Accepted Manuscript Effectiveness of Botulinum Toxin for Shoulder Pain Treatment: A Systematic Review and Meta-Analysis Tao Wu, Yu Fu, Haixin Song, Ye Ye, Dong Yan, Jian hua Li PII:

S0003-9993(15)00560-2

DOI:

10.1016/j.apmr.2015.06.018

Reference:

YAPMR 56246

To appear in:

ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION

Received Date: 22 May 2015 Revised Date:

29 June 2015

Accepted Date: 30 June 2015

Please cite this article as: Wu T, Fu Y, Song H, Ye Y, Yan D, Li Jh, Effectiveness of Botulinum Toxin for Shoulder Pain Treatment: A Systematic Review and Meta-Analysis, ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION (2015), doi: 10.1016/j.apmr.2015.06.018. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Running title: Botulinum Toxin for Shoulder Pain

Effectiveness of Botulinum Toxin for Shoulder Pain Treatment: A Systematic Review and

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Meta-Analysis

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Tao Wu1*, Yu Fu2, Haixin Song1, Ye Ye1, Yan Dong3, Jian hua Li1;

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1 Department of Rehabilitation Medicine, Sir Run Run Shaw Hospital, College of Medicine,

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Zhejiang University, East Qin Chun Road, NO. 3,Hang Zhou, 310016, PR China.

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2 Department of Rehabilitation Medicine, Alxa League Central Hospital. Yabulai E Rd, Alxa

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Zuoqi, Alxa, Inner Mongolia Autonomous Region, 750306,PR China.

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3 Department of Rehabilitation Medicine, Hangzhou Hospital of Zhejiang CAPF, Jiang Nan

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Road, NO. 86, Hang Zhou, 310016, PR China

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Corresponding Author (*):

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Tao Wu, MD.

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Department of Rehabilitation Medicine

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Sir Run Run Shaw Hospital, College of Medicine, Zhejiang University.

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3, East Qin Chun Road, Hangzhou, Zhe Jiang, PR China

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Zip code: 310016

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Phone: 86-571-8600 6054

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Email: [email protected]

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We declare that the manuscript have not been and will not be submitted elsewhere

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for publication. All authors declare no conflicts of interest. All authors have

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participated sufficiently to take public responsibility for this work, and agreed to its

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submission to Archives of Physical Medicine and Rehabilitation.

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Effectiveness of Botulinum Toxin for Shoulder Pain Treatment: A Systematic Review and

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Meta-Analysis

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Abstract Objective: To evaluate current evidence of the effectiveness of Botulinum toxin (BTX) treatment

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for shoulder pain.

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Data Sources: Ovid MEDLINE(R) In-Process and Other Non-Indexed Citations,Ovid MEDLINE(R),

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Ovid EMBASE, Web of Science, and Scopus from database were searched inception through Week 18,

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2015.

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Study Selection: Randomized controlled trials (RCTs) comparing the clinical efficacy (pain intensity and

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shoulder range of motion) of BTX injection to conventional therapy (steroid or placebo injection) were

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included.

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Data Extraction: Two reviewers independently screened abstracts and full texts. The results of the pain

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intensity and shoulder range of motion were extracted in the form of mean and SD. We constructed random

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effects models and calculated mean difference (MD) for continuous outcomes. Two hundred and nineteen

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articles were identified and among them nine articles were eligible for the final analysis.

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Data Synthesis: Meta-analyses were performed using RevMan version 5.3. The analysis indicated a

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statistically significant decreased pain score in BTX therapy group than control group with MD=1.35 (95%

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CI: 0.80 to 1.91; p50% suggests high heterogeneity. All analyses were performed using the

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generic inverse variance method (Rev Man 5.3, The Cochrane Library). The significance level was defined

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as P < 0.05.

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RESULTS

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Study characteristics

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We identified 219 articles, of which 9 RCTs (268 patients) were eligible for this review (Fig-1).

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, , , , , Characteristics of the enrolled studies are described in Table-1. Six studies8 9 12 13 14 15 used BTX muscle

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injection. Two studies16

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utilized intra-articular BTX injection and another one study18 utilized

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ultrasound-guided sub-acromial bursitis (SB) or shoulder impingement syndrome (SIS) BTX injection. All

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the patients in control groups were received non BTX therapy such as steroid or Placebo injection. The

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mean fellow up time is 11.1 weeks (4-24 weeks). All of the studies assessed pain score (VAS or NRS) and

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shoulder ROM as the main outcome evaluation index after treatment.

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Clinical outcomes

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1. The decreased pain score (VAS & NRS) after BTX treatment

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All of the studies assessed pain score (VAS or NRS) after treatment. We collected the pain scores at the

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end of fellow up period of each study. The analysis indicated a statistically significant decreased pain score

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in BTX therapy group than control group with MD=1.35 (95% CI: 0.80 to 1.91; p 50%) in all analyses. So the risk of bias within the studies was

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medium due to potential publication bias and unknown quality (Fig 4).

