REVIEW URRENT C OPINION

Distinguishing complicated from uncomplicated parapneumonic effusions Jose´ M. Porcel

Purpose of review Treatment of parapneumonic effusions (PPEs) is challenged by the decision of whether or not to insert chest tubes. This review focuses on the factors that may aid in determining which patients require an immediate drainage of the pleural space, that is, have a complicated PPE. Recent findings Clinical guidelines advocate the evaluation of radiological (large effusion or loculation), bacteriological (Gram-positive stain or culture), biochemical (pH < 7.20 or glucose 0.4). In other words, pleural fluid pH and glucose lack sensitivity, so some complicated PPE cases can be overlooked. Moreover, about 10% of patients with PPEs who exhibit pleural acidosis or low glucose levels can be managed solely with antibiotics. When the pleural effusion is loculated, biochemical parameters may vary markedly from one locule to another [18], which may partially explain the limited discriminatory properties of fluid pH, glucose, and LDH. Finally, to be reliable, pH measurements must be done with a blood gas machine no later than 4 h after the extraction [19]. New potential biomarkers In recent years, many potential biomarkers of complicated PPEs have been tested focusing on the complex cascade of events that are related to the inflammatory and immune responses to bacterial infection [20]. These include complement byproducts (SC5b-9 and C3a-desArg), neutrophil-derived enzymes (elastase and myeloperoxidase), proinflammatory (tumor necrosis factor-a, interleukin-8, interleukin-1b, and vascular endothelial growth factor) and anti-inflammatory (interleukin-1ra, tumor necrosis factor sRI) cytokines, acute-phase reactants (CRP, pentraxin-3, and lipopolysaccharide-binding protein), and miscellaneous tests (soluble triggering receptor expressed on myeloid cells-1, matrix metalloproteinases, and the oxidative stress markers 8-isoprostane and copper and zinc-containing superoxide dismutase). Studies on these novel markers are limited by small sample sizes (Table 2) and the lack of further confirmatory findings (with the possible exception of interleukin-8 and CRP). Most importantly, none have been proven to be superior to the more traditional pleural biochemistries that, in addition, are supported by routine practice and are easier and faster to determine. Among the new biomarkers, only CRP is likely to attain practical applicability in the identification of complicated PPEs, as it is inexpensive and widely available. Based on an increase in sample size, our previous study on pleural fluid CRP as being indicative of chest drainage [29] has been updated, as illustrated in Table 1. At a cutoff level of 100 mg/l, CRP exhibited good discriminative properties, with an area under the curve (0.80) overlapping those of LDH, glucose, and pH, thus arguing against the Volume 21  Number 4  July 2015

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Distinguishing complicated from uncomplicated parapneumonic effusions Porcel Table 1. Accuracy of pleural fluid biochemistries for identifying nonpurulent complicated parapneumonic effusionsa

Pleural fluid parameter pH  7.20

No. of uncomplicated PPE/ complicated PPE tested

Sensitivity (%)

Specificity (%)

203/212

61 (54–67)

87 (81–91)

LRþ 4.6 (3.2–6.6)

LR

AUC

0.45 (0.38–0.54)

0.828 (0.771–0.885)

Glucose  60 mg/dl

220/238

55 (48–61)

89 (84–93)

5 (3.4–7.4)

0.51 (0.44–0.59)

0.784 (0.722–0.847)

LDH  3 times the upper limit of normal for serum

218/235

60 (53–66)

78 (73–83)

2.8 (2.1–3.6)

0.52 (0.44–0.61)

0.793 (0.732–0.853)

CRP  100 mg/l

122/139

53 (44–61)

87 (80–92)

4 (2.5–6.5)

0.55 (0.45–0.66)

0.784 (0.723–0.845)

Glucose  60 mg/dl and CRP  100 mg/l

122/139

37 (29–45)

96 (91–98)

9 (3.1–21.7)

0.66 (0.58–0.75)



Glucose  60 mg/dl or CRP  100 mg/l

132/190

80 (74–85)

73 (65–80)

3 (2.3–4)

0.27 (0.20–0.37)



95% confidence intervals are expressed in parentheses. AUC, area under the curve; CRP, C-reactive protein; LDH, lactate dehydrogenase; LR, likelihood ratio, PPE, parapneumonic effusion. a This is an update to our pleural database [8].

superiority of one parameter over the others. The combination of two tests using ‘or’ or ‘and’ rules increases sensitivity and specificity, respectively, for labeling complicated PPEs. For example, a patient having both a glucose lower than 60 mg/dl and a CRP higher than 100 mg/l in the pleural fluid almost certainly will need a tube thoracostomy (likelihood ratio positive 9). Moreover, in a study of 47 uncomplicated PPEs and 57 complicated PPEs, combining a serum CRP higher than 200 mg/l with either a fluid glucose lower than 60 mg/dl or pH lower than 7.20 using an ‘and’ rule (wherein a chest tube would be inserted if both tests were positive) also accurately predicted patients who were likely to require pleural space drainage (likelihood ratio positive >13) [35 ]. An earlier smaller study, comprising 34 uncomplicated and 20 complicated PPEs, displayed similar findings: a serum CRP higher than 83 mg/l along with a pleural fluid pH lower than 7.20 yielded an likelihood ratio positive of 23.2 and an likelihood ratio negative of 0.21 for the identification of complicated PPEs [30]. &

