Review

Hypercoagulability in Kidney Transplant Recipients Sandesh Parajuli, MBBS,1,2 Joseph B. Lockridge, MD,2,3 Eric D. Langewisch, MD,2,3 Douglas J. Norman, MD,2,3 and Jody L. Kujovich, MD4 Abstract: Thrombosis remains an important complication after kidney transplantation. Outcomes for graft and deep vein thrombosis are not favorable. The majority of early kidney transplant failure in adults is due to allograft thrombosis. Risk stratification, early diagnosis, and appropriate intervention are critical to the management of thrombotic complications of transplant. In patients with end-stage renal disease, the prevalence of acquired risk factors for thrombosis is significantly high. Because of hereditary and acquired risk factors, renal transplant recipients manifest features of a chronic prothrombotic state. Identification of hereditary thrombotic risk factors before transplantation may be a useful tool for selecting appropriate candidates for thrombosis prophylaxis immediately after transplantation. Short-term anticoagulation may be appropriate for all patients after kidney transplantation.

(Transplantation 2016;100: 719–726)

T

hrombotic disease is a well-known complication after kidney transplantation. As early as 1970, Clarke et al1 reported a case of allograft renal vein thrombosis requiring thrombectomy. Graft-specific complications, including renal artery thrombosis, renal artery stenosis, and renal vein thrombosis, represent 0.5% to 6.0% of postoperative complications.2,3 Though uncommon, these complications may lead to allograft loss, usually in the early postoperative period,3 or require surgical intervention. The need for early surgical intervention is an independent predictor of graft survival.4 In the North American Pediatric Renal Transplant Cooperative Study, graft thrombosis represented the main cause of graft failure in the first year.5 In a recent large retrospective study of 2381 patients by Phelan et al,6 the incidence of early graft failure in adults within 30 days after Received 17 March 2015. Revision requested 27 May 2015. Accepted 1 June 2015. 1

Division of Nephrology, Department of Medicine, University of Wisconsin-Madison School of Medicine and Public Health, University of Wisconsin Hospital and Clinics, Madison, WI.

2

Division of Nephrology, Department of Medicine, Oregon Health and Science University, Portland, OR.

3

Portland VA Medical Center, Portland, Oregon.

4

Division of Hematology and Medical Oncology, Department of Medicine, Oregon Health & Science University, Portland, OR. The authors declare no funding or conflicts of interest. S.P. participated in design, data collection, analysis, manuscript preparation, editing. J.B.L. participated design, data collection, analysis, manuscript preparation, editing. E.L. participated in data collection, analysis, manuscript preparation, editing. D.J.N. design, data collection, analysis, manuscript preparation, editing. J.L.K. participated in design, data collection, analysis, manuscript preparation, editing. Correspondence: Douglas J Norman, MD, Division of Nephrology, Department of Medicine, Oregon Health and Science University, 2611 SW 3rd Ave, Ste 360, Portland, OR 97201. ([email protected]). Copyright © 2015 Wolters Kluwer Health, Inc. All rights reserved. ISSN: 0041-1337/16/10004–719 DOI: 10.1097/TP.0000000000000887

