Accepted Manuscript Cleaning and Sanitation of Salmonella-Contaminated Peanut Butter Processing Equipment Elizabeth M. Grasso, Stephen F. Grove, Lindsay A. Halik, Fletcher Arritt, Susanne E. Keller PII:

S0740-0020(14)00056-2

DOI:

10.1016/j.fm.2014.03.003

Reference:

YFMIC 2122

To appear in:

Food Microbiology

Received Date: 10 July 2013 Revised Date:

22 January 2014

Accepted Date: 5 March 2014

Please cite this article as: Grasso, E.M., Grove, S.F., Halik, L.A., Arritt, F., Keller, S.E., Cleaning and Sanitation of Salmonella-Contaminated Peanut Butter Processing Equipment, Food Microbiology (2014), doi: 10.1016/j.fm.2014.03.003. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

ACCEPTED MANUSCRIPT

1

Cleaning and Sanitation of Salmonella-Contaminated Peanut Butter Processing Equipment

2 Elizabeth M. Grassoa1*, Stephen F. Groveb, Lindsay A. Halikc1, Fletcher Arrittd, Susanne E.

4

Kellerc

RI PT

3

5 6

a

7

Bedford Park, IL 60501-1957 USA; [email protected],

8

10

b

Institute for Food Safety and Health, Illinois Institute of Technology, 6502 S. Archer Road,

M AN U

9

SC

Office of the Commissioner, U.S. Food and Drug Administration, 6502 S. Archer Road,

Bedford Park, IL 60501-1957 USA; [email protected]

11 12

c

13

Archer Road, Bedford Park, IL 60501-1957 USA; [email protected], [email protected]

TE D

14

Center for Food Safety and Applied Nutrition, U.S. Food and Drug Administration, 6502 S.

15

d

16

Schaub Hall, Raleigh, NC 27695-7624 USA; [email protected]

EP

17

Department of Food, Bioprocessing & Nutrition Sciences, North Carolina State University, 129

1Current Address: Institute for Food Safety and Health, Illinois Institute of Technology, 6502 S.

19

Archer Road, Bedford Park, IL 60501-1957 USA; [email protected]

20

AC C

18

21

* Corresponding author: Institute for Food Safety and Health, 6502 S. Archer Road, Bedford

22

Park, IL 60501-1957 USA; E-mail: [email protected]; Tel: (708) 563-8824; Fax: (708) 728-4177

23

ACCEPTED MANUSCRIPT

Abstract

25

Microbial contamination of peanut butter by Salmonella poses a significant health risk as

26

Salmonella may remain viable throughout the product shelf life. Effective cleaning and

27

sanitation of processing lines are essential for preventing cross-contamination. The objective of

28

this study was to evaluate the efficacy of a cleaning and sanitation procedure involving hot oil

29

and 60% isopropanol, ± quaternary ammonium compounds, to decontaminate pilot-scale

30

processing equipment harboring Salmonella. Peanut butter inoculated with a cocktail of four

31

Salmonella serovars (~7 log CFU/g) was used to contaminate the equipment (~75 L). The

32

system was then emptied of peanut butter and treated with hot oil (90oC) for 2 h followed by

33

sanitizer for 1 h. Microbial analysis of food-contact surfaces (7 locations), peanut butter, and oil

34

were conducted. Oil contained ~3.2 log CFU/mL on both trypticase soy agar with yeast extract

35

(TSAYE) and xylose lysine deoxycholate (XLD), indicating hot oil alone was not sufficient to

36

inactivate Salmonella. Environmental sampling found 0.25-1.12 log CFU/cm2 remaining on

37

processing equipment. After the isopropanol sanitation (± quaternary ammonium compounds),

38

no Salmonella was detected in environmental samples on XLD (< 0.16 log CFU/cm2). These

39

data suggest that a two-step hot oil clean and isopropanol sanitization treatment may eliminate

40

pathogenic Salmonella from contaminated equipment.

41

Highlights •

43



44



45



46

AC C

42

EP

TE D

M AN U

SC

RI PT

24

Hot oil alone is not sufficient to remove Salmonella on processing equipment. Hot oil may be a viable first step in a two part cleaning-sanitization process. Hot oil followed by 60% isopropanol removes Salmonella on processing equipment. Hot oil followed by isopropanol + QACs removes Salmonella on processing equipment.

