Breast Cancer Res Treat (2013) 142:311–322 DOI 10.1007/s10549-013-2756-y

PRECLINICAL STUDY

Expression and clinical significance of carcinoembryonic antigenrelated cell adhesion molecule 6 in breast cancers Julia Y. S. Tsang • Ying Kin Kwok • Kit Wing Chan • Yun-Bi Ni • Wan Ning Vanessa Chow • Kwok Fai Lau • Mu-Min Shao • Siu Ki Chan Puay-Hoon Tan • Gary M. Tse



Received: 17 September 2013 / Accepted: 25 October 2013 / Published online: 2 November 2013 Ó Springer Science+Business Media New York 2013

Abstract Carcino-embryonic antigen-related cell adhesion molecule 6 (CEACAM6), one of the members of human carcino-embryonic antigens, is a multifunctional regulatory protein involved in various cellular processes in cancers. Its role in malignant transformation and the clinical significance has been extensively studied in colonic and pancreatic cancers. However, relatively few studies have been done on breast cancers. In the current study, CEACAM6 expression in two independent cohorts of invasive breast cancers were evaluated immunohistochemically and correlated with clinico-pathological features, biomarker profiles and patient survival. In the

Electronic supplementary material The online version of this article (doi:10.1007/s10549-013-2756-y) contains supplementary material, which is available to authorized users. J. Y. S. Tsang  Y. K. Kwok  K. W. Chan  Y.-B. Ni  G. M. Tse (&) Department of Anatomical and Cellular Pathology, Prince of Wales Hospital, Ngan Shing Street, Shatin, NT, Hong Kong e-mail: [email protected] W. N. V. Chow  K. F. Lau School of Life Sciences, The Chinese University of Hong Kong, Hong Kong, Hong Kong M.-M. Shao Department of Pathology, Shenzhen Affiliated Hospital, Guangzhou University of Traditional, Chinese Medicine, Shenzhen, China S. K. Chan Department of Pathology, Kwong Wah Hospital, Hong Kong, Hong Kong P.-H. Tan Department of Pathology, Singapore General Hospital, Singapore, Singapore

primary cohort, CEACAM6 expression was detected in 37.1 % (312/840) of primary invasive cancers. It was positively correlated with HER2 (p \ 0.001). Concordantly, HER2-OE subtype showed the highest CEACAM6 expression (62.7 %) among all molecular subtypes; whereas, other subtypes also showed substantial CEACAM6 expression (21.8–37.5 %). Interestingly, a significantly worse overall survival was found in high pN stage HER2 positive cancers with CEACAM6 positivity (logrank = 4.452, p = 0.035) and this could be validated in an independent cohort. Additionally, HER2 signaling was found to induce SMAD3 phosphorylation and CEACAM6 expression in a cell line model. Likewise, in the primary tumors, a positive association was found between HER2 and SMAD3 phosphorylation in CEACAM6 positive cancers (p = 0.012). Overall, CEACAM6 was widely expressed in different molecular subtypes, but highest and significantly in HER2-OE breast cancer. Within this group, CEACAM6 was associated with adverse high nodal stage patient outcome. Given the wide expression of CEACAM6 in all breast cancers, its roles as prognostic marker and therapeutic target warrant further evaluation. Keywords Breast cancer  CEACAM6  HER2  Immunohistochemistry  Nodal stages

Introduction Carcino-embryonic antigen-related cell adhesion molecule 6 (CEACAM6) is one of the members of human carcinoembryonic antigens (CEA), belonging to a group of highly glycosylated membrane proteins of the immunoglobulin superfamily. CEACAMs function as intercellular adhesion molecules mediating homotypic and heterotypic cell–cell

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interaction. They play important roles in numerous cellular processes, ranging from organization of tissue architecture, regulation of signal transduction, and cellular differentiation to microbial receptors. These multifunctional regulatory proteins have also been shown to be involved in malignant transformation. CEACAM6 is expressed in granulocytes and epithelia from various organs [1, 2]. Its role in malignant transformation has been extensively studied in colonic [3–6] and pancreatic cancers [3, 7–11]. CEACAM6 is also overexpressed in other type of cancers, including breast cancer [3, 12–15]. It has generally been identified as a marker for decreased survival in patients with colonic cancers [5], intrahepatic cholangiocarcinomas [12], and gastric cancers [14]. CEACAM6 functions through homotypic or heterotypic binding with other members of the CEACAM family [16]. In addition, CEACAM6 also shows heterotypic interactions with integrin receptors [17]. Through these interactions, it modulates cancer cell differentiation, apoptosis, cell growth, and therapeutic response [4, 8, 10, 18, 19]. CEACAM6 silencing in pancreatic cancer cells has been reported to increase their susceptibility to caspase mediated anoikis (anchorage-dependent apoptosis) and down-regulation of AKT cell survival pathway under anchorage-independent conditions [8, 18]. CEACAM6 can act as an inducer of cellular proliferation in lung adenocarcinoma cells by interfering with the contact-inhibiting signal triggered by CEACAM1-4L, thus inducing undifferentiated anchorage independent cell growth [19]. In addition to cellular survival and growth, over-expression of CEACAM6 has been found to promote in vivo metastatic ability, treatment resistance, and cellular invasiveness via a c-SRC-dependent increase of AKT activity [7, 10]. Pancreatic cancer cell lines stably over-expressing CEACAM6 show markedly increased chemo-resistance to gemcitabine [8]. In the breast, CEACAM6 is expressed in cancer cells [3, 20] but not normal breast tissue [21]. Expression of