RADIOLOGICAL CHARACTERISTICS OF COMPLICATED PARAPNEUMONIC EFFUSIONS As in thoracentesis, imaging may influence the management of PPEs. A small effusion is generally categorized into the noncomplicated subset. For instance, in a study of 63 PPE patients, only 3.5 and 9.5% of those having less than 2 and 3 cm in fluid width [as determined by means of computed tomography (CT)], respectively, required chest drainage as compared with 60 and 81% of the patients with a pleural fluid thickness above these

cutoffs [36]. A subsequent study confirmed that just 5% of 95 patients with PPE measuring below 2.5 cm on CT had poor outcomes directly related to the pleural infection [37]. In contrast, an effusion’s size equal to or greater than half the hemithorax on a chest radiograph, which is large enough to produce dyspnea, is an obvious reason to initially drain a nonpurulent PPE, regardless of what their biochemical and microbiological characteristics are. Large free-flowing PPEs (1/2 hemithorax), as well as those characterized by loculations or a thickened parietal pleura, fall into category 3 according to the American College of Chest Physicians classification, which implies an explicit draining recommendation [16]. The role of ultrasonography in uncomplicated– complicated PPE discrimination has not been completely established. Bedside thoracic ultrasound is considered to be a first-line investigative procedure in cases of suspected PPE. It is an excellent method for visualizing locutations, septations, homogenously echogenic effusions, and parietal pleural thickening. All these echographic signs are often indicative of PPEs [38], but by themselves do not necessarily predict drainage requirements. One study found a higher treatment failure rate of small-bore catheters for complex septated effusions compared with nonseptated effusions (49 vs. 20%) [39], yet the clinical implications of this finding are uncertain. A contrast-enhanced CT scan is normally reserved for patients who have failed initial medical management and for whom an evaluation for multiloculated collections or underlying abnormalities, which were not seen on a pleural ultrasound, becomes imperative. Several CT features have been

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Diseases of the pleura Table 2. Studies on new pleural fluid tests for labeling nonpurulent complicated parapneumonic effusions No. of patients with uncomplicated/ complicated PPE tested

Test

Sensitivity (%)

Specificity (%)

LRþ

LR

Complement activation products C3a-desArg > 4000 mg/l [21]

12/15

87

67

2.6

0.2

SC5b-9 > 2000 mg/l [21]

12/19

100

75

4



Neutrophil markers Neutrophil elastase > 3500 mg/l [22]

59/34

70

84

4.63

0.35

Myeloperoxidase > 3000 mg/l [23]

34/16

87

85

5.95

0.15

Proinflammatory cytokines TNF-a  80 pg/ml [24]

35/23

78

89

6.8

0.25

IL-8  1000 pg/ml [25]

49/51

84

82

4.6

0.19

1937 pg/ml [26]a

26/38

95

100



0.05

>1805 pg/ml [27]a

30/30

100

98

50



IL-1b > 3.9 pg/ml [28]

26/34

100

71

3.4



VEGF > 1975 pg/ml [26]a

26/38

90

100



0.1

26/34

100

61

2.5



26/34

86

62

2.2

0.23

CRP  100 mg/l [29]

78/92

58

88

5

0.48

>78.5 mg/l [30]a

34/20

84

65

2.4

0.25

LBP  17 mg/ml [31]

60/68

76

81

4

0.30

10/9

67

80

3.3

0.41

a

Anti-inflammatory cytokines IL-1ra > 1252 pg/ml [28]a a

TNF sRI > 9272 pg/ml [28] Acute-phase response proteins

Pentraxin-3 > 31 ng/ml [32] Miscellaneous tests sTREM-1  180 pg/ml [31]

60/68

72

82

3.9

0.34

MMP-2  343 ng/ml [33]

27/17

82

85

5.56

0.21

MMP-8 > 115 ng/ml [33]

86

73

3.2

0.18

MMP-9 > 208 ng/ml [33]

88

74

3.4

0.16

8-Isoprostane > 35.1 pg/ml [34]

31/20

100

58

2.4



Cu/Zn SOD > 94 ng/ml [34]

31/20

85

64.5

2.4

0.23

CRP, C-reactive protein; Cu/Zn SOD, copper and zinc-containing superoxide dismutase; IL, interleukin; LBP, lipopolysaccharide-binding protein; LR, likelihood ratio; MMP, matrix metalloproteinases; PPE, parapneumonic effusion; SC5b-9, terminal complement complex; sTREM, soluble triggering receptor expressed on myeloid cells; TNF, tumor necrosis factor; VEGF, vascular endothelial growth factor. a Some complicated PPEs could have been purulent (i.e., empyema).

described in complicated PPEs [9,40]: the split pleural sign (i.e., enhancement of the thickened inner visceral and outer parietal pleura, with separation by a collection of pleural fluid), smooth thickening of parietal pleura, increased attenuation of extrapleural fat, loculations, microbubbles, or a combination of these. Nevertheless, whether these CT morphologic characteristics may help formulate management decisions about drainage has not been systematically studied.

CONCLUSION The early identification of patients with nonpurulent PPEs who will eventually require drainage of 350

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the pleural space is still challenging. In clinical practice, when and how to proceed with chest tube placement is left to the discretion of the attending physician. The presence of large or loculated effusions or the aspiration of fluids with a purulent appearance or certain microbiological (positive Gram stains or cultures) or biochemical (low pH or glucose, high CRP) characteristics are powerful indicators of the need for tube thoracostomy in the setting of PPEs. Moreover, the ease and low morbidity of inserting a small-bore chest catheter under ultrasound guidance makes the placement of an unnecessary chest tube a better choice rather than to omit one when it is necessary. Volume 21  Number 4  July 2015

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Distinguishing complicated from uncomplicated parapneumonic effusions Porcel

Acknowledgements The author appreciates the assistance of Dr Silvia Bielsa in the preparation of the article. Financial support and sponsorship None. Conflicts of interest There are no conflicts of interest.

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Distinguishing complicated from uncomplicated parapneumonic effusions.

Treatment of parapneumonic effusions (PPEs) is challenged by the decision of whether or not to insert chest tubes. This review focuses on the factors ...
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