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Journal of Alzheimer’s Disease xx (20xx) xx–xx DOI 10.3233/JAD-142178 IOS Press

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Depression and Mild Cognitive Impairment in the General Population: Results of the Heinz Nixdorf Recall Study

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Martha Dlugaja,∗ , Angela Winklera , Nico Draganob , Susanne Moebusc , Karl-Heinz J¨ockelb , Raimund Erbeld and Christian Weimara on behalf of the Heinz Nixdorf Recall Study Investigative Group

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a Department

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Handling Associate Editor: Roberto Monastero

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of Neurology, University Hospital of Essen, University of Duisburg-Essen, Germany for Medical Sociology, Centre for Health and Society, University of D¨usseldorf, Medical Faculty, University of D¨usseldorf, Germany c Institute for Medical Informatics, Biometry and Epidemiology, University Hospital of Essen, University Duisburg-Essen, Germany d Clinic of Cardiology, West German Heart Centre, University Hospital of Essen, University Duisburg-Essen, Germany

Accepted 17 November 2014

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Keywords: Aging, depression, epidemiology, mild cognitive impairment

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Abstract. Background: The literature suggests an association between depression and mild cognitive impairment (MCI) and dementia, but not all studies have examined this association with regard to MCI subtypes reflecting different dementia etiologies. Objective: To examine if there is a cross-sectional relationship of depression and MCI and to examine if the relationship differs depending on the type of depression (currently elevated depressive symptoms or a positive history of lifetime depression or both) and on the MCI subtype (amnestic versus non-amnestic MCI (aMCI/naMCI)). Methods: From the second examination of the population-based Heinz Nixdorf Recall study (50% men, 50–80 years), 583 participants with MCI (aMCI n = 304; naMCI n = 279) and 1,446 cognitively normal participants were included in the analyses. Currently elevated depressive symptoms were assessed using the Center for Epidemiologic Studies Depression Scale (CES-D; score ≥18). Furthermore, participants were asked if they have ever received a previous diagnosis of depression. Log-Poisson regression models (adjusted for sociodemographic/cardiovascular risk factors) were calculated to determine the association of MCI and its subtypes with all depression variables. Results: The fully adjusted prevalence rate ratios for MCI, aMCI, and naMCI in depressed versus non-depressed participants were 2.06 (95% confidence interval, 1.60–2.64), 3.06 (2.21–4.23), and 1.93 (1.46–2.57). A positive history of lifetime depression without current depressive symptoms was solely associated with naMCI (1.31 (0.99–1.73)). Conclusion: These results suggest that the relationship of depression/depressive symptoms and MCI might differ depending on the timing of depression and on the MCI subtype. Our longitudinal follow-up will allow us to further elucidate this relationship.

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∗ Correspondence to: Martha Dlugaj, PhD, University Hospital Essen, Department of Neurology, Hufelandstr. 55, 45147 Essen, Germany. Tel.: +49 201 723 2588; Fax: +49 201 723 5901; E-mail: [email protected].

ISSN 1387-2877/14/$27.50 © 2014 – IOS Press and the authors. All rights reserved

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METHODS

Participants of the Heinz Nixdorf Recall (Risk Factors, Evaluation of Coronary Calcium and Lifestyle; HNR) study were randomly sampled from mandatory city registries in the Ruhr area in Germany. The major aim of the HNR study is to evaluate the predictive value of coronary artery calcification using electronbeam computed tomography for myocardial infarction and cardiac death in comparison to other cardiovascular risk factors. Study methods have been previously described in detail [29, 30]. Briefly, 4,814 participants (45 to 75 years of age) were enrolled between 2000 and 2003. After five years, participants were invited for a second examination (response rate: 90.2%), which additionally included a standardized cognitive performance assessment. Data regarding cognitive status were incomplete or missing in 71 participants (2%). Data about depression (measured on the Center for Epidemiologic Studies Depression Scale (CES-D); see ‘Measurement of depression’ below) were not assessed in 40 participants (1%). Twenty-one participants were excluded due to a physician’s diagnosis of dementia or AD, with intake of cholinesterase inhibitors (ATC, anatomic-therapeutic-chemical classification issued by the World Health Organization (WHO) [31], code: N06DA) or other antidementia drugs (N06DX), or fulfilling the DSM-IV dementia diagnosis. Participants who did not meet the MCI criteria or the criteria for ‘cognitively normal’ (see below) were excluded as well (n = 1,996). Thus, the final analysis sample consisted of 2,029 participants (Fig. 1). All participants provided written informed consent. The study was approved by the institutional review board of the University Duisburg-Essen and followed established guidelines of good epidemiological practice. The study has been performed in accordance with the ethical standards laid down in the 1964 Declaration of Helsinki.