CEACAM6 in atypical duct hyperplasia is strongly associated with the development of invasive breast cancer, suggesting a contributory role in breast cancer progression [22]. CEACAM6 is also implicated in breast cancer invasion and treatment resistance; antibodies inhibiting the binding of CEACAM6 positive breast cancer cells to endothelial cells reduce tumor invasion [20]. CEACAM6 has been shown to be up-regulated in Tamoxifen-resistant or estrogen-deprived breast cancer cell lines [23, 24]. These cell lines are not only refractory to hormonal therapy, but also show enhanced invasiveness, increased migratory capacity [24, 25], and anchorage independent growth [23]. Furthermore, CEACAM6 expression predicts breast cancer recurrence following adjuvant tamoxifen [23]. Although cumulative evidence suggested significant roles of CEACAM6 in breast cancers, the data were derived from relatively small cohorts. Breast cancer is heterogeneous, and different histotypes show significantly different CEACAM6 expression [3]. Molecular classification basing on gene expression profiling has classified breast cancers into distinct biological subgroups with different prognoses [26]. It is possible that CEACAM6 expression may differ among these molecular groups. In this study, CEACAM6 expression in different breast cancer molecular subgroups was examined and its association with different clinic-pathological features, biomarker expression, and patient outcome was evaluated. The impact on survival was assessed according to REMARK criteria [27].

Materials and methods Patients data The histologic files of the three involved institutions were searched for breast carcinoma. The primary cohort included all consecutive cases with excision specimens from a

Table 1 Antibodies for immunohistochemical analysis of TMA Markers

Company

Clone

Dilution

Antigen retrieval

Incubation condition (min, °C)

Assessment

Cut-off

ER

Ventana

SP1

Pre-diluted

EDTA pH8

32, 37

N

C1 %

PR

Ventana

1E2

Pre-diluted

EDTA pH8

32, 37

N

C1 %

Ki67 HER2

Ventana Ventana

30–9 4B5

Pre-diluted Pre-diluted

EDTA pH8 EDTA pH8

32, 37 16, 37

N M

[14 % 3?

CK5/6

Dako

D5/6 B4

1:40

EDTA pH8

32, 37

C, M

C5 %

CK14

Neomarker

LL002

1:100

EDTA pH8

32, 37

C, M

C5 %

c-Kit

Dako

104D2

1:300

EDTA pH8

32, 37

C, M

C5 %

EGFR

Ventana

3C6

Pre-diluted

EDTA pH8

32, 37

M

C5 %

P63

Ventana

4A4

Pre-diluted

EDTA pH8

32, 37

N

C5 %

CEACAM6

Abcam

9A6

1:100

EDTA pH8

32, 37

C, M

[25 %

pSMAD3

Abcam

EP823Y

1:200

EDTA pH8

32, 37

N

[20

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single institution collected over a period of 7 (2003–2009) years while the independent cohort was from the other two involved institutions with cases collected over a period of 2 (2003–2004) and 4 (2002–2005) years. All the specimens were formalin fixed, paraffin embedded, and routinely processed. The 4 micron slides were stained with hematoxylin and eosin (H&E) and reviewed with the diagnoses confirmed. The tumors were graded using modified Bloom and Richardson grading [28] and the histologic diagnosis and histotype confirmed (WHO [29]). In addition, lymphovascular invasion (LVI) and the presence of extensive in situ components (EIC) (in situ component occupying more than 25 % of the total tumor volume) were also evaluated as present or absent. Patient details and clinical information including patients’ age, tumor size, lymph node involvement (presence or absence of lymph node metastasis), pN stage, pT stage, treatment received and patient outcome data were retrieved from the medical records. For the outcome data, overall survival (OS) was defined as the time interval from the date of initial diagnosis to the date of breast cancer related death. Disease free survival (DFS) was defined as the duration from the date of initial diagnosis to the first detection of breast cancerspecific relapse or death.

