Clinical Infectious Diseases Advance Access published May 28, 2015

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Deep sequencing of HIV-1 in cerebrospinal fluid

Marta2,5, Ranjababu Kulasegaram6, Simon Rackstraw7,8 1

Department of Infection, Barts Health NHS Trust, London, UK

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C.Y. William Tong1,2, Sinead Costelloe3, Jonathan Hubb1, Jane Mullen4, Siobhan O’Shea4, Monica

Blizard Institute, Barts & The London School of Medicine and Dentistry, Queen Mary University of

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Directorate of Infection, Guy’s and St Thomas’ NHS Foundation Trust, London, UK

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Infection Sciences, Viapath, Guy’s and St Thomas’ NHS Foundation Trust, London, UK

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Department of Neurosciences, Barts Health NHS Trust, London, UK

6Department

and Immunology, Barts Health NHS Trust, London, UK

8Department

of Medicine, Mildmay Hospital UK, London, UK

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7Infection

of Genitourinary Medicine, Guy’s and St Thomas’ NHS Foundation Trust, London, UK

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Correspondence: Dr C. Y. William Tong, Department of Infection (Virology), Barts Health NHS Trust

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3rd Floor Pathology and Pharmacy Building, 80 Newark Street, London E1 2ES, [email protected]

© The Author 2015. Published by Oxford University Press on behalf of the Infectious Diseases Society of America. All rights reserved. For Permissions, please e-mail: [email protected].

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London, London, UK

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Abstract Using deep sequencing, HIV resistance-associated mutations (RAM) were detected as minority

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species in the CSF of 4 patients with higher CSF HIV-1 viral load than plasma, but not in 2 patients with higher plasma viral load. Deep sequencing could help our understanding of viral escape in the

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central nervous system.

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Combination antiretroviral therapy (ART) is highly effective in the suppression of HIV-1 replication. However, recent reports have highlighted the possibility of viral escape in the central nervous

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system (CNS) [1-3], which is believed to be due to compartmentalisation [4]. Other studies have found evidence of a greater diversity of viral strains in CSF [5], which may harbour resistance-

associated mutations (RAM) [1, 2]. The lack of penetration of some ART agents into the CNS was

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postulated to account for this phenomenon [6], though this hypothesis is controversial [7-10]. The cause and significance of CNS viral escape remains poorly understood [6].

Minority viral species representing 1.0 log10) CSF HIV-1 viral load compared to plasma (mean: 1.87;

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range: 1.28 – 2.79 log10 higher), whereas the CSF viral loads in patients 5 and 6 were lower than

plasma. All 6 patients had Magnetic Resonance Imaging (MRI) of the brain. The presence of white

patient 6 showed encephalomalacia and volume loss but no signal changes.

The plasma viral load of patient 4 was too low (47 copies/ml) to allow successful sequencing by both Sanger and deep sequencing. Sequencing was successful for all other samples by both

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methods. Apart from one minor mutation (Q58E in patient 4) detected only by Sanger sequencing and a discrepancy in the mutation M184V or M184I in a plasma sample (patient 2), all the mutations

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identified by the Sanger method in plasma or CSF were also detected by deep sequencing. Deep sequencing did, however, identify a number of additional mutations not detected by the Sanger

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method, mainly in the CSF (patients 1 – 4) but also in plasma (patients 2 and 3). In the two patients (5 and 6) where the CSF viral load was lower than plasma, no additional mutations were detected by

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deep sequencing in either plasma or CSF.

The additional mutations detected by deep sequencing were mostly present as minority

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species, which ranged from 3 to 40.1%. In patient 1, N88S was detected in CSF at a level of 8.8%. This is likely to be selected as a result of the previous use of nelfinavir. In patient 2, both M184V and M184I were detected in CSF by Sanger sequencing. However, deep sequencing was more precise, showing that 5.9% were M184I and 94.1% M184V. The result in plasma was significantly different in that Sanger sequencing only detected M184I, whereas deep sequencing only detected M184V. In addition, minority species of mutations in PR (V82I – 40.1%) and RT (D67G, K70S, two species of

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matter signal changes suggestive of HIV encephalopathy was reported in patients 1 – 5. The MRI of

6 K70N) were only detected in the CSF of this patient using deep sequencing. In patient 3, the presence of K65R (CSF 2.4%) and K65N (plasma 11.7%, CSF 7.8%) were most likely selected by tenofovir; in patient 4, detection of I47V in CSF (3%) could be related to the previous and current use

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of protease inhibitors including lopinavir and darunavir. A regimen change was made in patients 1 – 4 (Table 1). The choice of antiretroviral agents in the new regimen was largely based on a perceived improvement in CNS penetration. All patients

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showed clinical improvement and one (patient 1) had radiological improvement. Patients 5 and 6 did not have regimen change. Patient 5 was empirically treated for tuberculosis and clinically improved.

