Doctoral Preparation for Faculty Roles: Expectations and Realities SHAKB KETEFIAN, EDD, RN, FAAN*

The purpose of this report is to clarify the issues and discongruities between educational preparation of doctoral program graduates and employer expectations (educational institutions), and to stimulate thinking concerning strategies that might bs used by doctoral programs to more effectively prepare graduates to deal with an integrated professional role, including that of faculty. (Index words: Doctoral education; Faculty roles; Professional roles) J Prof Nurs 7:105-711, 1991. Copyright 0 1997 by WB. Saunders Company

velop skills

of inquiry

knowledge,

to tackle intellectual and

scription,

D

diversity

doctoral education,

as to broad

goals.

pertain

nurses who will (a) expand tivities,

of arenas

(Crowley,

the scientific

within

knowledge

research and scholarly the

capacities

society

careers as scientists, experience

and

acin a

nursing

conditions

for the conduct

Among

acterized

by the freedom

in inquiry;

collegiality

bers in the scientific side the university; institution and human

repeatedly

these are environments

of doc-

in the lit-

that are char-

to explore ideas and engage and interaction

community

among

both within

philosophical

and material

and out-

commitment

to science; time to engage resources

memof the

in scholarship; (Woods,

1986),

settings

Doctoral

students

be unconventional assumptions

are ostensibly

being

and creative thinkers,

and traditions.

assisted

to

to challenge

They are expected

to de-

*Professor, Director of the Doctoral Program, and Associate Dean for Graduate Studies, School of Nursing, The University of Michigan, Ann Arbor, MI. Presented at the American Association of Colleges of Nursing Conference on Use of Creative Resources in an Era of Cost Containment, Sanibel Island, FL, February 1, 1990. Address correspondence and reprint requests to Dr Ketetian: School of Nursing, The University of Michigan, 400 N Ingalls, Ann Arbor, MI 48109. Copyright 0 1991 by W.B. Saunders Company 8755-7223/91/0702-0012$03.00/0

Journul of Professional Nursing, Vol 7, No 2 (March-April),

degree

to secondary

positions

for advanced

clinical

degree

expect that they will

development

identified

If doctoral

earlier,

to meet

program

education

for the the

and master’s

of knowledge.

on the At these

there is a set curriculum

objectives

from doctoral

which students

and

progress

and requirements.

student cannot

or

in a re-

students

be viewed as focusing

through

a college or university

settings, roles at the

undergraduate

typically

experiences

accept

and internalizing

and preservation

levels of study,

in

for basic practice

focuses on preparing

designed

grams

of educational

of new knowledge

transmission

graduates

practice-leadership

degree level study might

The

to faculty member be assumed

there is very little preparation

individuals

dissonance

are either not valued or

students

level.

search university

typically

to

importance.

in a variety

many of which prepare

transition

in ac-

that are requisite

It is the case that many doctoral

master’s

in creative

of cognitive

where these behaviors

faculty

of

shock” when they accept employment

in

easily, and

to equip these

for what they will face.

In a report

others.

ambiguity

they are successful

one might

a certain

and “reality

skills

toral study have been described erature.

of

1977).

The prerequisite

among

to preparation

and (b) serve in leadership

variety

in

there is general agreement

These

base for the field through

and plurality

to which

the frontiers

tasks that lack pre-

these skills and attitudes

are relegated

ESPITEthe existing

to deal with

ways. The extent quiring

and to push

of quality

in nursing,

very encouraging

assessment

Holtemer trends.

pared

over a 5-year

study

documented

(1987)

of doctoral

pro-

reported

some

Two data waves were com-

period increased

(1979 faculty

and

1984).

The

productivity

in

scholarly activities as measured by the indices of publications, presentations, and the like; student GPAs were higher

and their

career goals included

greater

interest in pursuit of research. While faculty reported a decrease in time spent in teaching, students perceived an increase in quality of teaching. Concurrent with this, both faculty and students reported an increase in perception of scholarly excellence of their program.

199 1: pp 105- 111

105

SHAKt KETEFIAN

106

TABLE

1.