313 Table 2 Clinical features of the primary and validation cohorts Clinico-pathological features

Primary cohort N (%)

Validation cohort N (%)

Grade

1

134 (16.0)

41 (13.7)

2

342 (40.7)

114 (38.0)

3

364 (43.3)

145 (48.3)

Total

840

300

Absent

577 (70.9)

156 (74.3)

Present

237 (29.1)

54 (25.7)

Total Absent

814 662 (78.8)

210 210 (82.4)

Present

178 (21.2)

45 (17.6)

Total

840

255

Negative

421 (51.7)

139 (47.8)

Positive

393 (48.3)

152 (52.2)

Total

814

291

1

360 (43.1)

106 (37.5)

2

423 (50.6)

150 (53.0)

3

43 (5.1)

18 (6.4)

4

10 (1.2)

9 (3.1)

LVI

EIC

LN status

pT

pN

Tissue microarray construction Cellular areas of the tumors on H&E stained slides were chosen and the corresponding areas were taken from the paraffin blocks for tissue microarray (TMA) construction. Two 1.5 mm tissue cores were obtained from each case. The TMAs were assembled with a tissue arrayer (Beecher Instruments, Silver Springs, MD). Twenty-seven composite TMA blocks, each containing 54 tissue cores, were constructed. Serial 4 micron sections were cut and transferred to Superfrost Plus glass slides (Menzel-Glaser, Germany). One section from each tissue array block was stained with H&E to confirm the presence of representative tumors in the TMA blocks. Immunohistochemistry and scoring The TMA slides were stained for the following antibodies: estrogen receptor (ER), progesterone receptor (PR), human epidermal growth factor receptor 2 (HER2), Ki67, p63, c-kit, epidermal growth factor receptor (EGFR), CK14, CK5/6, pSMAD3, and CEACAM6. Immunohistochemical staining of all markers was performed by BenchMark XT automated slide-staining instrument (Ventana, Arizona, USA) with Ultraview Universal DAB Detection Kit (Ventana, Arizona, USA) after deparaffinization, rehydration, and antigen retrieval. After primary antibody incubation, the sections

Histotypes

Treatmentb

CEACAM6

Age

Size

Total

836

283

0

415 (51.4)

139 (47.8)

1

238 (29.5)

85 (29.2)

2

95 (11.8)

38 (13.1)

3 Total

59 (7.3) 807

29 (10.0) 291

IDC

740 (88.1)

256 (85.3)

ILC

19 (2.3)

10 (3.3)

Othersa

81 (9.6)

34 (11.4)

Total

840

300

No treatment

85 (11.0)

2 (2.5)

HT

198 (25.6)

15 (18.8)

CT

135 (17.5)

23 (28.7)

HT ? CT

355 (45.9)

40 (50.0)

Total

773

80

Low

528 (62.9)

285 (65.0)

High

312 (37.1)

105 (35.0)

Total

840

300

Mean

55.5

51.9

SD

12.4

13.5

Range Mean

23–97 2.61

22–94 2.82

SD

1.42

1.78

Range

0.3–10.2

0.2–13.9

IDC invasive ductal carcinoma, ILC invasive lobular carcinoma, HT hormonal therapy, CT chemotherapy a

Other histotypes including mucinous carcinoma, metaplastic carcinomas, medullary carcinomas, and other miscellaneous subtypes

b

Treatment data were only available from one institute for the validation cohort

123

314

were incubated with anti-mouse horseradish peroxidaselabeled polymer (Roche, Arizona, USA) for 30 min at room temperature, and then developed with diaminobenzidine. All slides were counterstained with hematoxylin. Details of the antibodies, antigen retrieval, and staining conditions were listed in Table 1. The TMA slides were scored for the intensity of staining in the nucleus, cytoplasm, or membrane according to different antibodies by three of the authors blinded to the clinical information and the staining results of other markers. For ER, PR, Ki67, pSMAD3, and p63, the reactivity assessed was nuclear. For CEACAM6, CK5/6, CK14, and c-kit, the reactivity was both cytoplasmic and membranous. For EGFR and HER2, the reactivity assessed was membranous. The staining was considered positive when there was moderate or strong nuclear immunoreactivity in C1 % of tumor cells for ER and PR [30]. HER2 immunostaining was evaluated as 0, 1?, 2?, and 3? according to the ASCO guideline [31]. Tumors with 3? staining were considered positive. For Ki67, high expression was defined as C14 % of tumor cells showing moderate to strong immunoreactivity [32]. The mean CEACAM6 expression was 27 % and this was used as a reference to define cutoff, and this cutoff value was similar to previously described [25 % of tumor cells showing moderate to strong immunoreactivity as cutoff [6]. Positivity of pSMAD3 was defined by score [20 (the mean of

