Diet Prevention and Therapy for Heart Failure? Linda Van Horn and Clyde Yancy Circ Heart Fail. 2013;6:1109-1111 doi: 10.1161/CIRCHEARTFAILURE.113.000868 Circulation: Heart Failure is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231 Copyright © 2013 American Heart Association, Inc. All rights reserved. Print ISSN: 1941-3289. Online ISSN: 1941-3297

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Editorial Diet Prevention and Therapy for Heart Failure? Linda Van Horn, PhD, RD; Clyde Yancy, MD, MSc

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supplementation in HF.6 This uncertainty in a foundational element of care, that is, nutritional guidance, is unacceptable and represents not just an evidence gap but a jaundiced view. Diet is important. We can and should know more. The 2 articles published by Levitan et al7 and Hummel et al,8 revitalize core consideration of dietary management in HF. Levitan et al7 explored the relationship of dietary patterns consumed before diagnosis with mortality among women with HF who were participants in the Women’s Health Initiative (WHI). The authors included data from both the WHI Clinical Trial and the Observational Study, among participants all of whom contributed self-reported diet data collected at baseline and periodically thereafter. The diagnosis of HF was confirmed on the basis of a locally adjudicated HF hospitalization. Using multiple statistical models and sensitivity analyses, the authors examined associations between diet scores calculated to compare adherence with the MEDITERRANEAN Diet,9,10 the Dietary Approaches to Stop Hypertension (DASH) diet,11,12 and cardiovascular disease mortality after HF hospitalization. Of the 1385 WHI participants who experienced a HF hospitalization, those with highest DASH diet scores had a significantly lower hazard rate of mortality than those with the lowest DASH scores. Although the comparable MEDITERRANEAN Diet adherence scores were not statistically significant as associated with HF mortality, the trend was favorable. Adherence to both diets constituted higher intakes of fruit, vegetables, nuts, legumes, whole grains, low-fat dairy, fish, and lower intakes of red and processed meat and sugar sweetened beverages.7,10–12 Sodium intake was inversely associated with adherence to the DASH diet, but positively associated with adherence to the MEDITERRANEAN diet in this analysis. The authors concluded that diet recommendations along the lines of DASH and the MEDITERRANEAN Diet were modestly associated with lower mortality in women with HF.7 These results illustrate the potential preventive benefit of adherence to this type of eating pattern. As noted, these data acquired from 1993 to 2005 reflect a treatment era that is coincident with the introduction of angiotensin-converting enzyme-inhibitor use for which uptake was remarkably slow and predates significant use of evidencebased β blockers. Neither therapy was represented in >40% of those women with HF.7 Primary prevention with implantable cardioverter defibrillator implantation or cardiac resynchronization therapy had not yet been introduced in standard treatment regimens. Moreover, we are not provided with the relative representation of HF with reduced ejection fraction or HF with preserved ejection fraction in these data. Thus, the possibility that these findings would be muted in a contemporary experience is real, and more data are required. Conversely, the 16% reduction in the risk of death after HF hospitalization

n the current issue of Circulation: Heart Failure, 2 provocative articles address the influence of diet as therapy for heart failure (HF). Although the studies vary greatly in design and in neither case are the findings definitive, they are indeed intriguing. They require us to pause in the march toward optimal evidence-based medical and device therapy and reconsider not only the preventive but also the therapeutic benefits of diet in the management of patients with known HF.