DISCUSSION

To our knowledge, this is the first study using deep sequencing to characterise HIV-1 in the CSF of

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patients with neurological symptoms suggestive of HIV encephalopathy. The mutations detected by deep sequencing showed good correlation with the standard Sanger method, and additional

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minority species in plasma and CSF were identified. The discrepancy in the M184V/I mutations and failure of the Sanger method to identify V82I at 40% in patient 2 could be due to amplification bias

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introduced at the PCR stage and inaccuracy of the current sequencing technology. Improved deep sequencing methods are now available and could help to address such problems.

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The presence of minority species in CSF was observed only in cases where the CSF viral load was significantly higher than that of plasma. This is consistent with the compartmental theory and

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differential evolution of HIV-1 in the CNS. The RAMs detected in CSF were likely to be present as a result of previous or current exposure to specific ART agents; their absence in plasma could be related to a difference in drug pressure in the two compartments. The presence of RAMs as minority species in CSF could be due to a relative lack of CNS penetration of certain ART regimens or a result of poor adherence. A lack of drug selection pressure in CSF allows independent evolution of a full

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Patient 6 died of an unrelated cause.

7 repertoire of viruses containing minority species, while such resistant viruses in plasma are suppressed. In the two patients (5 and 6) where the viral loads in CSF were lower than in plasma, viral

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loads in both compartments were probably sustained by poor adherence as no relevant RAMs were present. Although patient 5 had some radiological features suggestive of HIV encephalopathy, this may not be the predominant pathology as she responded to empirical treatment for tuberculosis.

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While the regimen change in patients 1 - 4 was aimed at improving antiviral penetration to

the CNS [8], better engagement and improved adherence may have been the reason for the clinical

study is limited by the small number of patients and the retrospective nature of the analysis with testing carried out at two different laboratories. Two of the six paired samples were more than 2 weeks apart which may have introduced bias to the sequence analysis. Also, not all patients had

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radiological follow-up to confirm improvement. In addition, there were no follow-up samples to confirm the improvement in CSF viral load after the regimen change. Nevertheless, this study

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demonstrates the value of deep sequencing in improving our understanding of viral escape in the CNS. With improvements in sequencing technology and reduction in costs of deep sequencing, this

Notes

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could transform our approach to the analysis of HIV-1 sequences in different body compartments.

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The authors have no reported conflicts related to the content of this manuscript.

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improvement. Re-treatment using susceptible ART with good compliance should be considered. This

8 REFERENCES 1. Canestri A, Lescure FX, Jaureguiberry S, et al. Discordance between cerebral spinal fluid and plasma HIV replication in patients with neurological symptoms who are receiving suppressive

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antiretroviral therapy. Clin Infect Dis. 2010;50(5):773-8.

2. Peluso MJ, Ferretti F, Peterson J, et al. Cerebrospinal fluid HIV escape associated with progressive

AIDS. 2012;26(14):1765-74.

3. Béguelin C, Vázquez M, Bertschi M, et al. Viral escape in the CNS with multidrug-resistant HIV-1. J Int AIDS Soc. 2014;17(4 Suppl 3):19745.

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4. Schnell G, Price RW, Swanstrom R, Spudich S. Compartmentalization and clonal amplification of

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HIV-1 variants in the cerebrospinal fluid during primary infection. J Virol. 2010;84(5):2395-407.

5. Soulié C, Fourati S, Lambert-Niclot S, et al. HIV genetic diversity between plasma and

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cerebrospinal fluid in patients with HIV encephalitis. AIDS. 2010;24(15):2412-4.

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6. Nightingale S, Winston A, Letendre S, et al. Controversies in HIV-associated neurocognitive

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disorders. Lancet Neurol. 2014 Nov;13(11):1139-51.

7. Rawson T, Muir D, Mackie NE, Garvey LJ, Everitt A, Winston A. Factors associated with cerebrospinal fluid HIV RNA in HIV infected subjects undergoing lumbar puncture examination in a clinical setting. J Infect. 2012;65(3):239-45.

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neurologic dysfunction in patients on antiretroviral therapy with well controlled plasma viral load.

9 8. Ciccarelli N, Fabbiani M, Colafigli M, et al. Revised central nervous system neuropenetrationeffectiveness score is associated with cognitive disorders in HIV-infected patients with controlled

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plasma viraemia. Antivir Ther. 2013;18(2):153-60.

9. Cusini A, Vernazza PL, Yerly S, et al. Higher CNS penetration-effectiveness of long-term

combination antiretroviral therapy is associated with better HIV-1 viral suppression in cerebrospinal

10. Libertone R, Lorenzini P, Balestra P, et al. Central nervous system penetration-effectiveness rank does not reliably predict neurocognitive impairment in HIV-infected individuals. J Int AIDS Soc. 2014;17(4 Suppl 3):19655.

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11. Ram D, Leshkowitz D, Gonzalez D, et al. Evaluation of GS Junior and MiSeq next-generation sequencing technologies as an alternative to Trugene population sequencing in the clinical HIV

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laboratory. J Virol Methods. 2014;212C:12-16.