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or both) and depending on the MCI subtype (amnestic versus non-amnestic MCI) in the general population aged 50–80 years.

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Although depression and dementia are distinct clinical entities, they share some common features [1]. For instance, depressed participants often complain about problems in attention and subsequent memory deficits as well as altered sleep patterns [1]. This is supported by studies showing that depressive symptoms occur in about 30–40% of individuals with Alzheimer’s disease (AD) [2–4] and in up to 50% of individuals with vascular dementia (VaD) [5]. Case-control and longitudinal studies have shown a 2-fold increased risk for AD and VaD in patients with a positive history of depression [6–8], whereas, other longitudinal studies reported no increased dementia risk [9–11]. It still remains controversial whether depression is an independent risk factor for dementia, a prodromal dementia symptom, a reaction to cognitive and functional impairment, or a symptom of a related disease such as cerebrovascular disorders [12–14]. In addition, the association of depression and cognitive functioning might vary as a result of the underlying dementia etiology [15]. As AD and VaD are representing the end stage of pathological changes in the brain [29], researchers focus on early stages of cognitive impairment. Mild cognitive impairment (MCI) represents an intermediate stage in the trajectory from normal cognition to dementia [16, 17]. MCI can be classified as amnestic MCI (aMCI), most likely reflecting the prodromal AD stage, and non-amnestic MCI (naMCI), most likely reflecting the prodromal stage of VaD (but also dementia with Lewy bodies or frontotemporal dementia) [17, 18]. Neuropsychiatric symptoms in individuals with MCI have been reported in several studies [4, 19]. However, an increased risk of progression to dementia in depressed individuals with MCI has only been only reported in some [19–21], but not all studies [22–25]. This might be due to the fact that some studies did not differentiate between current depressive symptoms, a positive history of lifetime depression or both [26, 27]. Growing evidence implies that timing of depression (early life or late life depression) may be important for the development of different dementia types (AD or VaD) [28]. Identifying the association of different depression patterns and MCI has important implications as depression could serve as a marker in the early detection of AD and other dementias. We, therefore, examined (1) if there is a crosssectional relationship of depression and MCI in our cohort and (2) if the relationship differs depending on the type of depression (currently elevated depressive symptoms or a positive history of lifetime depression

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INTRODUCTION

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M. Dlugaj et al. / Depression and Mild Cognitive Impairment in the General Population

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Cognitive measures The cognitive performance assessment has been previously described in detail [32, 33]. Briefly, the assessment was conceptualized as a multidimensional test using established measures of immediate and

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Fig. 1. Flowchart of study participants in the Heinz Nixdorf Recall study. CES-D, Center for Epidemiologic Studies Depression Scale; MCI, mild cognitive impairment; SD, standard deviation.

delayed verbal memory [34] (eight word list, performance measured as number of words recalled in each trial), problem solving/speed of processing [34] (labyrinth test, time in seconds needed to complete the task), verbal fluency [35] (semantic category “animals”, number of recalled words within one minute), and abstraction (as an executive function)/visual-spatial organization (clock-drawing test [36], performance was rated from 1 (perfect clock) to 6 (poor performance; was not reached in our sample

(maximum value was 5)). The short cognitive performance assessment reached a good accuracy (area under the curve (AUC) = 0.82, 95% confidence interval (CI) = 0.78–0.85) against a detailed neuropsychological and neurological examination to assess MCI in a previous study [32]. Besides using the raw cognitive data, we used adjusted data by stratifying into three age (50–59 years, 60–69 years, and 70–80 years) and three education groups (≤10 years, 11–13 years, ≥14 years of education).