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transplantation was 4.6%; 44% of these were due to allograft thrombosis, whereas 17.4% were due to acute rejection. Prompt and accurate diagnoses along with timely management of graft vascular thrombosis after kidney transplant are essential. A delay in the diagnosis or management of these complications can result in serious recipient morbidity with a risk of graft loss and death.7 The initial clinical presentation of vascular allograft thrombosis includes sudden oliguria or anuria, graft tenderness, and swelling, and lower extremity edema that is more pronounced in the ipsilateral limb.8 A high index of clinical suspicion is required for diagnosis because other common conditions, including acute tubular necrosis and acute severe rejection, may have a similar clinical presentation.9 Ultrasound with Doppler is the initial study of choice to exclude graft thrombosis. In the acute setting, ultrasound may reveal an edematous and enlarged kidney with decreased echogenicity caused by diffuse edema, as well as focal or diffuse disruption of parenchymal architecture and/or thrombus in the renal vessels. Duplex Doppler ultrasound demonstrates peaked, abruptly decreasing systolic frequency shifts and retrograde plateau-like shifts during diastole at the level of the main renal artery and its proximal branches, with an absent venous signal.10,11 There is evidence suggesting an association between kidney transplantation and a prothrombotic state. An analysis of long-term renal transplant patients found evidence of a chronic prothrombotic and persistent inflammatory state. Renal transplant recipients (RTRs) had significantly higher levels of fibrinogen, d-dimer, the prothrombin activation fragment F 1 + 2, and IL-6 than controls. These changes reflect activation of coagulation and thrombin generation and may involve interactions between common genetic and environmental factors.12 Thrombophilic disorders may be inherited or acquired. This is outlined in Table 1. Inherited thrombophilic disorders including factor V Leiden (FVL), prothrombin 20210G > A mutation and deficiencies of protein C, protein S, and www.transplantjournal.com

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TABLE 1.

Inherited and acquired risk factors for thrombosis in renal transplant recipients Inherited

Factor V Leiden mutation Prothrombin 20210G > A mutation Antithrombin deficiency Protein C deficiency Protein S deficiency

Mutation in the tissue plasminogen activator inhibitor-1promoter Mutation of MTHFR Increased lipoprotein

Acquired

Antiphospholipid syndrome and/or antibodies Hyperhomocysteinemia Cryoglobulins Cryofibrinogenemia Acquired deficiencies of protein C, S and antithrombin- sepsis, DIC, liver disease, nephrotic syndrome Malignancy

DIC indicates disseminated intravascular coagulation.

antithrombin affect different sites in the coagulation pathway (Figure 1). Acquired disorders include antiphospholipid antibodies (APLA) and hyperhomocysteinemia.13,14 Additional risk factors for graft thrombosis include immunosuppressive agents, pretransplant dialysis modality mainly peritoneal dialysis (PD), and posttransplant erythrocytosis (PTE). Recurrent proteinuria and acute cytomegalovirus (CMV) infection may also increase the risk of graft thrombosis.15 Other potentially important donor or recipient factors include extreme donor age, cold ischemia time longer than 24 hours, renal vessel atherosclerosis, right kidney compared to left, recipient age, technical surgical problems, hemodynamic instability, delayed graft function (DGF), and a history of thrombosis.16 FVL Mutation

The FVL refers to a specific G-to-A substitution in F5 that predicts a single amino acid replacement (Arg506Gln) that destroys a cleavage site for activated protein C (APC). Activated protein C with its cofactor protein S normally proteolytically inactivates procoagulant factors Va and VIIIa, thereby downregulating further thrombin generation.17 Because of this single amino acid substitution, factor Va is resistant to APC and is inactivated at a 10-fold slower rate than normal. The impaired anticoagulant response to APC results in increased thrombin generation and a prothrombotic state leading to increased thrombin generation.18,19 The FVL is the most common inherited thrombophilic disorder, found in 5% to 8% of the general population, primarily in whites of European descent, in 20% of patients with a first venous thrombosis, and in up to 50% of patients with a personal or family history of recurrent thrombosis.20 The clinical expression of FVL is influenced by coexisting genetic and acquired thrombophilic disorders and circumstantial risk factors. The combination of FVL heterozygosity and most thrombophilic disorders (for example, prothrombin 20210G > A mutation) has a superadditive effect on overall thrombotic risk.21 Several studies reported a significantly higher incidence of venous thromboembolism in RTRs with FVL compared to those without the mutation. The FVL was associated with an overall 4-fold increased risk of graft vein thrombosis and venous thromboembolism.22,23 Heidenreich et al24 reported

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a higher prevalence of acute rejection and other vascular complications in patients with thrombophilic disorders including FVL. The authors hypothesized that adhesion and chemotaxis of lymphocytes in response to clotting in the allograft vascular bed may trigger acute rejection or aggravate incipient rejection. The FVL has also been associated with increased risk for DGF, acute rejection, and chronic graft dysfunction.25 Renal transplant recipients with FVL had a high incidence of avascular necrosis of the femoral head.26 Prothrombin G20210A Mutation

