American Journal of Botany 101(9): 1486–1497, 2014.

EARLY EVIDENCE OF XEROMORPHY IN ANGIOSPERMS: STOMATAL ENCRYPTION IN A NEW EOCENE SPECIES OF BANKSIA (PROTEACEAE) FROM WESTERN AUSTRALIA1 RAYMOND J. CARPENTER2,3,7, STEPHEN MCLOUGHLIN4, ROBERT S. HILL3,5, KENNETH J. MCNAMARA6, AND GREGORY JOHN JORDAN2 2School

of Biological Sciences, University of Tasmania, Private Bag 55, Hobart, Tasmania 7001, Australia; 3School of Earth and Environmental Sciences, Benham Bldg DX 650 312, University of Adelaide, South Australia 5005, Australia; 4Department of Palaeobiology, Swedish Museum of Natural History, Box 50007 104 05 Stockholm, Sweden; 5South Australian Museum, North Terrace, Adelaide, South Australia 5000, Australia; and 6Department of Earth Sciences, University of Cambridge, Downing Street, Cambridge, CB2 3EQ, UK

• Premise of the study: Globally, the origins of xeromorphic traits in modern angiosperm lineages are obscure but are thought to be linked to the early Neogene onset of seasonally arid climates. Stomatal encryption is a xeromorphic trait that is prominent in Banksia, an archetypal genus centered in one of the world’s most diverse ecosystems, the ancient infertile landscape of Mediterranean-climate southwestern Australia. • Methods: We describe Banksia paleocrypta, a sclerophyllous species with encrypted stomata from silcretes of the Walebing and Kojonup regions of southwestern Australia dated as Late Eocene. • Key results: Banksia paleocrypta shows evidence of foliar xeromorphy ~20 Ma before the widely accepted timing for the onset of aridity in Australia. Species of Banksia subgenus Banksia with very similar leaves are extant in southwestern Australia. The conditions required for silcrete formation infer fluctuating water tables and climatic seasonality in southwestern Australia in the Eocene, and seasonality is supported by the paucity of angiosperm closed-forest elements among the fossil taxa preserved with B. paleocrypta. However, climates in the region during the Eocene are unlikely to have experienced seasons as hot and dry as present-day summers. • Conclusions: The presence of B. paleocrypta within the center of diversity of subgenus Banksia in edaphically ancient southwestern Australia is consistent with the continuous presence of this lineage in the region for ≥40 Ma, a testament to the success of increasingly xeromorphic traits in Banksia over an interval in which numerous other lineages became extinct.

Key words: Banksia; Eocene; Proteaceae; sclerophylly; silcrete; southwestern Australia; stomatal crypt; xeromorphy.

Arid and seasonally arid climates are typical of low and middle latitudes and include famous regions of Mediterranean climate in California, the Mediterranean basin, the Cape Region of South Africa, and southwestern Australia, in which there is a prolonged summer dry period. These Mediterranean-climate ecosystems are some of the most biologically diverse on Earth (Cowling et al., 1996) and are recognized biodiversity hotspots (Myers et al., 2000). The origin and evolution of arid and Mediterranean lineages and ecosystems have long attracted great interest worldwide (e.g., Andrews, 1916; Axelrod, 1958, 1975; Linder, 2003). These themes have also been the focus of several recent reviews based on molecular phylogenetic evidence (e.g., Byrne et al., 2008; Ackerly, 2009; Verboom et al., 2009; 1 Manuscript received 28 April 2014; revision accepted 27 August 2014. The authors thank the Australian Research Council (Discovery Projects 110104926 and 140100307) and Swedish Research Council (Vetenskapsrådet) for funding; the Western Australian Museum at Welshpool and the Edward de Courcy Clarke Earth Science Museum, University of Western Australia, for access and loans; and two anonymous reviewers for suggestions that improved the manuscript. 7 Author for correspondence (e-mail: raymond.carpenter@adelaide. edu.au)