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Measurement of depression

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We assessed current depressive symptoms using the German 15-item short form of the Center for Epidemiologic Studies Depression Scale (CES-D [38, 39]). The CES-D was developed by The National Institute of Mental Health for epidemiological research. It showed good sensitivity and specificity and high internal consistency across wide age ranges [40, 41] and in participants with cognitive impairment [40]. Participants are asked to rate how often over the past week they have experienced symptoms associated with depression, such as depressed mood, restless sleep, and feeling lonely. The answers are rated on a Likert scale with four possible categories: “0” is “rarely or none of the time (less than 1 day)”, “1” is “sometimes (1–2

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MCI was diagnosed according to the International Working Group on MCI criteria [16, 18]. The diagnosis requires a self and/or informant reported cognitive complaint. Participants were asked if their cognitive performance changed during the past two years. A complaint was considered present if the participant reported a decline in cognitive performance over time. We do not have any informant information. Furthermore, the diagnosis requires a cognitive impairment that is insufficient to fulfill criteria for dementia (Diagnostic and Statistical Manual of Mental Disorders, DSM-IV [37]) and reflects generally intact activities of daily living. A cognitive subtest (see cognitive measures) was rated as impaired if the performance was more than one standard deviation (SD) below the age and education adjusted mean or a score of ≥3 in the clock drawing test. We distinguished two subtypes of MCI [16, 18]: Participants presenting an objective impairment in memory (immediate and/or delayed verbal memory subtest) with or without impairment in any other cognitive domain received a diagnosis of aMCI (n = 304). If a non-memory domain was impaired, the participants received a diagnosis of naMCI (n = 279). Participants who presented neither a subjective cognitive complaint nor objective impairment were defined as ‘cognitively normal’ (n = 1,446). As mentioned above, participants who reported either a subjective cognitive complaint (without objective impairment, n = 543) or showed objective impairment (without subjective cognitive complaint, n = 1,440) were excluded from the regression analyses as well as participants with missing information regarding subjective cognitive complaint (n = 13, Fig. 1).

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days), “2” is often (3–4 days), and “4” is “almost or all of the time (5–7 days)”. Scores range from 0 to 45 with higher scores reflecting greater levels of depressive symptoms. Participants with more than three missing items on the CES-D (n = 40, 1%, Fig. 1) were excluded from the analyses. In 1,946 of 2,029 (96%) participants the answers of all 15 items were complete (‘depression score complete sample’). In 83 (4%) participants, the answers of one to three questions were missing. To build a depression score for those participants, values of missing items were imputed based on mean values of answered items (‘imputed sample’). We calculated our regression models in the ‘depression score complete sample’ (n = 1,946) and in the ‘depression score complete+imputed sample’ (n = 2,027 (1,946 +83)). As the results did not differ, we included participants with up to three missing CES-D items in our final models. The cut-off point for ‘elevated depressive symptoms’ was ≥18 as recommended in the validation studies of the instrument [39]. To assess the ‘history of lifetime depression’, participants were also asked if they have ever received a depression diagnosis by a physician or a psychologist/psychotherapist (missing data for n = 9 (0.4%) participants). Medication use was recorded according to ATC codes, including antidepressants (ATC code N06A) [31]. Participants were asked to bring their medication in the original packing or the package insert to the study visit. To avoid any missing information regarding current regular medication use, drug intake was also recorded by using a computer-assisted interview performed by a physician in the study center (‘physician-based questionnaire’) [29].

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Diagnosis of mild cognitive impairment

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Covariates Computer-assisted interviews were conducted, at both time-points, to collect information about medical/family history, coronary heart disease, smoking, and socio-economic status [29, 30]. The variables for model adjustment were selected based on the current literature describing their effects on depression and cognitive functioning: It is known that depressive symptoms differ in dependence of age [42], gender [42], or education level [43], and those three factors have also an influence on cognition [44]. Furthermore, several studies have reported a negative influence of coronary heart disease [45], high or low systolic and diastolic blood pressure [46], stroke [47], and smoking [8] on cognition, and some studies have also reported higher rates of depression in patients with coronary

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Statistical analyses

Continuous variables were compared between the MCI and the cognitively normal participants using the Mann-Whitney U test. Pearson χ2 test was used for categorical variables. The same methods were used for drop-out analyses. To estimate prevalence rate ratios (PRR) and their 95% confidence intervals (CI), we used Log-Poisson regression models (overall MCI versus cognitively normal participants; aMCI versus cognitively normal participants; naMCI versus cognitively normal participants). To examine the association of currently elevated depressive symptoms and MCI, we used “CES-D

Depression and mild cognitive impairment in the general population: results of the Heinz Nixdorf recall study.

The literature suggests an association between depression and mild cognitive impairment (MCI) and dementia, but not all studies have examined this ass...
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