Articles see p 1116 and 1165 Multiple iterations of the American College of Cardiology Foundation/American Heart Association HF clinical practice guidelines have endorsed, with a high degree of reasonable evidence, the importance of sodium restriction, particularly in American College of Cardiology Foundation/American Heart Association stage A and stage B HF.1 There is reasonable certainty that diet modification is an effective strategy to prevent HF and modify the progression from stage A to stage B. More trepidation emerges in consideration about the strength of recommendations for sodium restriction for stage C and stage D HF: Class IIa, level of evidence C, Sodium restriction is reasonable for patients with symptomatic HF to reduce congestive symptoms. This hardly definitive recommendation was driven by a surprising lack of evidence addressing sodium restriction specifically and dietary management more broadly.2 The 2012 European Society of Cardiology Heart Failure Guideline3 opted to provide no recommendations on sodium restriction in symptomatic HF precisely because of the poor evidence base. Recent data, albeit of questioned validity, have even suggested the possibility of harm in those patients with symptomatic HF who undergo significant sodium restriction.4,5 Regarding other dietary recommendations, the current American College of Cardiology Foundation/American Heart Association HF guidelines endorse the use of omega-3 fatty acids for therapeutic benefit in HF with reduced ejection fraction but offer a class of recommendation III for nutritional supplementation in HF with preserved ejection fraction.1 Additionally, recent provocative data have required us to revisit the strength of evidence to support micronutrient The opinions expressed in this article are not necessarily those of the editors or of the American Heart Association. From the Department of Preventive Medicine (L.V.H.) and Division of Cardiology (C.Y.), Northwestern University, Feinberg School of Medicine, Chicago, IL. Correspondence to Linda Van Horn, PhD, RD, Department of Preventive Medicine, Northwestern University, Feinberg School of Medicine, 680 N Lake Shore Dr, Suite 1400, Chicago, IL 60611. E-mail [email protected] (Circ Heart Fail. 2013;6:1109-1111.) © 2013 American Heart Association, Inc. Circ Heart Fail is available at http://circheartfailure.ahajournals.org DOI: 10.1161/CIRCHEARTFAILURE.113.000868

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1110  Circ Heart Fail  November 2013 eclipses any currently available or previously investigated therapies for hospitalized HF. In our search for the silver bullet, we have overlooked the silver plate. Using a different approach, Hummel et al8 reported findings from a clinical trial conducted among 13 patients with treated hypertension and HF with preserved ejection fraction. Citing evidence in animal models that sodium restriction improves ventricular and vascular stiffness and function, these authors fed a sodium-restricted version (sodium intake of 50 mmol or 1150 mg/2100 kcal) of the DASH diet (DASH/sodium restricted diet [SRD]) with an anticipated outcome of improved left ventricular diastolic function.8 After 21 days of consuming the DASH/SRD diet, prepared and served under observation by dietitians in a metabolic kitchen, participants demonstrated improved left ventricular diastolic function, reduced arterial elastance, and shifted V–A coupling to reflect more efficient transfer of blood between the heart and arteries. Both dietary and urinary measures corroborated adherence with highly correlated observed versus predicted measures of sodium reduction (−56%) and potassium increase (+28%). Additionally, left ventricular ejection fraction increased from 66% to 74%. The Parametrized Diastolic Filling formalism used by these investigators to evaluate diastolic function has been validated is rigorous and provides a reasonable explanation for improvements in compliance and contractility that are deemed to be load independent. The apparent improvements in diastolic function and systolic function occurring for just a 21-day period of DASH/ SRD infer a remarkable treatment effect. As a small mechanistic study, assessing clinical outcomes was not the goal but directional changes in biomarker surveys and functional capacity would have helped to corroborate these findings. It is reasonable to suggest that these physiological changes reflect the effect of marked reduction in loading conditions. Regardless, this constitutes a provocative but not definitive signal that a sodium-restricted DASH diet exerts favorable influences over the short term, at least on ventricular function. These studies, taken together, offer several potentially important considerations: (1) diet as therapy for HF is a compelling strategy that merits further investigation, especially the signal of benefit status after HF hospitalization; (2) dietary influences on ventricular function might be important and potentially offer a salutary benefit akin to traditional medical therapy; and (3) the DASH-type diet that is fundamentally similar to the MEDITERRANEAN diet, for example, high in fruits, vegetables, plant-based foods, and especially when reduced in sodium intake, seems to be a reasonable but not yet definitive nutritional model in both the prevention and treatment of HF. Our endorsement of the DASH-type diet in HF is consistent with broader dietary recommendations as noted in the 2010 US Dietary Guidelines Advisory Committee13 and the American Heart Association recommendations.14 Each study is also confounded by important limitations. Diet assessment methodology used in the WHI, the Food Frequency Questionnaire is inadequate in differentiating types and amounts of fats and oils consumed. Likewise, intakes of sodium and fluid were not specified. Olive oil, a major and distinctive component of the MEDITERRANEAN diet, was not captured by the WHI Food Frequency Questionnaire and thus may have contributed to these nonsignificant results. Recent findings from the