A single nucleotide substitution (20210G > A) in the 3′ untranslated region of the prothrombin gene (F2) is associated with elevated prothrombin levels and an increased risk of venous thromboembolism. Evidence suggests that the G > A transition increases the efficiency and accuracy of processing of the 3′ end of the mRNA resulting in an accumulation of mRNA and increased prothrombin protein synthesis.27 The prothrombin 20210G > A mutation is found in 2% to 3% of the general population and also occurs primarily in whites.20,28 The evidence implicating prothrombin 20210G > A in complications after renal transplantation is more limited and conflicting. Fischereder et al29 demonstrated that a prothrombin G20210A mutation conferred a 2.95-fold increased risk of graft loss. Median graft survival for 20210G > A heterozygotes was 65.9 months versus 149 months in those without the mutation. Graft failure was due to arterial, venous, or microvascular thrombosis in the majority of carriers. However, another single-center study of 562 transplant recipients found no association between FVL or prothrombin 20210G > A and renal allograft loss.30 Anticoagulant Protein Deficiencies

Inherited thrombophilia also includes deficiencies of the natural anticoagulant proteins C, S, and antithrombin. Antithrombin inhibits serine proteases involved in coagulation including thrombin and activated factors X, IX, and XI.31 Protein C and protein S are vitamin K-dependent anticoagulant proteins. Activated protein C requires free protein S as a cofactor to inhibit activated factors V and VIII.32 Anticoagulant protein deficiencies are approximately 10-fold less common than FVL and prothrombin 20210G > A with a combined prevalence of less than 1% of the population.33 They are found in 2% to 5% of individuals with a first venous thromboembolism.34,35 Acquired deficiencies of protein C, S, and antithrombin are far more common and occur during sepsis, disseminated intravascular coagulation,

FIGURE 1. Coagulation pathway affected at different sites in inherited thrombophilic disorders.

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Parajuli et al

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liver disease, major surgery, and acute thrombosis.36 Protein C and protein S levels are reduced by vitamin K deficiency. Antithrombin levels fall in nephrotic syndrome and are lowered up to 30% by heparin. One study found a marked fall in antithrombin, protein C, and thrombomodulin levels during the first 24 hours after transplantation.37 Protein S levels are often low in RTRs and may reflect acute or chronic inflammation.38 Another study identified a small group of patients with antithrombin deficiency and a high (80%) rejection rate in first 6 months after transplantation.24 It is unknown whether an acquired temporary fall in anticoagulant protein levels contributes to the thrombotic risk in renal transplant patients. Antiphospholipid Antibodies

