The Spine Journal 14 (2014) 2679–2681

Commentary

Current evidence on catastrophizing and fear avoidance beliefs in low back pain patients Jens Ivar Brox, MD, PhD* Department of Physical Medicine and Rehabilitation, Oslo University Hospital, University of Oslo, Pb 4950 Nydalen, N-0424 Oslo, Norway Received 1 August 2014; accepted 23 August 2014

COMMENTARY ON: Wertli MM, Rasmussen-Barr E, Held U, Weiser S, Bachmann LM, Brunner F. Fear-avoidance beliefs—a moderator of treatment efficacy in patients with low back pain: a systematic review. Spine J 2014;14:2658–78 (in this issue).

Two systematic reviews published in the present edition of the Spine Journal support that the fear avoidance model (FAM) is important for understanding the prognosis in patients with low back pain [1,2]. This is in contrast to the critics of the FAM in a recent topical review published in Pain [3]. The authors of the latter review suggested replacing the FAM by a multidimensional framework of pain-related disability. Although topical reviews may provide theories and new hypotheses, the aim of systematic reviews is to summarize the best evidence available from empirical studies. Possible disadvantages are that important details may be overlooked and that studies may either not be identified or not analyzed because of narrow inclusion criteria. Particularly for psychological variables, the transformation of beliefs, attitudes, and symptoms into numerical scores analyzed as linear variables is a scientific challenge. Therefore, the results from systematic reviews extracting information from studies using standardized questionnaires should be supplemented by studies using different research methodologies, such as interviews and observation. The initial studies from Vlaeyen et al. [4,5] proposing the FAM used qualitative methods. Findings contributed to a paradigm shift opposing the more common biomedical model for treatment of low back pain.

Little Albert Fear as a phobic stimulus may be traced back to the classic study published in 1920 by the psychologists John B. FDA device/drug status: Not applicable. Author disclosures: JIB: Nothing to disclose. * Corresponding author. Department of Physical Medicine and Rehabilitation, Oslo University Hospital, University of Oslo, Oslo, Norway. Tel.: þ4797702383. E-mail address: [email protected] (J.I. Brox) http://dx.doi.org/10.1016/j.spinee.2014.08.454 1529-9430/Ó 2014 Elsevier Inc. All rights reserved.

Watson and Rosaline Rayner at John Hopkins University [6]. In their experiment with little Albert, aged 9 months, a normally pleasant stimulus was conditioned or learned to be fearful. This study that would have been considered unethical today, provided evidence of classical conditioning in humans. At baseline, the emotionally stable child showed no fear of the white rat, but by introducing a loud sound little Albert started to cry and show fear, which after pairing of the two stimuli turned into distress and avoidance behavior as just the white rat appeared in the room. This experiment has been criticized not just for ethical reasons, but also because there was no control subject and no post experiment in an attempt to reduce fear. A study by Cover Jones [7] published some years later suggests that it is possible to reduce fear and avoidance while repeatedly introducing a pleasant stimulus together with the fearful stimulus. Is it possible to translate this experiment into the FAM? A patient experiencing acute back pain that is aggravated by movement will try to avoid this unless he or she is convinced that it is safe to move. Acute back pain has a favorable prognosis and pain will recover in most patients independent of treatment [8]. The question is why fear and avoidance do not always fade away and in some patients become chronic. Have health-care providers become the conditioning stimulus by restricting the patient’s physical activity? The FAM was proposed in 1983 by Lethem et al. [9]. Later Waddell et al. [10,11] introduced the biopsychosocial model to better understand the failures of strict biomedical informed treatment. In 1993, they published a questionnaire for measuring fear avoidance beliefs (FABs) [11]. The central concept of the FAM is fear of pain. It is debated whether this has to be preceded by catastrophizing. It may be argued that a patient is unlikely to demonstrate fear of pain unless some kind of illness information together with negative affectivity is processed. Sensory, biomedical,