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DISCUSSION

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As we know, there is already a cochrane report focus on the BTX-A for shoulder pain19. In that systematic

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review, the author included 6 studies (five focused on stroke survivors with shoulder pain and one with

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chronic refractory moderate/severe shoulder arthritis pain) They concluded that BTX-A injections decreased

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pain and improved shoulder function in patients with chronic shoulder pain due to spastic hemiplegia or

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arthritis In our study we reviewed nine small RCTs of BTX injection in patients with shoulder pain. The

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shoulder pain was due to hemiplegia in six studies 8,9,12,13,14,15. The other causes of shoulder pain were

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adhesive capsulitis17, sub-acromial bursitis (SB) or shoulder impingement syndrome (SIS) 18, and shoulder

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arthritis pain16. The primary finding of this meta-analysis is that BTX treatments resulted in small to

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moderate pain relief and shoulder abduction ROM increase in patients with chronic shoulder pain due to

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spastic hemiplegia or arthritis or sub-acromial bursitis or adhesive capsulitis.

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In evaluating shoulder pain, it is critical to identify the pathophysiological and anatomical substrates

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involved so that appropriate and effective therapies can be implemented rapidly. Currently, conventional

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therapy plays an important role in alleviating shoulder pain. Non-steroidal anti-inflammatory drugs

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(NSAIDs), muscle relaxants, opioid analgesics, physiotherapy and acupuncture are some of the most

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common conventional treatments. However, these treatments may not be effective in many patients5, and

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therefore we need new treatment options for intolerant or refractory shoulder pain.

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In the past two decades, BTX was popularly used to treat disorders associated with muscle over activity or

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spasticity. It has been proven that BTX could inhibit the acetylcholine release at the neuromuscular

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junction. It was also found that it could alleviate pain that occurred either with or without concomitant

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excess muscle contractions20. In addition to their effects on muscle tightness, BTX may modulate pain by

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inhibiting other non-cholinergic transmitters involved in pain pathways21.

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The route of BTX administration for shoulder pain

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The route of administration differed in the three conditions, intramuscular for hemiplegia8,9,12,13,14,15,

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intra-articular for arthritis16 or adhesive capsulitis17, and intra sub-acromial bursitis for shoulder

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impingement syndrome18.

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In hemiplegia shoulder pain (HSP) patients, a single intramuscular injection of BTX was compared to with

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intra-muscular placebo8,9,12,,14,15 or with intra-articular triamcinolone13. Stroke related shoulder pain is very

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common and may be associated with hypertonicity. In the setting of hemiplegic shoulder pain with

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spasticity, the target muscle include pectoralis major9,13,14,15, teres major15, subscapular muscle8,12, 13, biceps

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brachii9, and infraspinatus13. Many studies evaluating the effect of BTX in the treatment of hemiplegic

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shoulder pain have found different results. Because saline injections such as in trigger point injections in

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the setting of myofascial pain syndrome may release muscular pain, this may have impacted pain

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evaluation in short fellow up period22. So in the short fellow up period the difference is not significant, but

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pain reduction at long fellow up (12-24 weeks) was statistically significantly greater in the botulinum toxin

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injection group compared to placebo9,14.

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Adhesive capsulitis and arthritis are also the most common causes of shoulder pain

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intra-articular steroid injections are relatively well tolerated in the short-term, its long-term use can weaken

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the shoulder tendons and cause histological changes such as inflammation, focal necrosis and

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fragmentation of the collagen bundles24. Many studies have shown that intra-articular injection with BTX

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may be useful relieve pain and improve the ROM in patients with chronic osteoarthritic in the knee, chronic

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joint pain disorders, and chronic arthritis joint pain25,26,27,28. Animal experiments demonstrate that BTX

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inhibits not only the acetylcholine at the neuromuscular junctions but also other neurotransmitters such as

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glutamate, substance P, and calcitonin gene related peptide, all of which have been indicated in pain

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transmission29. Under the fluoroscopic guidance, Young-Jin Joo et al17 inserted needle vertically into the

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anterior aspect of the shoulder joint. Because the fellow up period was not long enough (8 weeks), there

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were no significant pain relief differences between the intra-articular injections of BTX and steroid in

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Young-Jin Joo ‘s study. But BTX has a safe alternative of steroid to avoid the steroid-induced side effects

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or as a second-line agent, for patients who have failed to respond to the current treatments.

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. Although the

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Subacromial and subdeltoid bursitis or shoulder impingement syndrome (SIS) are another common causes

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of pain or disability of the shoulder joint30. Jung Hwan Lee et al18 found that BTX showed more persistent

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clinical benefits in pain reduction and functional improvement than steroid in patients with SASD bursitis

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or SIS. It is very important that BTX showed longer periods of clinical effectiveness when compared with

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steroid treatment31,

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Dosage of BTX for shoulder pain

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There are two types of BTX: Type A (Dysport and Botox) and Type B (Myobloc). Botulinum Toxin type A

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is more widely used in pain control and spasticity treatment than Type B. But recently Dressler D et al33

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found that type B was thought to have a greater affinity for the sympathetic nerve system and therefore was

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more likely to relieve pain than the type A toxin. In this meta-analysis, there were no studies that

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specifically examined the dose response relationship. The mean dosage in the muscle injection route was

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100-200 u with Botox and 500 u with Dysport. In the intra articular injection route, the mean dosage was

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100-200 u with Botox. There was only one study used Type B (Myobloc) to treat the SASD bursitis and the

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dosage was 25000u (See table 1). So further clinical researches are needed to compare the therapy effect in

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shoulder pain relief when use in various type and doses of BTX.