Keywords: peanut butter, Salmonella, sanitation

2

ACCEPTED MANUSCRIPT

1. Introduction

48

Low-moisture foods, including nut butters, were once thought to be relatively safe with respect

49

to foodborne illness risk since low water activities do not permit the growth of foodborne

50

microorganisms. Research has shown that while pathogenic foodborne microorganisms are

51

unable to grow in these foods, they are able to persist in the products at both refrigerated and

52

ambient conditions for a long period of time (Burnett et al., 2000; Grasso et al., 2010; Keller et

53

al., 2012; Park et al., 2008). Furthermore, low-moisture foods such as peanuts, almonds,

54

hazelnuts, sesame seeds, pine nuts, walnuts, and pistachios have all been implicated in outbreaks

55

or recalled due to contamination with bacterial pathogens (Centers for Disease Control and

56

Prevention, 2011; U. S. Food and Drug Administration, 2004; U. S. Food and Drug

57

Administration, 2009a; U. S. Food and Drug Administration, 2010). Nuts may become

58

contaminated with pathogens, such as Salmonella, at any point from growth to processing

59

(Schaffner et al., 2013). Since the mid 1990’s there have been five recorded Salmonella

60

outbreaks associated with commercial peanut butter, peanut-based products, and peanut flavored

61

savory snacks (Centers for Disease Control and Prevention, 2007; Centers for Disease Control

62

and Prevention, 2009; Centers for Disease Control and Prevention, 2012; Killalea et al., 1996;

63

Scheil et al., 2008). More than 1,150 people became ill consuming Salmonella-contaminated

64

peanut butter products during two particularly high-profile U.S. outbreaks in 2007 and 2009

65

(Centers for Disease Control and Prevention, 2011), which highlighted the vulnerability of such

66

products to contamination by pathogenic microorganisms. The 2012 outbreak, involving a

67

variety of nut butter products processed at the same facility, was likely the result of poor

68

equipment sanitation (U. S. Food and Drug Administration, 2012).

AC C

EP

TE D

M AN U

SC

RI PT

47

69

3

ACCEPTED MANUSCRIPT

Typical grinding and packaging of roasted peanuts occurs at 48oC (Woodroof, 1983) yet

71

inactivation of microorganisms in peanut butter and peanut butter products is minimal at this

72

temperature (Mattick et al., 2001). Keller et al. (2012), found a 6 log CFU/g reduction in

73

Salmonella over 50 min at 85oC. Ma et al. (2009) and Shachar and Yaron (2006) found similar

74

results. These findings indicate thermal processing of peanut butter is not a practical

75

intervention step. Consequently, to reduce the risk of foodborne illness in such products,

76

prevention of contamination rather than processing is essential.

SC

RI PT

70

77

Effective cleaning and sanitation of nut butter lines are essential for preventing both initial and

79

cross-contamination with microbial hazards such as Salmonella (U. S. Food and Drug

80

Administration, 2009b; Grocery Manufacturers Association, 2009a; Grocery Manufacturers

81

Association, 2009b; Grocery Manufacturers Association, 2010; International Life Sciences

82

Institute, 2011; Podolak et al., 2010; Scott et al., 2009). In a May 2007 survey of Grocery

83

Manufacturers Association (GMA) members, 53% of respondents (n = 17 respondents) had

84

manufacturing periods for low-moisture areas of processing that extended 7 days or longer prior

85

to shutting down for sanitation (Scott et al., 2009). Several companies reported production

86

periods as long as 28-35 days prior to shutting down for sanitation (Scott et al., 2009).

87

Environmental investigations of consecutive Salmonella outbreaks originating from a single

88

bakery found that inadequately cleaned piping nozzles may have been responsible for a continual

89

cross-contamination problem (Evans et al., 1996). Traditional wet-cleaning methods are

90

generally not used in such a setting, as the introduction of moisture may increase the risk of

91

equipment contamination (Beuchat et al., 2013; Codex Alimentarius, 1979). Traditional dry-

92

cleaning methods are not suitable for all dry cleaning situations, such as nut butters (International

AC C

EP

TE D

M AN U

78

4

ACCEPTED MANUSCRIPT

Life Sciences Institute, 2011). Currently there are no validated sanitation programs for use in

94

high fat emulsified processing plants. As this type of product was considered to be of minimal

95

risk, good manufacturing practices have not been implemented and collectively used throughout

96

the nut butter manufacturing industry. Non-aqueous based chemical sanitation methods are

97

needed to ensure the killing/removal of pathogenic microorganisms from nut butter processing

98

equipment. However, the efficacy of such treatments needs further investigation. Potential

99

non-aqueous chemical sanitation products, such as quaternary ammonium compounds or

SC

RI PT

93

isopropyl alcohol containing quaternary ammonium compounds, have shown promising effects

101

against Salmonella in low-moisture environments (Du et al., 2007; Du et al., 2010; Kamineni et

102

al., 2011). A range of products are commercially available for disinfection of low-moisture food

103

production areas). Isopropanol has the added benefit of evaporating quickly and leaving no

104

residue on food production surfaces. The objective of this research was to evaluate the efficacy

105

of a model cleaning and sanitation method involving 60% isopropanol with and without the

106

addition of quaternary ammonium compounds on Salmonella removal from pilot-scale peanut

107

butter processing equipment.