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staining score generated by multiplication of intensity (0— no staining, 1—weak, 2—moderate, 3—strong staining) and percentage of positive cells (0–100 %), the score theoretically ranged from 0 to 300). For all other markers, a C5 % cut-off was used to define positivity. Any discrepancies were resolved by reviewing at a multi-head microscope and a consensus reached. The tumors were also classified into the five different molecular subtypes by immunohistochemical expression as surrogate as follows [33, 34]: Luminal A: ER? and/or PR?, HER2-, CK5/6±, and Ki67 \ 14 % Luminal B: ER? and/or PR?, CK5/6±, HER2?, or Ki67 C 14 % HER2 over-expressed (HER2-OE): ER-, PR-, HER2?, CK5/6 ± Basal like breast cancers (BLBC): ER-, PR-, HER2-, (triple negative), CK5/6?, and/or EGFR? Unclassified: ER-, PR-, HER2-, (triple negative), CK5/6-, and EGFRCell culture and treatment Human breast cancer cell lines SK-BR-3 and MCF7 were cultured in RPMI1640 supplemented with 10 % fetal bovine serum (FBS). For transforming growth factor beta

Fig. 1 Representative staining of CEACAM6 in breast cancers a, b (9400) and EIC components c, d (9100)

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315

Table 3 Correlation of CEACAM6 expression with clinico-pathological features in primary cohort

Table 3 continued CEACAM 6 N (%)

CEACAM 6 N (%)

EIC

LN status

Histotypes

Treatment

Mean

55.6

55.4

55.5

0.717

SD

12.1

12.8

12.4

Range

23–97

27–91

Mean

2.58

2.67

2.61

SD

1.39

1.48

1.42

Range

0.3–9.5

0.3–10.2

Invasive cancer

528

312 (37.1)

840

0.218

DCIS

29

11 (27.5)

40

Total

557

323

880

1

88

46 (34.3)

134

2

206

136 (39.8)

342

pM stage was not included as no distant metastasis was observed in the initial diagnosis

3

234

130 (35.7)

364

Bold value is statistically significant (p \ 0.05)

Size

528

312

840

Absent

370

207 (35.9)

577

Present

145

92 (30.8)

237

Total

515

299

814

Absent

428

234 (35.3)

662

Present Total

100 528

78 (43.8) 312

178 840

Negative

273

148 (35.1)

421

154 (39.1)

393

1

239 512 230

302 130 (36.1)

0.887a

a

Total

Total

pN

p value

p value

Positive

pT

Total

Total

Invasive cancers

LVI

High

High

Age

Grade

Low Low

0.429

Spearman correlation

Table 4 Correlation of CEACAM6 expression with molecular subtypes in primary cohort CEACAM 6 N (%) Low

0.038 Lum A

0.235

Lum B

HER2-OE

814 360

a

0.642

TNBC

247

153 (38.3)

400

277

157 (36.2)

434

Total Negative

524 401

310 236 (37.1)

834 637

Positive

123

74 (37.6)

197

Total

524

310

834

Negative

496

263 (34.7)

759

Positive

28

47 (62.7)

75

Total

524

310

834

Negative

428

278 (39.4)

706

160 (37.8)

423

3

27

16 (37.2)

43

4

6

4 (40.0)

10

Total

526

310

836

0

269

415 238

Positive Total

Positive

1

142

2

57

38 (40.0)

95

3

39

20 (33.9)

59

Total

507

300

807

IDC

462

278 (37.6)

740

ILC

13

6 (31.5)

19

Others

53

28 (34.6)

81

Total

528

312

840

No treatment

54

31 (36.4)

85

HT

122

76 (38.4)

198

CT HT ? CT

90 213

45 (33.3) 142 (40.0)

135 355

Total

479

294

773

0.578a Unclassified

Total

Negative

263

BLBC

High

Positive

2

146 (35.2) 96 (40.3)

0.499

32 (25.0)

128

Total

524

96

310

834

Negative

481

298 (38.3)

779

Positive

43

12 (21.8)

55

Total

524

310

834

Negative

471

290 (38.1)

761

53 524

20 (27.4) 310

p value 0.536

0.896

Expression and clinical significance of carcinoembryonic antigen-related cell adhesion molecule 6 in breast cancers.

Carcino-embryonic antigen-related cell adhesion molecule 6 (CEACAM6), one of the members of human carcino-embryonic antigens, is a multifunctional reg...
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