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emotional, cognitive, and behavioral aspects of pain are associated with physical performance and self-reported disability. It is debated whether the critical factor is pain or the consequences of pain. The FAM proposes confrontation and avoidance as the two extreme responses to pain, of which the former leads to reduction of fear over time. Avoidance leads to exacerbation and maintenance of fear that may generate a phobic state. The purpose of the first systematic review was to examine the importance of catastrophizing as a coping strategy in patients with low back pain [1]. High catastrophizers experienced worse outcome In the present systematic review, 89% of the records screened for inclusion were excluded. This suggests that results are prone to selection bias, but the authors have described the prespecified inclusion criteria in detail and exclusions seem justified. Twelve of the 16 included studies evaluated self-reported outcomes. Most of them found that catastrophizing was associated with pain and disability at follow-up. Five of six studies that applied cutoff values for the total score found that patients identified as high catastrophizers experienced worse outcome compared with low catastrophizers. The pain catastrophizing scale [12], the coping strategies questionnaire [13], and the pain-related questionnaire [14] were used to measure catastrophizing. These scales are only partly validated and the moderate correlation between two of the scales suggests that they are not measuring the same construct. One additional limitation was that the variability of patient scores was low. The discussion highlights the gaps in the literature and makes appropriate recommendations for future research. The article is easy to read and additional information is provided in the appendix. High FAB scores are associated with worse outcome The second systematic review evaluated the influence of FABs on work-related outcome, pain, and disability. Inclusion was limited to randomized controlled trials that investigated nonoperative treatment efficacy. Of 646 records, 78 studies were carefully evaluated, 12 high-quality studies and 5 lowquality studies were included. The authors concluded that in patients with low back pain for less than 6 months there was high-quality evidence that FAB (high scores) was associated with more pain and disability and less return to work. A decrease in FAB was associated with better outcome (moderate-quality evidence). Interventions that addressed FAB were most effective (moderate-quality evidence). In patients with chronic pain findings were less consistent. Perceived psychological and social factors at work were strongly associated with FABs about work in sick-listed back and neck patients [15]. Possible methodological aspects that should be further evaluated in future studies are that the outcome measures applied (FABQ [FAB questionnaire] and Tampa Kinesiophobia Scale) are only

moderately correlated and that cutoff values for high and low scores are debated. In a previous systematic review, we reported that a nonoperative intervention addressing FAB by a cognitive intervention and exposure to activities regarded as fearful was as effective as lumbar fusion for reduction of pain and disability in patients with chronic low back pain [16]. In addition, FAB and muscle strength was more improved at 1-year follow-up after nonoperative treatment [17–19]. The difference in FAB and was maintained at 4-year follow-up [20,21]. No difference in any outcome was found at 9-year follow-up [21,22]. Results suggest that FAB may be reduced among patients with chronic low back pain. In another trial, multidisiplinary rehabilitation did not reduce FAB as compared with lumbar disc prosthesis [23]. Lack of success in reducing FAB in the nonoperative group may have contributed to less improvement in pain and disability. The authors of the present systematic review conclude that the treatment strategy should be modified when FAB is present. The key question arising is how the current treatment strategy best could be modified. What is most effective: to challenge the patients’ thoughts by a cognitive intervention; to expose the patients to nonrecommended activities such as bending, lifting, and jumping; or combining the two in cognitive behavioral treatments? Is it advisable in agreement with Cover Jones [7] to combine safe and pleasant activities with fearful movements to decondition kinesiophobia and avidance? How comprehensive should the intervention be? How many sessions? Who should perform the interventions: general practitioners; specialists in physical medicine and rehabilitation; psychologists; physiotherapists; or multidisiplinary? In a trial including patients sick-listed for about 12 weeks (in the present systematic review) we compared three common interventions: treatment as usual, a brief cognitive intervention by a specialist in physical medicine and a physiotherapist (1–2 consultations), and a fitness program including about 20 sessions [24]. The trial was relatively small and no difference was found for the main outcome, return to work. Both the fitness program and the brief cognitive intervention reduced FAB compared with usual care (not correctly reported in the present systematic review). Another trial reported that both exposure and graded activity reduced the FABs [25].

The educational aspect The FAM may have focused too much on the psychological aspect of fear (like negative affect, catastrophizing), whereas other educational aspects may be equally important. Previous studies have reported that specialists dealing with low back pain have high FAB [26,27]. These health-care providers are likely to recommend their patients to restrict physical activity that may negatively influence outcome [26–28]. From this perspective, modifying treatment

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strategies should start with better education or re-education of health-care providers [29]. Clinicians may enhance their ability to assess the unpleasant situation of their low back pain patients by achieving a better understanding of FAB. There is a potential value of information that may lessen fear and concerns about pain and activities. The effectiveness of an educational program was assessed in a current trial [30]. Short (6 hours) biomedical and biopsychosocial educational courses for physiotherapy students were given. Fear avoidance belief and recommendations for work and physical activity were assessed before and after the intervention. It was found that the biopsychosocial course reduced students’ FAB compared with the biomedical course. Similar differences were found for recommendations to stay at work and to stay active. The study did not evaluate how the modified beliefs and attitudes were maintained over time and how it influenced the students’ future clinical practice. It is difficult to understand why the authors of the present review recommend to evaluate subgroup analyses of patients with normal FAB in future studies. An improvement is not expected and subgroup analyses generally provide poor evidence of causal relationships.

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Current evidence on catastrophizing and fear avoidance beliefs in low back pain patients.

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