PREDIMED (Prevención con Dieta Mediterránea) study report highly significant reductions in cardiovascular disease outcomes among the group assigned to the MEDITERRANEAN Diet that included ≤500 kcal/d of Extra Virgin Olive Oil.10 Limitations in the feeding study include the small sample size, the unique cohort of patients with HF with preserved ejection fraction, and the metabolic ward design that raises questions about generalizability. Despite these limitations, the studies by Levitan et al7 and Hummel et al8 contribute valuable data that help lend support to the benefits of the DASH and MEDITERRANEAN types of diets that are similarly characterized by nutrient-dense, plantbased foods that by their nature are typically reduced in processed food intake and thereby lower in sodium. Yet, remaining questions are vital. What are the more favorable attributes of either the MEDITERRANEAN or DASH diets specifically on HF? The data reported here are either exclusively in women7 or largely in women.8 Are the same observations valid in men? What is the sustainability of diet modification? What are the relative costs of both the MEDITERRANEAN and DASH diets? Has cost-effectiveness been established? Are these data sufficient to endorse more fervently not just sodium restriction but a more global modification of diet recommendations in HF? Most importantly, are these findings real? As noted, both studies have a sufficient number of design complexities that may negate either set of observations. It is precisely these questions and this overarching topic of diet as therapy for HF that prompted the National Heart, Lung and Blood Institute and the National Institutes of Health’s Office of Dietary Supplements to convene a working group in June 2013 on Designing Clinical Studies to Evaluate the Role of Nutrition and Diet in HF Management.15 Experts in cardiology, renal disease, nutrition, epidemiology and pharmacology, among others met to review existing evidence in these areas, deliberate over the current recommendations, identify gaps in knowledge and sound treatment approaches, and develop a strategic plan for how best to prioritize and address these limitations within a constrained research budget. A thorough review of the diet and nutrition research in this arena produced few well-conducted studies with adequate sample sizes, validated diet assessment methods, and longitudinal follow-up data needed to evaluate long-term benefits. The working group concluded that more studies are needed and urgently so to draw meaningful conclusions. Important questions on not just sodium but coenzyme Q10, protein wasting, sarcopenic obesity, and the microbiome implore immediacy in our pursuit of answers to these questions. The studies presented in this issue of Circulation: Heart Failure are important steps forward, but there is a necessity to now follow-up through with definitive mechanistic and therapeutic studies that resolve the question of diet as therapy for HF. It is regrettable that in 2013, we remain so imprecise and ill-informed about a cornerstone in patient care.

Disclosures None.

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JE, Peterson PN, Riegel B, Sam F, Stevenson LW, Tang WH, Tsai EJ, Wilkoff BL; Writing Committee Members. 2013 ACCF/AHA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines. Circulation. 2013;128:e240–e319. 2. Ershow AG, Costello RB. Dietary guidance in heart failure: a perspective on needs for prevention and management. Heart Fail Rev. 2006;11:7–12. 3. McMurray JJ, Adamopoulos S, Anker SD, Auricchio A, Böhm M, Dickstein K, Falk V, Filippatos G, Fonseca C, Gomez-Sanchez MA, Jaarsma T, Køber L, Lip GY, Maggioni AP, Parkhomenko A, Pieske BM, Popescu BA, Rønnevik PK, Rutten FH, Schwitter J, Seferovic P, Stepinska J, Trindade PT, Voors AA, Zannad F, Zeiher A; ESC Committee for Practice Guidelines. ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure 2012: The Task Force for the Diagnosis and Treatment of Acute and Chronic Heart Failure 2012 of the European Society of Cardiology. Developed in collaboration with the Heart Failure Association (HFA) of the ESC. Eur Heart J. 2012;33:1787–1847. 4. Paterna S, Parrinello G, Cannizzaro S, Fasullo S, Torres D, Sarullo FM, Di Pasquale P. Medium term effects of different dosage of diuretic, sodium, and fluid administration on neurohormonal and clinical outcome in patients with recently compensated heart failure. Am J Cardiol. 2009;103:93–102. 5. Aliti GB, Rabelo ER, Clausell N, Rohde LE, Biolo A, Beck-da-Silva L. Aggressive fluid and sodium restriction in acute decompensated heart failure: a randomized clinical trial. JAMA Intern Med. 2013;173:1058–1064. 6. Witte KK, Clark AL, Cleland JG. Chronic heart failure and micronutrients. J Am Coll Cardiol. 2001;37:1765–1774. 7. Levitan EB, Lewis CE, Tinker LF, Eaton CB, Ahmed A, Manson JE, Snetselaar LG, Martin LW, Trevisan M, Howard BV, Shikany JM. Mediterranean and DASH diet scores and mortality in women with heart failure: the women’s health initiative. Circ Heart Fail. 2013;6:1116–1123. 8. Hummel SL, Seymour EM, Brook RD, Sheth SS, Ghosh E, Zhu S, Weder AB, Kovács SJ, Kolias TJ. Low-sodium DASH diet improves diastolic function and ventricular-arterial coupling in hypertensive heart failure with preserved ejection fraction. Circ Heart Fail. 2013;6:1165–1171. 9. Fung TT, Rexrode KM, Mantzoros CS, Manson JE, Willett WC, Hu FB. Mediterranean diet and incidence of and mortality from coronary heart disease and stroke in women. Circulation. 2009;119:1093–1100.