doi:10.3732/ajb.1400191

Lancaster and Kay, 2013), although pertinent fossil evidence is extremely limited. Nevertheless, there is broad agreement that in each of the extant Mediterranean-climate regions, some form of pronounced climatic seasonality involving extended dry periods dates to the Early Neogene, ~15–20 mya. Progressive global aridification has been attributed to the combined effects of declining atmospheric CO2 levels, the establishment of the Antarctic circumpolar current at the end of the Paleogene, and enhanced latitudinal temperature gradients (e.g., McGowran et al., 2000; Zachos et al., 2001; Miller et al., 2009). Banksia L.f. (Proteaceae) has special significance for understanding the origins of scleromorphy and xeromorphy (Hill, 1994, 1998) and thus may help illuminate the origins of seasonally arid climates (Jordan et al., 2008). The genus is a conspicuous component of the extant Australian flora that is especially diverse in the Mediterranean-climate Southwest Australian Floristic Region (SWAFR: Hopper and Gioia, 2004), and it and its close relatives (Tribe Banksieae) have an extensive leaf fossil record from across Australia and also in New Zealand (Carpenter, 2012, and references therein). The oldest Banksia leaf fossils so far known from the Late Paleocene of eastern Australia are scleromorphic (Carpenter et al., 1994) but not xeromorphic in relation to extant species (i.e., they do not show “characters that are clearly involved in increasing the boundary layer and thus

American Journal of Botany 101(9): 1486–1497, 2014; http://www.amjbot.org/ © 2014 Botanical Society of America

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in slowing down water loss”; Hill, 1998, p. 393). Hill (1998) reasoned that the most convincing characters of this syndrome are individual stomatal protection, stomatal pits, and revolute leaf margins. Most Banksia species show varying degrees of either or both of the latter two traits, and in most species in Banksia subgenus Banksia (which includes Dryandra) the pits (hereafter “crypts”) are very deep and have constricted entrances, which are themselves enmeshed with trichomes (Mast and Givnish, 2002; Mast and Thiele, 2007). Here, we report fossil foliage from silicified sediments of the Upper Eocene Kojonup Sandstone of Western Australia. In particular, we make the novel observation that crypt, stomatal, and trichome-base details are preserved on some of the impression fossils. These features allow the specimens to be assigned to a new species that constitutes the oldest record of stomatal encryption in the genus Banksia, and, as far as we are aware, the oldest convincing record of xeromorphy in modern angiosperms. We discuss the significance of the fossils in the context of seasonal climates in the Australian Eocene. MATERIALS AND METHODS Fossil sites and ages—Fossil plant material occurs as impressions in silicified sandstone (silcrete) referred to the Kojonup Sandstone, which is found as scattered outcrops close to the Meckering Line (Fig. 1)—a subtle topographic

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division between the headwaters of rejuvenated drainage systems feeding into the Indian Ocean to the west and relict paleodrainage systems, mostly defined by chains of swamps and playa lakes on the Yilgarn Craton, to the east—in southwestern Australia (Wilde and Backhouse, 1977; Scriven et al., 1995; McLoughlin and Hill, 1996; McLoughlin and McNamara, 2001). The sediments of the Kojonup Sandstone are strongly silicified and are considered to have been formed from the deep weathering of Precambrian granitic rocks. Near Walebing, fine-grained sandstones occur that are interpreted to be autochthonous (Stevens, 2002), whereas in a few other locations (e.g., at Muradup near Kojonup) the sandstones show weak stratification and inclusion of rounded pebbles that indicate limited fluvial sediment transport. The Late Eocene age of the Kojonup Sandstone is based on the close resemblances of the fossil plants to those present in the Upper Eocene Pallinup Formation (formerly Pallinup Siltstone: Cockbain, 1968), which was described in detail by Clarke et al. (2003). The Pallinup Formation is a siliceous spongolite, and like the silicified Kojonup Sandstone, records a period of intense mobilization and precipitation of silica. The specimens studied here were collected in the Walebing and Kojonup regions of southwestern Australia, which are ~370 km apart (Fig. 1). Preparation of specimens and identifications—All specimens discussed here are housed at the Western Australian Museum (WAM). Some were briefly discussed and illustrated by McLoughlin and Hill (1996: fig. 4.6) and McLoughlin and McNamara (2001: publication cover and fig. 14E). Specimens were photographed using a Nikon (Tokyo, Japan) D5000 digital SLR camera. For some specimens, silicone casts were taken using Oranwash L c-silicone impression material (Zhermack Clinical, Badia Polesine [Rovigo], Italy). Parts of some casts were mounted on scanning electron microscope (SEM) aluminum stubs, sputter coated with carbon and gold, then examined and photographed using a Philips (Eindhoven, the Netherlands) XL 30 Field Emission Gun SEM operated at 10 kV at the University of Adelaide. The SEM stubs with the silicone