TE D

M AN U

100

EP

108 2. Methods and methods

110

2.1 Organisms and growth conditions

111

Salmonella Tennessee K4643 and Salmonella Anatum 5802 were obtained as a gift from Dr. L.

112

Beuchat, University of Georgia (Athens, GA). S. Tennessee K4643 was originally isolated from

113

the 2006 United States peanut butter outbreak (Centers for Disease Control and Prevention,

114

2007). S. Anatum 5802 was isolated from a raw pecan sample. Salmonella Typhimurium 09-

115

0001-E5 and Salmonella Typhimurium 09-0001-A1 cultures were obtained as a gift from the

AC C

109

5

ACCEPTED MANUSCRIPT

116

Minnesota Department of Agriculture (St. Paul, MN) and originally isolated from peanut butter

117

involved in a 2008 multi-state outbreak in the United States. Stock cultures were maintained

118

frozen at -20oC.

RI PT

119

Overnight cultures of the four Salmonella serovars were transferred from TSAYE to test tubes

121

containing 10 mL trypticase soy broth (TSB; Becton, Dickinson, and Co.). After 24 h incubation

122

(37ºC), 0.1 mL was spread on the surface of TSAYE plates and incubated for 24 h at 37oC to

123

obtain lawn cultures. After incubation, cells were harvested from plates by adding 1 mL TSB

124

and mixed using a sterile L-shaped plate spreader (Fisher Scientific, Pittsburgh, PA). The

125

suspension was removed from the plate using a 1-mL pipette and collected in a 50 mL conical

126

centrifuge tube (Becton Dickinson, and Co., Franklin Lake, NJ). Approximately 0.5 mL cell

127

suspension was recovered from each plate. Ten plates of each serovar were harvested separately

128

for each experiment. Approximately 20 mL of cell suspension was recovered from 40 plates.

129

Five mL of each serovar cell suspension was pipetted together to form the Salmonella cocktail

130

used in this study. The concentration of harvested cells was 11.6 ± 0.6 log CFU/mL. This cell

131

suspension was then mixed 1:1 with peanut oil and approximately 1 mL of Tween 80 (Fisher

132

Chemical, Whippany, NJ).

M AN U

TE D

EP

AC C

133

SC

120

134

The cell:oil:Tween 80 mixture was thoroughly mixed with a vortex mixer. The mixture, ~41 mL

135

total, was equally divided between two 400 g lots of commercial creamy peanut butter in

136

separate Whirl-Pak bags (24 oz, Nasco, Fisher Scientific, Pittsburgh, PA) and mixed by

137

alternating hand mixing and stomaching (StomacherTM 400, Seward Ltd, West Sussex, UK) at 30

6

ACCEPTED MANUSCRIPT

138

s intervals at 250 rpm three times each. These two contaminated lots were subsequently used to

139

contaminate peanut butter used in pilot plant processing experiments.

140 2.2 Peanut butter processing equipment

142

A peanut butter pumping machine consisting of two steam-jacketed vessels and two pumps, with

143

stainless steel piping (inner diameter 1.5”) to circulate molten peanut butter (donated by North

144

Carolina State University and funded through a FDA Centers of Excellence grant awarded to

145

Western Center for Food Safety, University of California at Davis) was installed into the IFSH

146

Bio-Containment Pilot Plant (BCPP) to allow safe experimentation with large quantities of

147

pathogen (Figure 1). Biohazard suits with breathing air were used for trials involving large

148

quantities of pathogenic microorganisms or procedures that presented a risk of aerosolization.

149

The steam-jacketed vessels (capacity ~75L) included thermocouple units to provide continuous

150

in-tank temperature profiles of the heating process. The positive displacement pump from the

151

peanut butter tank allows re-circulation of product, or disposal from system and had a flow rate

152

of ~17.4 L/min.

EP

153

TE D

M AN U

SC

RI PT

141

2.3 Processing

155

Approximately 75 L of soybean oil, purchased from a wholesale supplier (Gordon Food

156

Services, Chicago, IL), was added to the steam-jacketed tank 1 (T1) and heated to ~93°C (Figure

157

1).