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Duration of effectiveness

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It is well known that BTX can decrease muscular tone and associated symptoms of pain by inhibiting the

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release of acetylcholine at neuromuscular junctions34. However, there is little known about the temporality

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of its anti-nociceptive effect in humans. Our analysis shown that the period of significant pain relief effect

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at long fellow up (4-24 weeks, mean 11.1 weeks) was statistically significantly greater in the BTX injection

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group compared to placebo or steroid.

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Study limitations

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Our meta-analysis has a several limitations. First, although we conducted a comprehensive search of six

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databases, only nine studies (268 patients) were included in this systematic review. This small number of

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studies limited the statistical power of detecting significant finding. Second, we did not explore other

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factors, such as variation in injection techniques or gender differences because of the existing clinical

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heterogeneity of the population. We were also unable to test potential publication bias due to the small

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number of studies. We were unable to evaluate potential publication bias due to high heterogeneity and the

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limited number of studies included. The overall quality of the evidence was moderate due to the likelihood

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of publication bias.

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Conclusions

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In conclusion, BTX showed more persistent clinical benefits in pain reduction and ROM improvement than

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steroid or placebo in patients with shoulder pain due to spastic hemiplegia or arthritis or sub-acromial

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bursitis or adhesive capsulitis. These results suggest that BTX could be a useful and safety strategy for

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treatment for shoulder pain.

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Suppliers

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RevMan version 5.3.

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Keywords: Shoulder pain, Botulinum toxin, Systematic review

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Table 1: The characteristics of the enrolled studies

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Figure 1 Flow of participants through trial

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Figure 2 The pain score (VAS & NRS) after BTX treatment

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Figure 3 The shoulder abduction ROM after BTX treatment

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Figure 4 Risk of bias graph

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Table 1: The characteristics of the enrolled studies Population

Sample size

Mean age, male/female

2012 Young-Jin Joo17

BTX-A (Dysport, 200u)/ steroid triamcinolone acetate(40mg)

Patients with adhesive capsulitis

28

54, 17/11

2012 Marciniak CM15

BTX-A(Botox,140-200 units)/Placebo (saline)

Stroke survivors with shoulder pain and spasticity

21

60, 13/8

BTX-B (Myobloc,2500U)/ Trimacinolone (40mg)

Patients with subacromial bursitis (SB) or shoulder impingement syndrome

61

BTX-A (Botox, 100 u

Chronic refractory moderate/severe shoulder arthritis pain

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A.

)/Placebo( saline)

Intra-articular injection (IA)

Study design

8 weeks

Main evaluation index

RCTs

Numeric Rating Scale (NRS), Range of motion (ROM)

RCTs

VAS, Disability

12 weeks

56, 25/36

Ultrasoundguided Injection (SB/SIS)

3 months

RCTs

Numeric Rating Scale (NRS), Range of motion (ROM)

71, 42/1

Intra-articular injection

1 month

RCTs

VAS, ROM

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2009 JASVINDER SINGH16

Timing fellow up

Muscle injection: pectoralis major with or without teres major

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2011 Jung Hwan Lee18

Route

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Intervention / Comparison

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Study

Assessment Scale, Fugl-Meyer Scale

BTX-A (Botox, 2*50 u)/Placebo

Stroke survivors with shoulder pain and spasticity

21

57, 12/9

Muscle injection: subscapular muscle

12 weeks

RCTs

VAS, ROM

2007 Keng-He Kong9

BTX-A (Dysport ,500 u)/Placebo

Stroke survivors with shoulder pain and spasticity

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50, 11/5

Muscle injection: pectoralis major and biceps brachii

12 weeks

RCTs

VAS, ROM, Ashworth Scale

2007 Jae-Young Lim13

BTX-A (Botox, 100u) /Triamcinolone acetonide(TA,40mg)

Stroke survivors with shoulder pain and spasticity

29

61, 15/14

Muscle injection (infraspinatus, pectoralis & subscapularis)/ TA:IA

12 weeks

RCTs

VAS, ROM, FuglMeyer score, Ashworth Scale

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2007 K S de Boer8

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BTX-A (Dysport, 500u)/Placebo

Stroke survivors with shoulder pain and spasticity

29

64, 21/8

Muscle injection: pectoralis major

6 months

RCTs

VAS, ROM, Ashworth Scale

2006 Alain P Yelnik12

BTX-A (Dysport, 500u)/Placebo

Stroke survivors with shoulder pain and spasticity

20

52, 15/5

Muscle injection: subscapularis

4 weeks

RCTs

VAS, ROM

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2007 Ester Marco14

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Effectiveness of Botulinum Toxin for Shoulder Pain Treatment: A Systematic Review and Meta-Analysis.

To evaluate the current evidence of the effectiveness of botulinum toxin (BTX) treatment for shoulder pain...
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