Fig. 1. Map of southwestern Western Australia, showing fossiliferous silcrete locations, including those yielding the Banksia paleocrypta specimens; and sedimentary basins, paleodrainage channels, and paleodrainage divisions (after Hocking and Cockbain, 1990). The boundary of the Southwest Australian Floristic Region (SWAFR) and the distributions of the two extant Banksia species that are morphologically most similar to B. paleocrypta (B. burdettii and B. menziesii) follow FloraBase (2014).

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Figs. 2–7. Banksia paleocrypta sp. nov. specimens (all impressions). (2) Holotype (WAM P.89.32). Note details of venation; scale bar = 5 mm. (3) WAM P.88.43. This is a very small leaf (at left). Note also a different Banksia leaf morphospecies at right; scale bar = 5 mm. (4) WAM uncatalogued specimen

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peels are currently housed at the University of Adelaide. Leaves of comparable extant Banksia species were examined at the Queensland Herbarium (BRI), and a leaf of B. burdettii Baker f. was selected from a herbarium sample (PERTH 1090798) held at the University of Adelaide for detailed study using SEM. An application of wood glue was applied to the abaxial surface of this leaf, allowed to dry, and peeled off to largely remove the cover of trichomes. Placement of the fossils within Banksia follows Carpenter et al. (2010), who recognized that because of the paraphyly of Banksia with respect to Dryandra (Mast, 1998; Mast and Givnish, 2002; Mast et al., 2005) and the consequent synonymizing of the latter genus (Mast and Thiele, 2007), well-preserved fossils with evidence of apomorphies of Banksia should now be assigned to that genus and not to Banksieaephyllum, which was originally erected by Cookson and Duigan (1950) because of the impracticability of identifying leaf fossils with either Banksia or Dryandra. The preservation of surface details on the fossils allowed some quantitative assessment of leaf scleromorphy and xeromorphy following the methods of Hassiotou et al. (2009). Thus, stomatal crypt aperture areas, stomatal lengths, and interstomatal distances were estimated from scanning electron micrographs of silicone casts from two specimens using ImageJ software (Abramoff et al., 2004). Stomatal crypt depths were estimated from two other fossil specimens loaned from WAM at the University of Adelaide using a Leica (Leica Microsystems, Wetzlar, Germany) MZ16FA stereo microscope fitted with a Leica IC 3D camera system and Leica Microscope Imaging software.

SYSTEMATICS AND RESULTS Family— Proteaceae Juss. Subfamily— Grevilleoideae Engl. Tribe— Banksieae Reichb. Subtribe— Banksiinae L. A. S. Johnson & B. G. Briggs. Genus— Banksia L.f. Species— Banksia paleocrypta R. J. Carp., McLoughlin, R. S. Hill, McNamara & G. J. Jord. sp. nov. (Figs. 2–11). Etymology— In recognition of the fossil leaves having obvious stomatal crypts. Holotype— WAM P.89.32 Western Australian Museum, Perth (Fig. 2), a specimen from the Walebing locality, Western Australia. Precise details of this locality are kept on file in the Department of Earth and Planetary Sciences at the WAM. Additional specimens— Additional specimens include (all prefixed WAM P.) 11.1 (Fig. 10), 81.16.(4), 81.19.(9), 81.21. (1), 81.24.(1) (Fig. 7), 81.26g, 81.27.(1) (Fig. 6), 81.29.(1), 81.35.(1), 81.48.(1), 86.124.(1), 86.125.(1), 86.131.(1), 86.133. (1), 87.4, 89.151, 89.59, plus several uncatalogued specimens (Figs. 4, 5) from the Walebing region; and 87.48, 87.92 and 88.43 (Fig. 3) from the Kojonup region. Silicone peels on SEM stubs taken from specimens 81.27.(1) (Figs. 8, 11) and 88.43 (Fig. 9) are stored at the University of Adelaide. Specific diagnosis— Fossil Banksia leaves thick, dentate to serrately toothed. Most major veins in mature leaves arise at