158

AC C

154

159

Oil heated in T1 was pumped through the piping, via the centrifugal pump until the exiting oil

160

was visibly clear (~5 L), to flush out any liquid or debris that may have been present in the

7

ACCEPTED MANUSCRIPT

161

piping prior to the start of each trial. Rinse oil was disposed of by pumping to a collection tank.

162

Once clear, the remaining oil was re-circulated through the piping back to T1.

163 Approximately 63.5 kg of creamy peanut butter, purchased from a manufacturer in bulk

165

containers (15.9 kg each), was autoclaved at 121°C for 30 min (total run time 1:08 h) to soften

166

the peanut butter for ease of handling prior to each trial. Immediately following autoclaving, the

167

temperature of the peanut butter was ~55-60oC, as measured by a digital thermometer probe

168

inserted near the middle of the container. Peanut butter treated in this manner was softened, but

169

otherwise unchanged in character. After autoclaving, peanut butter in each container was

170

sampled for initial bacterial counts, and then mixed with a metal 5-gal spiral mixer (Model

171

#SM5HD, Allway Tools, Bronx, NY) attached to an electric hand drill (DW130V, Dewalt,

172

Baltimore, MD) for approximately 1 min. Four containers of softened creamy peanut butter

173

were emptied into the steam-jacketed tank 2 (T2), and heated to ~65oC. Agitation was provided

174

inside T2 by the spiral mixer. While heating in T2, the peanut butter was pumped at a flow rate

175

of 17.4 ± 0.3 L/min from T2 through the piping to flush out any remaining oil. Peanut butter was

176

discarded until peanut butter of a regular consistency was observed exiting the equipment (~5 L

177

removed). Peanut butter was then re-circulated through the piping and T2 until a holding

178

temperature of 65oC was reached, at which time approximately 30 g of peanut butter was

179

removed in triplicate from the exit piping (Figure 1, #1), for determination of both microbial

180

populations and water activity.

182

SC

M AN U

TE D

EP

AC C

181

RI PT

164

2.3.1 Inoculation

8

ACCEPTED MANUSCRIPT

Approximately 60 kg heated peanut butter was inoculated with two 400-g lots of the Salmonella-

184

inoculated peanut butter (described earlier) and mixed as described earlier and by re-circulating

185

the mixture through the piping for 15 min, to ensure a fully contaminated processing line. Final

186

Salmonella populations in the product were determined in triplicate samples removed at the end

187

of the 15 min mixing period. Remaining contaminated peanut butter was then pumped into a

188

waste container.

RI PT

183

SC

189

After the peanut butter was pumped from the system, a rinse using approximately 20 L of

191

soybean oil at ambient temperature (~22°C) was added directly to T2 to remove any large peanut

192

butter clumps still remaining in the system. This initial oil rinse was re-circulated through the

193

piping and T2 for 5 min. After 5 min the oil/peanut butter mixture was sampled in triplicate for

194

microbial testing, and the remaining mixture was discarded.

M AN U

190

TE D

195 2.3.2 Hot oil clean

197

Soybean oil heated to 93oC in T1 was pumped to T2 to begin a “hot oil” cleaning procedure.

198

The hot oil was recirculated through the piping and T2 for 5 min to ensure thorough mixing.

199

After the initial 5 min recirculation, a ‘0 time’ sample of the oil was taken. Subsequent samples

200

of oil were taken at regular intervals up to 2 h (0, 30, 60, 90, and 120 min). The oil was then

201

discarded, and environmental samples (swabs) taken as described section 2.4.

203

AC C

202

EP

196

2.3.3 Chemical sanitation

9

ACCEPTED MANUSCRIPT

204

Two types of sanitation protocols, both containing isopropanol, were utilized. Equipment was

205

cooled for 24 h prior to any chemical sanitation to ensure that isopropanol was not used near its

206

flash point (40oC). All experimental trials were repeated three times for each sanitizer.

RI PT

207 2.3.3.1 Isopropanol sanitation

209

Isopropanol (Fisher Scientific, Pittsburgh, PA) was diluted to a 60% (v/v) concentration using

210

deionized water. Approximately 75 L of 60% isopropanol was poured into T2. Pumping

211

commenced, and the alcohol, which initially had a cloudy appearance due to residual oil and

212

peanut butter in the system, was diverted to a waste container until it appeared clear (~7.5-10 L).

213

The remaining isopropanol (~65 L) was re-circulated for 60 min at room temperature, and then

214

diverted to waste. Environmental samples were taken as described in section 2.4 (Figure 1b).