Relevant Alumni (N = 294) Data from 1984 National Study

How well did program prepare you for your primary purpose (%)? 3 Not very well 34 Fairly well 61 Extremely well Have you published part of the dissertation (%)? 52 Yes 47 No Further research in area of dissertation (%) 62 Yes 38 No Current use of doctoral training (%) 1 Not at all 16 Some 30 Quite a bit 52 A great deal Do you consider yourself underemployed (%)? 6 Definitely 24 Somewhat 64 No Time from first enrollment to degree Average number of years = 5

individuals

when they assume a faculty position.

dean summed

in this manner

search university

holds of its faculty:

and on the whole,

reputation

of the institution;

knowledge,

for developing

intellectual contribute

doctoral

program

their program

prepared

citizens

for scholarship

and teaching;

published

part

pursuing

(Dumas,

personal

information

62 per cent are 82

relevant

in this con-

1.

The extent valid,

to which

the question

however,

nor is quality

important

of quality

necessarily

or even in a given program.

suggest

improvements

even

They do, over the

5-year period of the study: On the whole, our doctoral programs

are doing what they set out to do, what we

as a field have said we would like doctoral programs do. What

then is the problem,

to

and why does the is-

sue of preparation versus expectation arise? Is this a positive or a negative state of affairs? Where are the discrepancies,

if any, located?

What

might

be done

about it? In order to have a clear “fix” on the problem, needs to determine

and

of teachers, contributing

communication,

exactly what is expected

one

of these

*Data reported here are from the 1984 project titled “Quality Indicators of Nursing Doctoral Programs,” supported by the Department of Health and Human Services, Division of Nursing, 1 RO NU00967. Copyright 0 1984 by William L. Holzemer. This was the second part of J-year national doctoral program evaluation using the Graduate Program Self-Assessment questionnaire, administered by the Educational Testing Service (the first was done in 1979).

this

might

preparing

1990).

of

pect variations

set of expectations

is

be raised as to whether

we

doctoral

Each doctoral

to answer this question

These data do not address all indicators education,

the

well

these expectations.

in doctoral

and

is expected

what

training.

across programs

and will

community

one needs to determine

are adequately

in Table

that they

individuals when they assume a faculty position

believe that

in the area of the dissertation;

Additional

the

of the university the

practitioners,

per cent make quite a bit or a great deal of use of their text is presented

re-

and enliven

52 per cent have already

of the dissertation;

research

and financial

these

self-assessment*

them fairly or extremely

serve

scholars-scientists,

. . .

above, 95 per cent of alumni

the human

as role models to guide future generations

exactly In the national

as leaders in

will share respon-

and social life of the institution; to and

the

broader society; that in doing these, faculty will serve

Data from Holzemer (1984).

mentioned

themselves

their scholarship,

will share in the governance

con-

and promote

fields; that faculty

sources that support

to student

that faculty will develop

and distinguish

their respective sibility

uphold

a re-

The university

expects that faculty will teach, attend cerns,

One

the expectations

for itself,

students program

to meet will need

and one might

in how each of us respond

ex-

to this. Yet,

my guess is that we do a much better job of addressing some dimensions For example,

of these expectations

training

sized, but experiences the service mission develop

than

others.

for a research career is emphaon how one might

of an institution,

into an effective teacher,

contribute

to

how one might how to be an effec-

tive institutional citizen are on the whole de-emphasized. The fact is that research training is a necessary, but not sufficient

condition

for effective employment

as faculty on a university campus. The views of faculty and students

may be instruc-

tive in this regard. Faculty and student views about the perceived and desired emphasis on certain roles, using data from the 1984 national study, is summa-

Twenty-five of the 29 eligible doctoral nursing programs participated in the study; data were obtained from faculty, alumni, and students on 16 quality indicators. Each of the participating schools received a summary of these national data, and a confidential report of its own. In addition, Dr Holzemer has reported various aspects of this study in a series of articles.

107

DOCTORAL PREPARATION FOR FACULTY ROLES

rized in Table 2. Using statistical ucational

Testing

mation

about

manipulations,

Ed-

Service was able to provide

infor-

whether

same, or less emphasis complished emphasis

respondents for certain

by subtracting

It can be seen in Table dents

the

roles. This was ac-

current

desired

emphasis.

