Original Paper Respiration 1992;59:129-135

L. Tammilehtoa P. Maasiltaa S. Kostiainerth P. Appelqvisth L.R. Holstic K. Mattsona Departments of Pulmonary Medicine, Thoracic and Cardiovascular Surgery and Radiotherapy and Oncology, Helsinki University Central Hospital, Helsinki, Finland

Key Words Asbestos exposure Malignant mesothelioma, symptoms Prognostic factors

Diagnosis and Prognostic Factors in Malignant Pleural Mesothelioma: A Retrospective Analysis of Sixty-Five Patients

Abstract This report is an analysis of the medical records of 83 patients registered bctween I960 and 1980 at Helsinki University Central Hospital as having malignant pleural mesothelioma. 65 of 83 patients had histologically confirmed ma­ lignant mesothelioma, and are the focus of this analysis. The remaining 18 (22%) patients were excluded because malignant mesothelioma was only con­ firmed cytologically, or because the primary tumor was not a mesothelioma. The ratio of men to women was 2:1.30 of 65 (46%) patients were not known or not likely to have been exposed to asbestos. The main symptoms at presenta­ tion were dyspnea, cough, chest pain, fatigue and weight loss. The median sur­ vival from diagnosis was 12 months, and from the onset of symptoms 18 months. Clinical stage and performance status were significant prognostic fac­ tors. Hematogenous metastases were present at autopsy in most cases. Disease and performance status therefore need to be well established and documented in clinical trials involving mesothelioma.

Introduction

Received: November 4, 1991 Accepted after revision: April 14. 1992

The diagnosis of diffuse pleural mesothelioma is often delayed: either because the symptoms are nonspecific, e.g. chest pain, dyspnea and dry cough, or because mesothe­ lioma is relatively rarely diagnosed from pleural fluid cy­ tology and/or needle biopsy alone. An erroneous diag­ nosis of metastatic adenocarcinoma may be made [5]. The mesothelioma tumor is resistant to chemotherapy and radiotherapy. There is no standard treatment. Radical surgical removal of the tumor is often impossible because

Lauri Tammilehto. MD Department of Pulmonary Medicine Helsinki University Central 1lospital Haartmaninkatu 4 SF-4X)290 Helsinki (Finland)

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The number of cases of mesothelioma in men in­ creased by 12% per year between 1973 and 1980 in the United States [1] as a result of the widespread industrial use of asbestos prior to 1975. The same trend has been noted in other industrialized countries [2, 3]. Because there is a latent period of up to 40 years from asbestos ex­ posure to the development of clinical disease, a significant increase in the incidence of mesothelioma is expected dur­ ing the coming decades [4],

Table 1. Symptoms at initial presentation for 65 patients with pleural mesothelioma

Symptom

Dyspnea Cough Chest pain Fatigue and weight loss Fever Hemoptysis Palpitation Asymptomatic1

Patients n

%

25 24 23 10 4 1 1 5

38 37 35 15 6 2 2 8

1 Chance finding on chest X-ray.

Treatment given in this series is described in the results section. There were no formal protocols before 1980. Patients were referred to the D epartments of Thoracic Surgery, Pulmonary Medicine or Ra­ diotherapy and Oncology by chance. Statistical Analysis Statistical analysis was carried out using the SAS statistical soft­ ware package [10]. Cumulative survival rates were calculated using the product-limit method. The variables selected for analysis were those which might be expected to influence survival from the time of diagnosis, the dependent variable. A Cox proportional hazards re­ gression model was used to investigate the effects of various factors on survival.

Results Patient Characteristics

Patients and Methods From 1960 to 1980, a total of 83 patients were registered at the Helsinki University Central Hospital as having malignant pleural mesothelioma. In 65 cases (78%) the diagnoses were based on histo­ logical specimens. Clinical stage, according to the system modified by Butchart et at. [7], was determined retrospectively on the basis of clin­ ical and surgical findings described in the patients’ records. Because computerized axial tomography was not available as a routine proce­ dure at that time, disease status was often estimated according to the method proposed by Dimitrow and McMahon [8]: the patients were grouped according to whether the longest diameter of the greatest tumor bulk was equal to or greater than 5 cm, or smaller. Occupational histories were taken from the patients’ records. As­ bestos exposure was classified into three categories according to the following guide-lines: definite or probable exposure (group 1). pa­ tients employed in asbestos mining, manufacture of asbestos prod­ ucts, the asbestos cement industry, asbestos insulation, demolition of old buildings, shipyards, the construction industry, or metal work­ shops; possible exposure (group 2), patients in occupations liable to dust exposure such as mining, power plant operation, transportation or the paper and pulp industry, and unlikely/unknown exposure (group 3), patients employed in occupations having no evident liabil­ ity to asbestos exposure [9].