Antiphospholipid antibodies comprise a heterogeneous group of autoantibodies directed against phospholipids and phospholipid-binding proteins including B2-glycoprotein-I and prothrombin.39 The prevalence of APLA varies with the population studied. Low titer APLA are found in 1% to 3% of the general population and are usually clinically insignificant. The prevalence is higher in patients with thrombotic manifestations (10-26%) and in women with recurrent miscarriage (10-40%).40 Diagnosis of the APLA syndrome (APLS) requires a history of arterial or venous thromboembolism or unexplained pregnancy morbidity and laboratory evidence of persistent APLA: anticardiolipin antibodies (aCL), anti-β2GP I antibodies, and/or a lupus anticoagulant (LAC).41 The APLS can manifest as a primary disease or occur in association with other autoimmune diseases, such as systemic lupus erythematosus (SLE) (secondary APLS).40 The APLA are found in nearly 50% of patients with SLE and nearly 40% of these develop thrombotic complications.40 The APLA predispose to thrombosis by a variety of different mechanisms. The APLA have effects on platelets, endothelial cells (ECs), and monocytes and have been shown to interfere with the protein C pathway, fibrinolysis and complement activation.42 Acquired APC resistance and the presence of anti-protein C and antiprotein S antibodies are reported in patients with APLS43,44. One study found that APLA directed against β2GPI cross-react with APC.45 Renal manifestations of APLA include renal vein thrombosis, renal artery stenosis and thrombosis and thrombotic microangiopathy (TMA). Other renal complications include preeclampsia, glomerulonephritis, renal infarct, and renovascular hypertension.46 Catastrophic antiphospholipid syndrome is a severe form of TMA involving kidneys, lungs, brain and other organs which leads to acute multiorgan failure.47 The APLS is well known to cause graft thrombosis without appropriate thromboembolic prophylaxis. Vaidya et al reported thrombosis leading to graft loss in all 7 patients with APLS who did not receive anticoagulation.48 Patients with APLA have poor renal allograft outcomes. A retrospective study found that RTRs with a lupus inhibitor (+/− other APLA) had a significantly higher overall frequency of thrombotic complications. Graft thrombosis occurred in 27% of patients with APLA compared to 6.9% of those who were APLA negative. The characteristic lesions of APLA associated nephropathy were found in the majority of screening biopsies at 3 and 12 months in recipients with APLA but only rarely in those without APLA.49 Long-term therapeutic anticoagulation is recommended in APLS patients with

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thrombosis.44 Management of perioperative anticoagulation requires an individualized assessment of the risk of both thrombosis and bleeding.50,51 Rituximab has been used in combination with other therapies in patients with APLS and renal limited TMA.52 Eculizumab is a humanized monoclonal antibody to C5 that blocks the terminal complement cascade. Eculizumab was effective in the treatment of a fulminant recurrence of APLA-related TMA after kidney transplantation.53 A phase 2 clinical trial is currently investigating the effectiveness of eculizumab in patients with pretransplant catastrophic antiphospholipid syndrome.46 The APLA are hypothesized to cause thrombosis by a variety of different mechanisms. Potential pathogenic mechanisms include APLA-mediated activation of platelets, ECs and monocytes, activation of complement and inhibition of natural anticoagulant and fibrinolytic pathways.54 Recent evidence suggests that the mechanistic target of rapamycin complex (mTORC) pathway is involved in the development of the renal vascular lesions associated with APLS nephropathy. Renal transplant patient with APLS who received the mTOR inhibitor, sirolimus had no evidence of recurrent vascular lesions on biopsy compared to APLA-positive patients not receiving sirolimus, suggesting inhibition of the mTORC pathway may prevent graft loss in this group.55 It remains difficult to predict thrombotic risk in asymptomatic patients with APLA. Lupus anticoagulants are more strongly associated with thrombotic risk than anticardiolipin or anti-B2GP1 antibodies. Increasing evidence that “triple positive” profile of APLA (LAC plus aB2gPI and aCL antibodies) confers the highest thrombotic risk.56 A subset of anti-B2GP1 antibodies directed against B2GP1 domain 1 (anti-D1 antibodies) may also be associated with a high thrombotic risk. However, it is still unclear whether testing for anti-D1 antibodies will enable identification of patients at highest risk for thrombosis.57 Hyperhomocysteinemia

Homocysteine is an amino acid generated during methionine metabolism. It is metabolized by 2 enzymatic pathways that require vitamin B12, vitamin B6, and/or folic acid as essential cofactors.58,59 Hyperhomocysteinemia may result from defects or deficiencies of the enzymes involved in homocysteine metabolism or deficiencies of their vitamin cofactors. The most common polymorphism in the N5, N10 methylenetetrahydrofolate reductase (MTHFR) gene, the C677T variant, results in a thermolabile enzyme with reduced activity for homocysteine metabolism.60 Approximately 12% of the general population is homozygous for this variant. The A1298C variant has a prevalence of 9% to 20% in most ethnic groups. Homozygosity (677TT) and compound heterozygosity (C677T/A1298C) for MTHFR polymorphisms predispose to mild elevations in homocysteine levels in the setting of suboptimal folate levels.61 Deficiencies of folate, vitamin B12, and/or vitamin B6 are the most common acquired causes of hyperhomocysteinemia. Patients with chronic kidney disease exhibit various protein and amino acid abnormalities, including hyperhomocysteinemia. Plasma homocysteine levels are inversely related to glomerular filtration rate, with a prevalence of hyperhomocysteinemia in end stage renal disease (ESRD) as high as 85% to 100%.62 Elevated plasma levels of homocysteine are associated with an increased risk of venous and arterial thrombosis.