2 that the major current

in doctoral programs,

and faculty,

more,

the respondents’

from their perceived

emphasis

want

according

is on preparing

to both stu-

scholars

26 per cent of students

and re-

searchers,

although

emphasis

in this area. For the other roles, it can be

noted that large proportions students,

of faculty,

want more emphasis

and “other practitioner” gruence

(columns

and the discrepancy

and especially

on preparing

teachers

roles. Note the relative con-

of mean scores between

emphasis

want less

desired and current

plicity

TABLE 2.

program

fully

cannot

prepare

individuals

“practice”

world (here “practice”

educator).

This

situation

gap successfully. to incapacity. desirable

in other

It would be a concern only if it leads argue

that

it is not

do away with this gap since

one wants any new generation

to bring

new and fresh

ideas and lead the way by stimulating

discourse

and

the status quo.

In examining study,

disci-

Many people bridge this

One can further

to completely

challenging

for the

refers to the role of

is familiar

plines and fields of endeavor.

1 and

between our instructional

prepare our graduates

environment

holds

However,

some figures from the 1984 national

one can see discrepancies

between

what stu-

task to

for the multi-

that will be ex-

can arise when the emdifferent

values

than

this is by no means the

(Table 3). Note, preference

mary activity present

for example,

indicated

in which

alumni

for teaching

would

research and teaching,

with 36 per cent of alumni engage themselves.

and the pri-

are engaged

job; 64 per cent of students

research, or combine

the discrepancy

by students

in their like to do compared

who are indeed able to so

Similar discrepancies

and administration

can be noted

endeavors.

Also, note

Program Purpose Report: Data From 1984 National Study (Faculty N = 326; Student N = 642)

Preparing scholars and researchers Faculty

Students

Preparing teachers Faculty

Students

Preparing other practitioners Faculty

Students

of

and in the fact that the educational

uation

means in columns

pected of them? Discrepancies does the individual.

in the nature of responsibilities

faculty members,

between

of roles and responsibilities

ployment

arise. To some

1 and 2) for scholar preparation,

can we approach

more adequately

extent it is inherent

that might

dents expect to do, and what they in fact do on grad-

2 for other roles. How

sole basis of the difficulties

Perceived Current Emphasis

Desired Emphasis

x = 4.54 2% little 6% some 92% considerable x = 4.71 1% little 4% some 95% considerable

x = 4.72 0% little 2% some 98% considerable R = 4.57 1% little 6% some 93% considerable

Z = 2.92 33% little 37% some 30% considerable g = 2.87 35% little 35% some 29% considerable

x = 3.46 14% little 34% some 52% considerable x = 3.47 18% little 27% some 54% considerable

x = 2.72 42% little 31% some 26% considerable x = 2.71 42% little 33% some 24% considerable

R = 3.11 27% little 33% some 40% considerable x = 3.46 20% little 25% some 53% considerable

Desired Minus Current Emphasis

19% want more 70% want same 7% want less 12% want more 62% want same 26% want less

43% want more 52% want same 4% want less 50% want more 36% want same 13% want less

33% want more 60% want same 6% want less 51% want more 38% want same 9% want less

NOTE. ReSPOnSe format: 1, none; 2, little; 3, some; 4, considerable: 5, extreme; these were collapsed to three categories for the table, Data from Holzemer (1984).

108

TABLE 3.

SHAKE KETEFIAN

Relevant Data From 1984 National Study on Alumni and Students Alumni (N = 294)

Current employer (%) PhD-granting university 4-year college (non-PhD granting) Nonprofit agency Government Self-employed Other Primary activity in present job (%) Research Teaching-research Teaching Administration-management Professional service Other Primary purpose in pursuing degree (%) Preparation for scholarly research Preparation for teaching Preparation for research and teaching Preparation for professional practice Personal enrichment/other Postdoctoral study (%) Yes, have had, currently or in past No Preferred future employer (%) PhD-granting university 4-year college (non-PhD granting) Nonprofit agency Government Self-employed Other Preferred future primary job activity (%) Research Teaching-research Teaching Administration-management Professional service Other Postdoctoral study (%) Yes, would like definitely Yes, if appropriate employment not available No

Suggested Strategies for Easing Conflicting Role Demands

Students (N = 642)

Since I speak from the perspective prepare

these graduates,

sideration

55 20 12 4 3 4

to ease the situation

of approaches

9 27 36 20 3 2

majority

that

these already

this in mind

reality

primary

purpose

in pursuing

It is the case that, emphasize ulty

specifi-

efforts.