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Tammilehto/Maasilta/Kostiainen/ Appelqvist/Holsti/Mattson

Diagnosis and Prognostic Factors in Malignant Pleural Mesothelioma

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of the peculiar and characteristic growth pattern. The prognosis is poor, most patients dying within 18 months of diagnosis [6]. We have carried out this retrospective analysis of all the cases of pleural malignant mesothelioma diagnosed at our institution between 1960 and 1980 in order to evaluate the effectiveness of past treatment policies at the Helsinki University Central Hospital, and the prognostic signifi­ cance of some clinical features.

There were 43 men (66%) and 22 women (34%). The mean age for the men was 54 years (range 20-73) and for the women 55 years (range 24-79). Histopathological sub­ typing was available for 53 patients; a majority of the tu­ mors, 32 of 53 (60%), were of the epithelial type. Accord­ ing to Butchart’s staging system, 42% (25 of 59) of the pa­ tients had stage-I disease, 49% had stage-II, 3% had stage-III and 5% had stage-IV disease at the time of histo­ logical diagnosis. Data on the greatest diameter of the tu­ mor bulk, according to the Dimitrow system, were avail­ able for 32 patients (49%). Performance status at the time of diagnosis, according to WHO criteria, was evaluable in 56 patients (86%). 51% of the patients for whom a smoking history was available (24 of 47) were smokers at the time of diagnosis; of the remainder 13% were exsmokers and 36% nonsmokers. 13 patients (20%) were rated as having defi­ nite or probable exposure to asbestos, 22 (33%) possible exposure and 30 (47%) were not known or were unlikely to have been exposed. Chest X-ray findings at presentation were a unilateral pleural effusion involving the right side in 31 cases, and the left side in 20. Bilateral effusion was present in 1 case. Af­ ter the removal of pleural fluid, most chest X-rays showed pleural thickening and nodularity, especially in the lower part of the pleural space. In 1 patient, spontaneous pneu­ mothorax was found before biopsy. In 3 cases the chest ra­ diograph showed a solitary, circumscribed, homogeneous lesion. Histological diagnosis was based on needle biopsy specimens (12 patients); surgical biopsy specimens of su­ perficially infiltrative tumor (3 patients); thoracoscopy specimens (1 patient); autopsy findings (3 patients) or specimens obtained at thoracotomy (46 patients). Cytological examination of the pleural fluid gave a diagnosis of

Table 2. Median survival of patients with malignant pleural mesothelioma (n =

Survival, months

log-rank test

Wilcoxon test

65) by prognostic factors

median

range

P

P

Disease stage1 1 Il-IV

25 34

20 7

3-86 0-61

0.0007

0.0009

Tumor diameter2 1

38 18

20 5

3-86 0-13

0.0001

0.0001

43 22

8 20

0-86 0-65

0.0160

0.0253

46 19

17 7

2-86 0-20

0.0002

0.0018

Radiotherapy Yes No

40 25

14 6

0-86 0-61

0.0186

0.0183

Chemotherapy Yes No

32 33

20 6

0-86 0-65

0.0232

0.0010

Diagnostic delay3 ¿ 6 months > 6 months or asymptomatic Surgery Yes4 No

1 Butchart et al. [7]. 2 The maximum tumor diameter [8], 3 Delay between first symptom and histological diagnosis. 4 26 diagnostic thoracotomies; 15 palliative operations; 5 radical operations.

treated as tuberculosis or nonspecific pleuritis in 13 cases. The median delay from first symptom to diagnosis was 9 months (range 0-51) in this group of patients. Treatment Offered to Patients

For 46 patients, surgery consisted of diagnostic thora­ cotomy (26 patients), pleurectomy (15 patients); or pneumectomy and excision of all macroscopically visible tumor tissue from the ipsilateral pericardium and/or diaphragm (5 patients). Patients with large effusions clearly benefited from the palliative surgical intervention, in that dyspnea diminished. Local radiotherapy using small lung-sparing volumes, was employed in 40 cases; in 32 of these the application was postoperative. The total dose to the tumor was ^5,000 cGy (mean 5,370, range 5,000-6,000) in 27 cases, and

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malignant mesothelioma in 6 of 32 cases (19%), and histo­ logical examination of needle biopsy specimens of the af­ fected pleura revealed malignant mesothelioma in 12 of 28 cases (43%). Symptoms from the patients’ clinical histories are shown in table 1. Dyspnea was reported as the first symp­ tom in 25 cases, cough in 24 cases and chest pain in 23 cases. The median duration of symptoms before diagnosis was 3 months (range 0-51). Five asymptomatic patients having diffuse pleural mesothelioma were discovered by chance through routine chest X-rays. One patient had bacteriologically confirmed pleural tu­ berculosis concomitantly with histologically confirmed malignant mesothelioma. Three patients had histories of active pulmonary tuberculosis. Before the diagnosis of mesothelioma was confirmed, the disease had been

Fig. 1- Survival after the diagnosis of malignant pleural mesothe­ lioma (n = 65).