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Hyperhomocysteinemia was identified as an independent risk factor for cardiovascular disease and thromboembolic events in RTRs.63 To date, there is no evidence that homocysteine-lowering treatment with folic acid at doses greater than 1 mg per day lowers the risk of vascular events or mortality in patients with ESRD.62 Treatment of stable kidney transplant recipients with increased levels of homocysteine and reduced glomerular filtration rate, with vitamins containing high doses of folic acid, vitamin B6, vitamin B12, did not reduce cardiovascular disease or all-cause mortality compared to a low dose multivitamin without folic acid.64 It is possible that homocysteine levels do not have a direct causal effect on thrombosis and cardiovascular disease but instead may act as a marker for disease. Environmental and Other Factors

Various environmental and other factors are associated with vascular thrombosis in RTRs. This is outlined in Table 2. Immunosuppressive agents used to prevent rejection may predispose to thrombosis of small vessels leading to TMA. Calcineurin inhibitors may increase the expression of plasminogen activator inhibitor resulting in hypofibrinolysis.5 Cyclosporine is associated with endothelial injury resulting in irreversible intrarenal allograft thrombosis and allograft loss even without rejection.65 Cyclosporine and tacrolimus increase the risk of TMA due to endothelial injury secondary to vasoconstriction associated ischemia and possibly increased platelet aggregation and other prothrombotic effects.66 Dose reduction or discontinuation of calcineurin inhibitors or substitution of mTOR inhibitors to limit drug-related nephrotoxic insults has been attempted without improved outcomes.67 Thrombotic microangiopathy has also been reported with mTOR inhibitors.68 Belatacept a novel CTLA4 Ig fusion protein was used as an alternative to calcineurin inhibitors in several cases of drug-induced TMA.69,70 The monoclonal antibody OKT3 has prothrombotic effects and is associated with an increased risk of allograft thrombosis, especially in patients treated with high dose steroids.5 Glucocorticoids may have hypofibrinolytic effects by inhibiting EC production of plasminogen activator.71,72 TABLE 2.

Potential important recipient and donor factors for graft Thrombosis Recipient

Previous history of thromboembolism Extreme of recipient age Diabetes Systemic lupus erythematosus Peritoneal dialysis Renal vessel atherosclerosis Technical surgical problem Delayed graft function Hemodynamic instability—hypotension Cytomegalovirus infection Posttransplant erythrocytosis Use of calcineurin inhibitor, high dose steroid, and OKT3

Donor

Extreme of donor age ( >60 or A, and MTHFR C677T mutations). Patients with thrombophilia received intravenous heparin adjusted to achieve an activated partial thromboplastin time (PTT) of 50 to 60 seconds for 14 days and were then switched to low-molecular-weight heparin for

FIGURE 2. Hypercoagulability screening and anticoagulation protocol.