Since cost con-

of this conference,

my points.

5 95

in the main,

the provision

mentorship

scholarship. expanded

doctoral

of research

in research,

It is possible

and

programs

experiences,

fac-

socialization

for

that mentorship

needs to be

to other arenas of professional

life as well-

those that deal with the full range of tripartite 45 23 13 5 5 4 16 48 12 12 10 2 38 23 37

responses

the degree,

on their and their

current activity. The area of postdoctoral study presents another domain of discrepancy between student expectations and reality. While 61 per cent of students would like to do postdoctoral study, only 5 per cent of alumni have done so, or are currently so engaged. These figures ulty, by virtue way they have degree of role employment.

that relate to

INCLUSION OF RELEVANT EXPERIENCES

33 8 40 8 9

sions of a university: systematic

focus

research,

show that new doctorate-holding facof the expectations they hold and the been socialized, will have a certain conflict and disillusionment on their

teaching,

on developing

skills toward the service mission There are many opportunities to allow students ing assistant actively

appointments

cant experience of financial constraints, positions proach

is especially

and

lacking.

that

Formal teach-

enable

students

to

will provide

signifi-

as well as serve as an important

means

aid. However, cutbacks occur. assistant

haps in the junior

What

as schools face budgetary

in funding

teaching

assistant

are the alternatives?

positions, ranks,

salary

clinical

or indeed,

per-

students,

before (Anderson,

tried and evaluated,

to fund

faculty,

with graduate

on the extent

One ap-

budget

replacing

such as undergraduate

no data are available being

consciousness

that can be exploited

in teaching

is to use the faculty

teaching

mis-

service. Any

to engage in teaching.

participate

activities alumni

in

in all our lives, I will keep

as I develop

This has been suggested between

stu-

capability

are the focus of the

is a focal consideration

and an important

A number

are not addressed

of our instructional

tainment

Data from Holzemer (1984)

the discrepancy

to strengthen

in scholarship

given

that

provide

and service. Those experiences

competence cally,

somewhat.

can be used to consciously

dents selected experiences teaching

of programs

I will address areas for con-

for

laboratory.

1986), but

to which

this is

what the view

our community might have regarding this option. Experiences in teaching are provided through presentation to peers in the classroom and at professional conferences. Frequently, faculty members and students coauthor and copresent papers. The faculty member can guide students in preparing appropriately for these by incorporating pedagogic principles, preparation of audio-visual materials, and the like so that this is approached in a systematic and thoughtful manner. We frequently assist students with the substance of their presentations and ignore the approaches

DOCTORAL PREPARATION

and methods

that will make the presentation

and appealing. example

manage,

participating velopment

students

benefit

opportunity

the mentor

component

not used by many

faculty

members.

this can be mutually

and the doctoral supervision

student.

of master’s

beneficial An example

degree

shape public Selectively

policy

involving

vide valuable

bear one’s research on it; conference be used as opportunities

students

manuscripts

can provide and awareness

If done selec-

expected

to the mentor

of the doctorate.

important sponsibility the work.

discussion

would be particularly nal editors While

since they will be

at a different

level on the receipt

of.. . manuscripts on which ’ ‘fsculty sefve as referees can provide opportunities for stimulating dialogue . . .

of

dialogue

in the field. It is not abdicate

re-

for the evaluation

of

will enlighten

the issue.

It

useful to hear the views of jour-

There is evidence ulties experience members

role strain,

complaining

sibilities. cerned

in the literature

Deans about

responsibilities

administrators

Yet,

carrying

are carrying

respon-

are very

multiple

is a fact of professional

more of our students

fac-

and we hear many faculty

about their “different”

and

this.

that nursing

con-

roles and

life; more and

multiple

roles as

well.

in this regard. policy committees,

the university

level tends

many

to campus-wide

benefits

dent and institutional

their involvement

to be limited.

governance

POSTDOCTORAL STUDY

in nursThere

participation

at are

in stu-

issues.

As bachelor’s beginning-level

have successfully

evolved

a mul-

and roles; these individuals an integrated

and have the skills

to function

study

practice,

for beginning

science.