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~90° from midvein. Stomata in abaxial crypts. Cylindrical trichome bases abundant all over abaxial side. Description— Leaves (Figs. 2–7) thick with recurved margins and prominent midveins, regularly toothed. Leaves variable in size, typically ~10 mm wide (largest ≤20 mm wide) in specimens from the Walebing region (Figs. 2, 4, 5, 7), and 40 mya, in the Middle Eocene, and it is highly probable that the two subgenera have been in southwestern Australia for most, if not all, of this time (Mast and Givnish, 2002; Cardillo and Pratt, 2013). However, although Banksia infructescences (or “cones”) of Middle or Late Eocene age have been found in the region (McNamara and Scott, 1983), as well as the Late Eocene leaves described here and by McLoughlin and Hill (1996) and McLoughlin and McNamara (2001), on present evidence neither the cones nor the leaves show apomorphies that would allow them to be placed in either of the subgenera with confidence. Deeply encrypted stomata were reconstructed as having evolved

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in the most recent common ancestor of subgenus Banksia by Mast and Givnish (2002). However, Mast and Thiele (2007) did not recognize any foliar synapomorphies in their new treatment of the genus, and as discussed above, encrypted stomata do occur in subgenus Spathulatae. Therefore, although we have demonstrated that B. paleocrypta is closely similar to leaves of several extant species of subgenus Banksia, we do not formally assign our species to the crown group. Interestingly, the two closely related extant species (B. burdettii and B. menziesii) to which B. paleocrypta is most similar occur near where the fossils were found (Fig. 1), but this clade has an estimated age of only ~2 Ma (Cardillo and Pratt, 2013). Accepting this estimate suggests repeated evolution of similar foliar forms of Banksia in the same region, perhaps in response to similar selective pressures. Banksia paleocrypta probably occupied an extremely infertile, perhaps sunny niche within local, mostly sclerophyll vegetation formed on quartzose sand. Intermittent water deficits that represented the beginnings of a seasonally dry climate in the region were experienced. There appears little doubt that the early evolution in Banksia of scleromorphic leaves with small areolar regions (see Carpenter, 1994; Mast and Givnish, 2002) was instrumental in allowing increasing xeromorphy that included progressively smaller crypt apertures as the Australian climate became increasingly arid during the Neogene. An alternative strategy in thick-leaved Proteaceae of open habitats that also more readily allows diffusion to mesophyll layers is amphistomaty (Brodribb et al., 2013), a trait that occurs in nearly all of the ~250 species of subfamilies Proteoideae and Persoonioideae in the SWAFR and Proteoiodeae in the Cape Region (South Africa), and that probably also has ancient origins (Carpenter, 2012; Jordan et al., 2014). Earliest convincing evidence of xeromorphy among modern angiosperm lineages— It has been argued that modern Mediterranean-climate lineages of the Mediterranean basin and the Californian chaparral had origins in more mesic Paleogene vegetation, which contained species with leaf traits that preadapted them to seasonally dry climates (Axelrod, 1958, 1975). However, this hypothesis is not supported by recent phylogenetic evidence (e.g., Vargas et al., 2014), and fossil leaf impressions, such as those used by Axelrod, typically cannot show evidence of xeromorphy in the absence of micromorphology, even if these leaf fossils closely resemble leaves of extant species of drier vegetation types. Indeed, as far as we are aware, there are no convincing previous records of Paleogene or older xeromorphic fossil leaves among Mediterranean-climate lineages. It is also possible that the Western Australian Banksia fossils described here are the best and oldest evidence of xeromorphy in angiosperms. Although there is an emerging understanding that Cretaceous angiosperms were generally xerophobic (Feild et al., 2009) and had leaves of low mass per area (Royer et al., 2010), it should be recognized that the fossil record is strongly biased to plants of wet habitats and probably wet climates. Also, there are several records of early angiosperm taxa that show features that are at least suggestive of xeromorphy. These taxa include Sapindopsis lebanensis Krassilov & Maslova from the mid-Cenomanian of Lebanon (Krassilov and Bacchia, 2000) and Tenuiloba canalis Serlin from the Early Cretaceous of central Texas (Serlin, 1982). However, as far as we are aware, none of these taxa has stomatal crypts, and although Tenuiloba leaves are