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8 weeks, followed by aspirin for the first year. Patients without thrombophilia received low dose heparin for 14 days followed by aspirin. There were no thromboembolic events in either group. One serious bleeding complication occurred in the setting of activated PTT >180 seconds and required surgical intervention.95 Friedman et al96 demonstrated a 2.6-fold reduction in expected incidence of allograft thrombosis in patients with thrombophilic disorders states who received prophylactic anticoagulation with unfractionated heparin followed by warfarin after transplantation. Identifying patients at high risk for thrombosis is difficult and still requires an individual risk assessment. Outside of the renal transplant setting thrombosis occurs in the absence of identifiable risk factors or thrombophilia. Renal transplant recipients carry a unique combination of surgical, donor, and recipient predisposing factors. Thrombophilia testing does not reliably predict graft thrombosis post transplantation and different transplant centers vary in their strategies for identifying high risk patients. Alakulppi et al97 investigated whether detection of polymorphisms in candidate genes with a role in thrombosis or cytokine mediated vascular inflammation would facilitate identification of patients at high risk for vascular complications or acute rejection after renal transplantation. There was no association between any of the genetic polymorphisms and venous thrombosis, rejection or graft survival. Screening for genetic and acquired thrombophilic disorders before transplantation remains controversial. Some programs screen all patients, while others selectively screen high risk of patients with a personal or family history of thrombosis.98 At our institution, all patients are screened at the time of transplant with the following tests: INR, PTT, prothrombin, 20210G > A mutation, APC resistance assay, antithrombin III activity, protein C activity, free protein S antigen, aCL, and LAC panel. Patients considered at high risk for thrombosis are those with a history of deep vein thrombosis (DVT) and/or pulmonary embolism, ESRD due to lupus, previous allograft loss due to a vascular complication or early rejection, history of recurrent miscarriage, and pancreas transplant recipients. All kidney transplant recipients receive prophylaxis with low molecular weight heparin (enoxaparin) beginning on the second postoperative day and continuing until discharge, in the absence of contraindications. After discharge, patients start low-dose aspirin. Patients who required a complex arterial or venous anastomosis receive low-dose intravenous heparin (500 units/hour) until enoxaparin is begun on the second postoperative day. Patients with abnormal thrombophilia screening tests are discharged on a 4- to 6-week course of prophylactic dose (30 mg/day) enoxaparin. Our protocol is outlined in Figure 2. From July 1, 2009, through June 30, 2014, there were no cases of graft loss due to thrombosis in 444 kidney transplants performed at our center. In the same timeframe, there were 11 (2.5%) cases of DVT during the 3 month posttransplant period. Of these, 45% of the patients who developed DVT had abnormal thrombophilia testing and/or a high-risk clinical risk factor identified at the time of transplant. Postoperative anticoagulation after renal transplantation remains controversial, and there are no evidence-based guidelines for its use. Despite concerns about the safety of low molecular weight heparin in immediate postoperative period, we previously reported that dalteparin was safe as well as effective for preventing graft thrombosis and DVT during

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the perioperative period.99 Low-risk patients with a normal thrombophilia panel received a single 2500 U dose of dalteparin subcutaneously immediately after surgery and then daily during their hospitalization. Those with an abnormal thrombophilia screen and/or a medical history suggestive of a hypercoagulable state received a single daily dose of 5000 U of dalteparin for 1 month after transplantation followed by warfarin for 4 weeks. There were no cases of allograft arterial or venous thrombosis among the 120 patients transplanted between December 1996 and November 1997. One patient developed a right subclavian vein thrombosis. Importantly, there were no significant bleeding complications during the treatment period.99 Similarly, prophylactic enoxaparin was effective for preventing renal graft thrombosis without severe complications among pediatric recipients with multiple risk factors for graft thrombosis.100

CONCLUSIONS To date, there has been no established method to predict thrombotic events in RTRs. Patients with ESRD have specific acquired risk factors for thrombosis, some of which are ameliorated after successful transplantation. Other risk factors and comorbid conditions include a previous history of thrombosis, inherited disorder of coagulation, donor and recipient age, diabetes, SLE, DGF, and many more. Outcomes of graft thrombosis are not favorable, and preventive strategies are recommended. When evaluating patients for transplantation, a proper history and identification of risk factors for thrombosis is important. With proper use of prophylactic anticoagulation, graft and patient survival may increase. Further studies are needed to identify a proper therapeutic strategy to reduce thrombosis in the transplant population.

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Hypercoagulability in Kidney Transplant Recipients.

Thrombosis remains an important complication after kidney transplantation. Outcomes for graft and deep vein thrombosis are not favorable. The majority...
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