We tend

prepares

the doctorate

participation to forget

expectations

students prepares

for indi-

in the conduct

of

this and perhaps

place

on our new graduates;

post-

doctoral study is the generally accepted next step in other fields. The postdoctoral experience is a way of

Some faculty are quite effective in balancing of responsibilities

degree

viduals

unrealistic ROLE MODELING BY FACULTY

persona

positions,

for future roles.

we tend to involve doctoral students

ing program

titude

These

even if they have previ-

involving students with reviews

for doc-

One can debate the pros and cons of this,

and perhaps

review.

and

research pro-

or federal levels.

member

in the last analysis

issues,

of this kind is

for stimulating

that the faculty

to function

can

one’s thinking

the paper for publication faculty

on which faculty serve as referees

of what is emerging

then sending

to

presentations

or instructional

ously occupied

with reviews and evaluations

opportunities

theoretical

that perhaps is

at these arenas can pro-

to students

thorny

by bringing

to develop

for students

are very active in helping

students

can be enriched

can be helpful

student

at local, state,

experience

Involving journal

members

teaching

one role by the other.

activities,

to oversee.

Some faculty

but it enriches

in the de-

jects, where specific tasks can be identified toral students

of roles; this is not

For example,

or

is required

as opposed to the discrete conduct

and

at master’s degree

What

of responsibilities

about

levels is an approach

a sense of the total picture.

only efficient,

roles.

of students

is. Both awareness

of the faculty role is an integration This

with his or her advisement

responsibilities

or undergraduate

equiv-

for observing

management

yet undervalued

Assisting

from holding

with nurse executives.

of effective faculty

teaching

tively,

by

in professional

an important,

can go a long way in giving

or-

might

a unique

member

can be instructive

assistantships

can provide

tidy the role of a faculty

in which they themselves

and teach their courses.

Some students alent-type

effective

and selective involvement

Faculty members

in the manner

ganize,

109

FOR FACULTY ROLES

professional well within

organizations while at the same time pursuing their scholarship. Yet, there is a tendency to compartmentalize our dealings with students to the particular project that brought about the partnership, rather than allowing full exposure to what faculties do. While this is easier for students to deal with, it can create an unrealistic picture of how complex and un-

helping

people

mentorship them

to establish

doctoral

to solidify

their

of well-established students

a research

research

scientists program.

express the desire

under

the

and helping While

many

to pursue

post-

doctoral study, very few do indeed do this (Table 3). We need to more actively encourage students in this regard and assist them in locating opportunities. PRACTICE IN GOAL SETTING

Students long-term

can be consciously and short-term

assisted

to set both

specific goals for themselves

110

SHAKE KETEFIAN

in ways that are realistic.

They also need active assis-

tance from faculty in time-management note of realism and constant

practice

well in the future in setting

long-term

well as more immediate accomplished

techniques.

A

will serve them career goals as

goals for what needs to be

in a given time span.

our everyday different,

struggles,

and view our work from a

even loftier,

our efforts within

perspective;

it helps us place

a larger context.

Exchanges

faculty over time also open the possibility shared group

norms

about

important

then be passed on to students coherence

between

of evolving

issues that can

with a certain degree of

and consistency.

USE OF THE STUDENT CULTURE TO PROMOTE NORMS

Students

develop a culture

to operate quite effectively.

of their own that seems Typically,

fort on the part of the faculty conscious evolve

level.

their

proaches.

own

we interact

values,

norms,

this at a

ways students and

coping

The approaches pitfalls

ways of

1. The kinds of experiences

with individuals

available

or groups of students

we are exercising

ing opportunity.

is a teaching

and learn-

In order for this to be effective,

faculty as a group

need to be of a similar

the

mind with

regard to the norms and values to be inculcated. fortunately,

and

an influ-

only on those we are inter-

with; every encounter

above are not without

and risks; a few are identified

sume

pronouncements,

identified

here:

ap-

this. We need to be aware that each time

ence, and not necessarily acting

informal

It is possible that there are informal

influencing make

Through

there is no ef-

to influence

Problemsand Pitfalls in Implementingthe Above Strategles

Un-

that

nities.

things faculty

this is not always the case.

study,

Examples managing

of this are topics concerned

with ways of

one’s career and research trajectory,

the ad-

exploit

and

of these opportu-

with

trend

to-

some programs

close to a 100 per cent part-time body.