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12. Mohamed S, Penaranda G, Gonzalez D, et al. Comparison of ultra-deep versus Sanger sequencing detection of minority mutations on the HIV-1 drug resistance interpretations after virological failure.

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AIDS. 2014;28(9):1315-24.

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fluid. J Acquir Immune Defic Syndr. 2013;62(1):28-35.

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Table 1. Characteristics and comparative sequencing results of the six patients using standard Sanger and deep sequencing methods. Abbreviations of antiretroviral agents: ABC:abacavir; ATV:atazanavir; DDI:didanosine; DRV:darunavir; D4T:stavudine; EFV:efavirenz; FPV:foasamprenavir; FTC:emtricitabine; IDV:indinavir; LPV:lopinavir; MVC: maraviroc; NFV:nelfinavir; NVP:nevirapine; r:ritonavir boosted protease inhibitor; SQV:saquinavir; TDF:tenofovir; ZDV:zidovudine; 3TC:lamivudine. NA: Not applicable.

1 63 Male A

2 42 Female C

3 35 Female C

4 28 Female CRF06_cpx

ART previously exposed to

ABC, D4T, DDI, TDF, ZDV, 3TC EFV, NVP DRVr, IDVr, LPVr, NFV

TDF, ZDV, FTC, 3TC ATVr, LPVr

TDF, ZDV, FTC, 3TC NVP ATVr

TDF, FTC ATVr, DRVr, LPVr

DRVr

TDF, FTC, ATVr

5 months

18 months

confusion, poor executive function, impaired memory and psychomotor slowness

headache, tiredness and lethargy

CSF viral load (copies/mL)

522803

5205

Plasma viral load (copies/mL)

848

No. of days between plasma and CSF Log10 differences in viral load (CSF - plasma)

37 2.79

3TC, DRVr

ABC, 3TC, DRVr

3 years 4 months

Intermittent

seizure (previous treated cerebral toxoplasmosis)

Headache, photophobia

Chest symptoms, acute on chronic confusion

79478

894

42959

6536

213

778

47

135760

23505

-1

1

15

-8

-3

1.39

2.01

1.28

-0.53

-0.55

TDF, FTC, DRVr

5 years

2 years

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TDF, FTC, ATVr

recurrent headache

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Clinical presentation

6 57 Male B

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ART regimen at presentation Duration of last ART regimen

5 52 Female A ABC, D4T, DDI, TDF, ZDV, FTC, 3TC NVP ATVr, FPVr, IDVr, LPVr, SQVr

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Patient Age Gender HIV-1 Clade

Not known (Poor adherence)

145

119

336

68

43

225

5

65%

80%

90%

0.85

1.11

2.32

0.47

Glucose (mmol/L)

3

3.3

1.9

2.7

MRI with white matter changes suggestive of HIV encephalopathy

Yes

Yes

Yes

% lymphocytes Protein (g/dL)

L10V, I13L, G16E, K20R, I89M

K20R, M36I, D60E, L63P, L89I, I93L

RT mutations detected by both methods in plasma and CSF

V179I

V90I, M184I (CSF only), M184V

None

None

None

M184I (100%)

890

481

222

42

NA

Yes

Sequence not available for plasma due to low viral load. CSF - I13V, G16E, K20I, M36I. Q58E (population sequencing only), L89M Sequence not available for plasma due to low viral load. CSF - K65R, M41L, M184V

100%

100%

2.03

0.38

3.2

3.4

Yes

No

L10F, I13V, K20R, V32I, M36I, I47V, L89M

L10V, A71T, V77I, I93L

V179I

None

None

Sequence not available for plasma due to low viral load.

None

None

K65N (11.7%)

Sequence not available for plasma due to low viral load.

None

None

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None

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Additional PR mutations detected by deep sequencing in plasma Additional RT mutations detected by deep sequencing in plasma Additional PR mutations detected by deep sequencing in CSF Additional RT

I93L, L89M

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PR mutations detected by both methods in plasma and CSF

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CSF wbc (/L)

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612

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CD4 count (/L)

N88S (8.8%)

V82I (40.1%)

None

I47V (3%)

None

None

None

D67G (5.75%), K70N

K65N (7.8%), K65R

None

None

None

TDF, FTC, DRVr, MVC

No follow-up MRI. Clinically improved

No follow-up MRI. Clinically improved

No follow-up MRI. Clinically improved

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ABC, 3TC, DRVr

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Significant MRI improvement after 1 year

ABC, 3TC, DRVr

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Follow-up

ABC, 3TC, DRVr, MVC

(2.4%)

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New ART introduced after LP

(AAC; 31%), K70N (AAT; 1.5%), K70S (5.8%), M184I (5.9%), M184V (94.1%)

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mutations detected by deep sequencing in CSF

None

None

Back to baseline after empiric TB treatment

Died (Carcinoma of lung with metastasis)

Deep Sequencing of HIV-1 in Cerebrospinal Fluid.

Using deep sequencing, human immunodeficiency virus (HIV) resistance-associated mutations were detected as minority species in the cerebrospinal fluid...
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