Fig. 3. Performance status and survival after the diagnosis of ma­ lignant pleural mesothelioma, a = WHO I (n = 38); b = WHO > I (n = 18).

eluding cyclophosphamide, 5-fluorouracil, vincristine, doxorubicin and DTIC intercalated with local therapies. In 18 cases 30-45 mg of thiotepa was instilled into the pleu­ ral cavity once a month to decrease pleural effusion. From the retrospective evaluation this method seemed to be less effective than pleurectomy. Survival

Fig. 2. Clinical stage and survival after the diagnosis of malignant pleural mesothelioma, a = Stage I (n = 25); b = stage II, III and IV (n = 34).

1 (WHO). For the 64 patients who had died by the time of the analysis, the cause of death was established on the basis of clinical features in 46 cases and on the basis of autopsy findings in 18 cases. One patient died of pericardial tam­ ponade as a result of extension of the tumor through the pericardium. The spread of the disease as recorded at au­ topsy is shown in table 3. Hematogenous métastasés were present in 13 patients (72%), and extrathoracic lymph node métastasés in 5 patients (28%).

134

method is not used more routinely. The definitive role of surgery in the management of mesothelioma remains open. The effectiveness of other treatment modalities ra­ diotherapy, chemotherapy and/or combined modality treatment cannot be evaluated in this retrospective analy­ sis, where treatment decisions were made without refer­ ence to a protocol, and they likewise remain unclear [5, 25]. Although it used to be believed that mesothelioma spreads mainly by direct extension, hematogenous metastases are frequently found at autopsy. The liver, adrenal glands and kidneys are the organs most frequently in­ volved [13]. In our series of 18 autopsies, direct extension to the pericardium, contralateral lung or pleura, chest wall or peritoneum were observed in 14 cases (78%). Hemato­ genous metastases to the liver, bone, adrenal gland, kidney or brain were observed in 13 cases (72%). This supports the view that mesothelioma is a systemic disease, and that treatment should take this into account. Our results confirm the common experience [11] that there is a considerable delay on the part of doctors and/or patients before the start of active treatment. Since treat­ ment decisions and results depend directly on the extent of the disease at diagnosis, accurate assessment of clinical stage is essential. Based on our experience, from a pro­ spective study involving 100 patients with pleural meso­ thelioma (unpublished data), we strongly recommend the routine use of CT scanning in the diagnosis of patients who may have mesothelioma. Thoracoscopy and thora­ cotomy should be performed at an early stage for patients with undefined pleurisy, especially in cases where there is an occupational history of asbestos exposure. Large multi-center prospective studies are urgently needed to elucidate further the natural history and opti­ mal treatment for this highly malignant neoplasm.

Tammilehto/Maasilta/Kostiainen/ Appelqvist/Holsti/Mattson

Diagnosis and Prognostic Factors in Malignant Pleural Mesothelioma

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cording to the Dimitrow system [8] were available for only 32 (49%) patients. These data could not therefore be used for multivariate analyses on survival. Most centers now use computerized axial tomography for routine staging, and as one of several diagnostic tools [18,19, 20]. We used a rough grouping into two classes by perform­ ance status, WHO ^1 and WHO > 1. 38 (68%) patients had a good performance status. Nonspecific symptoms and good performance status are typical of malignant mesothelioma. This is one explanation for diagnostic de­ lays by patients and doctors [5], The frequency of malignant mesothelioma in patients exposed to asbestos ranges from 8% in areas lacking heavy asbestos-using industry, to 80% in areas having shipyards or asbestos mines [12,21]. There is one shipyard, and many other industries where asbestos exposure is possible, in the catchment area of the Helsinki University Central Hospi­ tal. From their occupational histories, 53% of our patients can be presumed to have had some exposure to asbestos. Prospective analysis in the same catchment area gives much the same figure (51%) for 100 patients (unpublished data). Early clinical stage, female gender, absence of chest pain, epithelial subtype, duration of symptoms > 6 months, age < 50 years, good performance status, absence of asbestos exposure, chemotherapy and surgery have been reported as favorable prognostic factors in mesothe­ lioma [22,23]. In our study, good prognosis was associated with clinical stage I, maximum tumor diameter 6 months or asymptomatic, and treatment with surgery, radiotherapy and chemotherapy. In some series a longer survival time has been associated with the epithelial subtype [13]. However, the histological subtype was not a positive prognostic factor for our pa­ tients. One explanation could be that pathological subtyp­ ing was not routinely performed until the latter part of the study period. The treatment of choice for diffuse malignant pleural mesothelioma is controversial. Pleurectomy has been re­ ported to give survival rates of 10-37% for 2 years and 3.5-10% for 5 years [7, 24], However, radical surgical re­ moval of all tumor tissue is seldom possible. In our study pleuropneumonectomy, including excision of all macroscopically visible tumor tissue, was performed in only 5 pa­ tients (they survived 17, 20, 54 and 86 months from histo­ logical diagnosis, and 1 patient was still alive 126 months after diagnosis). Butchart et al. [7] also associated good survival times with radical surgery. A higher than normal risk of operative mortality is probably the reason that this

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Diagnosis and prognostic factors in malignant pleural mesothelioma: a retrospective analysis of sixty-five patients.

This report is an analysis of the medical records of 83 patients registered between 1960 and 1980 at Helsinki University Central Hospital as having ma...
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