highly dissected, with stomata restricted to grooves on each side of the midvein, the margins are only slightly revolute, the cuticle is very thin, the stomata are not sunken, and the regional climate at the time of deposition was relatively damp and equable (Serlin, 1982). Moreover, subsequent authors have questioned whether Tenuiloba has angiospermous affinities (Upchurch et al., 1994), and the relationships of the other taxa to extant lineages are at best obscure. Whatever the main driver of the evolution of encryption in angiosperms, B. paleocrypta shows this feature >20 Ma before the widely accepted timing for the Miocene onset of aridity in Australia (Byrne et al., 2008), and before the records of other Banksia species with encrypted stomata from Oligo-Miocene lignites of southeastern Australia (Cookson and Duigan, 1950). Conclusion— Banksia paleocrypta is a new Late Eocene species found in southwestern Australia, the center of diversity of the genus and the extant home of species with remarkably similar foliage. The fossils are the oldest to show stomatal encryption, a trait that has widely been described as xeromorphic, well before climatic aridity is asserted to have expanded globally in the Neogene. Sclerophylly and stomatal encryption in B. paleocrypta evolved in a region of extreme edaphic infertility, in a warm climate and under conditions that promoted a fluctuating water table, probably as a result of increasingly seasonal rainfall. Increasing Neogene aridity led to the evolution of greater xeromorphy in Banksia in the form of deeper crypts with narrower apertures, but these more extreme climates eventually contributed to the extinctions of numerous, less welladapted mesic lineages in southwestern Australia. LITERATURE CITED ABRAMOFF, M. D., P. J. MAGELHAES, AND S. J. RAM. 2004. Image processing with ImageJ. Biophotonics International 11: 36–42. ACKERLY, D. D. 2009. Evolution, origin and age of lineages in the Californian and Mediterranean floras. Journal of Biogeography 36: 1221–1233. ALVIN, K. L. 1982. Cheirolepidiaceae: Biology, structure and palaeoecology. Review of Palaeobotany and Palynology 37: 71–98. ANDREWS, E. C. 1916. The geological history of the Australian flowering plants. American Journal of Science 42: 171–232. AXELROD, D. I. 1958. Evolution of the Madro-Tertiary geoflora. Botanical Review 24: 433–509. AXELROD, D. I. 1975. Evolution and biogeography of Madrean-Tethyan sclerophyll vegetation. Annals of the Missouri Botanical Garden 62: 280–334. BEADLE, N. C. W. 1966. Soil phosphate and its role in molding segments of the Australian flora and vegetation, with special reference to xeromorphy and scleromorphy. Ecology 47: 992–1007. BELL, D., AND L. STEPHENS. 1984. Seasonality and phenology of Kwongan species. In J. Pate and J. Beard [eds.], Kwongan, plant life of the sandplain, 205–226. University of Western Australia Press, Perth, Western Australia. BINT, A. N. 1981. An early Pliocene pollen assemblage from Lake Tay, south-western Australia, and its phytogeographic implications. Australian Journal of Botany 29: 277–291. BRODRIBB, T., AND R. S. HILL. 1998. The photosynthetic drought physiology of a diverse group of southern hemisphere conifer species is correlated with minimum seasonal rainfall. Functional Ecology 12: 465–471. BRODRIBB, T. J., G. J. JORDAN, AND R. J. CARPENTER. 2013. Unified changes in cell size permit coordinated leaf evolution. New Phytologist 199: 559–570. BUTT, C. R. M. 1985. Granite weathering and silcrete formation on the Yilgarn Block, Western Australia. Australian Journal of Earth Sciences 32: 415–432.

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Early evidence of xeromorphy in angiosperms: stomatal encryption in a new eocene species of Banksia (Proteaceae) from Western Australia.

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