This means

working,

that students

parenting,

and have schedules members.

as tight as those of

This makes

opportunities

are

or doing other it more diffi-

cult for both faculty and students INCORPORATE IN CLASS DISCUSSIONS MATERIAL THAT DEALS WITH CAREER PLANNING AND MANAGING THE TRlPARTlTE RESPONSIBILITIES OF FACULTY

above pre-

be on-site

In fact, there is a growing

reporting student

will

to take advantage

ward part-time

typically

described

the student

to use and

that arise,

An important part of socialization is to . . develop ways of integrating conflicting demands in a satisfjdng manner. l

vantages

and issues related

and the like. An important understand fledged

the dilemma

scientist

social responsibilities

in being

is to a full-

professional

and

of the role, and to develop ways

conflicting

manner.

students

careful discriminations to seek employment

research,

part of socialization inherent

and the attendant

of integrating Also,

to collaborative

demands

in a satisfying

need assistance

in making

between various job offers, and in settings that are congruent

with their career goals. DISCUSSION OF MAJOR REPORTS

2. There is danger

that some faculties

dicate their responsibilities

might

ab-

and hand their work

to doctoral students instead of overseeing it as a growth experience. One way to avoid this is for students

and faculty

to negotiate

what each of them will do, develop

in advance timelines,

and adhere to them.

3. Many doctoral programs

at the moment

have a

Identify relevant papers and national reports that have bearing on our work, make these available to

mature doctoral student body. In the last few years we have noted that our newly admitted

faculty and/or students, and provide opportunities for discussion of the issues raised. An example of this is

students have a mean age of 35 to 40. We offer a postbaccalaureate PhD; despite this, the majority of applicants and those admitted have

the recent report from the National Academy of Sciences (1989), On Beingu Scientist. This report discusses the methods and values of science and raises a number of interesting issues that can stimulate discourse. Other examples include national reports on the nursing shortage, reports on higher education, etc. This type of approach helps us take a respite from

master’s degrees, with approximately 6 to 10 years of work experience following it. They are seasoned professionals in many ways and their supervision is a pleasure for most faculty; there is most definitely a peer relationship among students and faculty. When the trends change in

DOCTORAL

PREPARATION

111

FOR FACULTY ROLES

our field, and they are bound to do so, and 2 l-year-old graduates begin entering doctoral study, the types of experiences I have described will be more time-consuming both for faculty and students. Different approaches may then be required, although this will likely present new opportunities of its own. 4. In making assignments to doctoral level courses and research advisement there is always a risk, a dilemma, when one assigns faculty members who themselves are still struggling with ways of integrating their different roles and are in the process of establishing themselves as scholars and teachers. 5. By the time they complete degree requirements, dents,

many

students

are weary of being

stu-

term perspective. We also need to examine the length of time it takes students to graduate; perhaps if we shorten the number of years (national mean is 5 years, see Table l), there might be greater energy and enthusiasm for postdoctoral training. None of the measures I have identified will fully prepare individuals for the complex faculty roles that await them. We must inculcate an ethos for lifelong learning as well as an ongoing need for self-renewal. These attitudes, combined with the strategies mentioned above, will provide students with a sound foundation to build on, enabling them to benefit from the assistance that employing institutions or senior colleagues might provide.

and ready to earn a decent wage and the

attendant

perks it promises;

thus,

of another year or two of postdoctoral not seem appealing. is a personal

This,

decision.

can help students

Yet,

study does

in the long analysis, faculty

Acknowledgment

the prospect

counseling

see this in a broader,

long-

The author expresses appreciation to Rhetaugh G. Dumas, Lillian Simms, and Reg Williams, of the School of Nursing, the University of Michigan, for their thoughtful comments on an earlier draft of this article.

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Holzemer, W. L. (1987). Doctoral education in nursing: An assessment of quality, 1979-1984. Nursing Reseurch, 36, 111-116. Woods, N. (1986). Dimensions of the scholarly environment: Context for creativity. In Prowlings of the national forum on doctoral education in nursing (pp. 189-195). San Francisco: The University of California.

Doctoral preparation for faculty roles: expectations and realities.

The purpose of this report is to clarify the issues and discongruities between educational preparation of doctoral program graduates and employer expe...
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