTRY
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study (6). This may be a reflection of the nature of our reference laboratory in that we
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may often be sent isolates from patients exposed to antifungals who are failing therapy.
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Thus, some of the isolates we receive for susceptibility testing may be more likely be
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non-wild type strains. However, the overall MIC distributions from our study shown in
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Table 3 are similar to those reported by others including those from large surveillance
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studies (6, 7, 17).
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The results from our laboratory demonstrate that the rates of resistance for the
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echinocandins and the azoles may be increased with the use of the new CLSI antifungal
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breakpoints. These changes were especially marked for micafungin, anidulafungin, and
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voriconazole against C. glabrata and for fluconazole against C. albicans. One limitation
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of this study is that we did not determine if the isolates harbored mechanisms of acquired
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antifungal resistance. Although this information is important, it would not change how
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an isolate is classified as susceptible or resistant by the CLSI breakpoints, which is
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determined by the phenotypic MIC. The clinical relevance of our findings is unknown.
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Studies have indicated that in vitro resistance may be indicative of clinical failure (8, 18,
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19). The results from other laboratories and institutions are needed to confirm our
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observations.
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TRANSPARENCY DECLARATION
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NPW has received research support from Pfizer, Merck, Basilea, Astellas, Viamet,
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bioMerieux, and Medicis, and has served on advisory boards for Merck, Astellas,
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Toyama, and Viamet.
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ACKNOWLEDGEMENTS
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This work was presented, in part, at the 53rd Interscience Conference on Antimicrobial
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Agents and Chemotherapy (Denver, CO, 2013). The authors would like to thank Carmita
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Sanders for her assistance with this work.
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TABLE 1. Previous and recently revised CLSI antifungal clinical breakpoints (CBP) for resistance for fluconazole, voriconazole,
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anidulafungin, and micafungin against Candida species. Breakpoints are in μg/mL. The epidemiologic cut-off value was used for
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voriconazole against C. glabrata. Previous or
C. albicans
C. glabrata
C. tropicalis
C. krusei
C. parapsilosis
Previous
>4
>4
>4
>4
>4
Revised
>1
> 0.5
>1
>1
>8
Previous
>4
>4
>4
>4
>4
Revised
>1
> 0.25
>1
>1
>8
Previous
> 64
> 64
> 64
> 64
> 64
Revised
>8
> 64
>8
>8
>8
Previous
>4
>4
>4
>4
>4
Revised
>1
>1
>1
>2
>1
revised CBP Anidulafungin
Micafungin
Fluconazole
Voriconazole
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12
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Table 2. MIC50 and MIC90 ranges and percentage of Candida albicans and Candida
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glabrata isolates classified as resistant based on the previous and recently revised CLSI
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clinical breakpoints for antifungals. AFG – anidulafungin, MFG – micafungin, FLU –
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fluconazole, VOR - voriconazole Species
Candida albicans
Candida glabrata
Antifungal
AFG
MFG
FLU
VOR
AFG
MFG
FLU
VOR
No. Strains MIC Range
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433
1196
593
110
354
882
522
MIC50