10. Estruch R, Ros E, Salas-Salvadó J, Covas MI, Corella D, Arós F, GómezGracia E, Ruiz-Gutiérrez V, Fiol M, Lapetra J, Lamuela-Raventos RM, Serra-Majem L, Pintó X, Basora J, Muñoz MA, Sorlí JV, Martínez JA, Martínez-González MA; PREDIMED Study Investigators. Primary prevention of cardiovascular disease with a Mediterranean diet. N Engl J Med. 2013;368:1279–1290. 11. Appel LJ, Moore TJ, Obarzanek E, Vollmer WM, Svetkey LP, Sacks FM, Bray GA, Vogt TM, Cutler JA, Windhauser MM, Lin PH, Karanja N. A clinical trial of the effects of dietary patterns on blood pressure. DASH Collaborative Research Group. N Engl J Med. 1997;336:1117–1124. 12. Sacks FM, Svetkey LP, Vollmer WM, Appel LJ, Bray GA, Harsha D, Obarzanek E, Conlin PR, Miller ER 3rd, Simons-Morton DG, Karanja N, Lin PH; DASH-Sodium Collaborative Research Group. Effects on blood pressure of reduced dietary sodium and the Dietary Approaches to Stop Hypertension (DASH) diet. DASH-Sodium Collaborative Research Group. N Engl J Med. 2001;344:3–10. 13. United States Department of Agriculture. Human Nutrition Information Service. Dietary Guidelines Advisory Committee., United States. Agricultural Research Service. Report of the dietary guidelines advisory committee on the dietary guidelines for Americans, 2010: to the secretary of agriculture and the secretary of health and human services. Washington, DC: United States Department. of Agriculture: United States Department of Health and Human Services; 2010. 14. Lloyd-Jones DM, Hong Y, Labarthe D, Mozaffarian D, Appel LJ, Van Horn L, Greenlund K, Daniels S, Nichol G, Tomaselli GF, Arnett DK, Fonarow GC, Ho PM, Lauer MS, Masoudi FA, Robertson RM, Roger V, Schwamm LH, Sorlie P, Yancy CW, Rosamond WD; American Heart Association Strategic Planning Task Force and Statistics Committee. Defining and setting national goals for cardiovascular health promotion and disease reduction: the American Heart Association’s strategic Impact Goal through 2020 and beyond. Circulation. 2010;121:586–613. 15. NIH Heart, Lung and Blood Institute. NHLBI Working Group. Designing clinical studies to evaluate the role of nutrition and diet in heart failure management. http://www.nhlbi.nih.gov/meetings/workshops/heartfailuremanagement.htm. Accessed October 17, 2013. Key Words: Editorials ◼ diet ◼ dietary treatment ◼ heart failure

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