M AN U

SC

208

215

2.3.3.2 Isopropanol with added quaternary ammonium compounds sanitation

217

Redi san RTU hard surface sanitizer (Ecolab, St. Paul, MN) containing 59% isopropanol and

218

0.02% quaternary ammonium compounds was used. Redi san is commercially-available and

219

EPA-registered for food-contact surfaces, when used as the manufacturer instructs.

220

Approximately 65 L of the commercial sanitizer was circulated through the piping and T2.

221

Sanitizer visibly contaminated with peanut butter was diverted to a waste container until it

222

appeared clear (~5 L). The remaining isopropanol based sanitizer was again re-circulated for 60

223

min at room temperature, and then diverted to waste. Environmental samples were taken as

224

described in section 2.4.

AC C

EP

TE D

216

225 226

2.4 Environmental sampling

10

ACCEPTED MANUSCRIPT

Environmental samples were taken at four time points during the experiment; prior to the start of

228

the experiment, after hot oil treatment, after cooling, immediately prior to sanitizer treatment,

229

and immediately following any sanitizer treatment. Sampling sites were as follows: ; 2. Upper 1.

230

Exit piping of tank 2 (T2); 2. Elbow of the upper recirculation pipe of T2; 3. Left elbow of lower

231

pipe, left of positive displacement pump; 4. Right side of lower pipe, immediately before

232

positive displacement pump; 5. Lower pipe, immediately after positive displacement pump; 6.

233

Bottom exit of T2; and 7. Bottom exit of tank 1 (T1) (Table 1, Figure 1b). These sites were

234

chosen as the most likely to contain detectable levels of Salmonella after the cleaning and

235

sanitation process. All sampling sites with the exception of the bottom exit of tank 1 (T1) had

236

direct contact with the contaminated peanut butter. Sample times and location were the same for

237

each trial.

238

Environmental samples were taken by swabbing an area of ~6.25 cm2 (2.5 cm x 2.5 cm) at the

239

predetermined locations. The limit of detection was 0.16 log CFU/cm2. A commercial

240

environmental swab consisting of a five-inch, rayon-tipped swab and containing a neutralizing

241

buffer (3MTM, St. Paul, MN) was used. Environmental swabs were stored on ice (less than 2 h)

242

until microbial analysis.

SC

M AN U

TE D

EP

243

RI PT

227

2.5 Microbial analysis

245

To determine Salmonella populations in peanut butter and oil samples, 10 g samples were taken

246

and serially diluted 1:10 in 0.1% peptone water (Becton, Dickinson, and Co.) and plated on

247

TSAYE and xylose deoxycholate agar (XLD, Becton, Dickinson, and Co.). One to two drops of

248

Tween 80 was added to the first of each dilution series with the peanut butter or oil.

249

Environmental samples were serially diluted in 0.1% peptone water and plated onto TSAYE and

AC C

244

11

ACCEPTED MANUSCRIPT

250

XLD. Plates were incubated at 37oC for 24 h. For each trial, a few presumptive positive

251

colonies were picked and confirmed as Salmonella species using Gram negative cards in the

252

Vitek® 2 Compact (bioMérieux, Marcy l’Etoile, France).

RI PT

253 2.6 Statistical analysis

255

One-way analysis of variance (ANOVA) and paired t tests between sampling points for the

256

environmental swabs and also between product contamination from inoculation through hot oil

257

treatment were calculated with SAS 9.2 (SAS Institute, Inc, Cary, NC) at a significance level of

258

95% (α = 0.05).

M AN U

SC

254

259 3. Results and Discussion

261

Although traditional water-based cleaning and sanitizing methods are very effective at reducing

262

the presence of microorganisms in the processing environment, they are not recommended for

263

use in the low-moisture food processing environment (Du et al., 2007). During the manufacture

264

of peanut butter products and cleaning/sanitation of peanut butter processing equipment, the

265

environment should be kept as free from moisture as possible. The use of water during cleaning

266

can allow the water activity to reach levels that promote the growth of microorganisms (Beuchat

267

et al., 2013; Codex Alimentarius, 1979). Dry sanitation procedures are used in processing

268

environments where water must not be used, but current methods may not be appropriate for all

269

dry cleaning situations (Beuchat et al., 2013; International Life Sciences Institute, 2011).

270

Currently, nut butter producers frequently push through fresh product or internal pipeline

271

cleaning devices to remove unwanted product or clean their piping, and do not have validated

272

chemical methods to sanitize their processing equipment. The lack of effective sanitation

AC C

EP

TE D

260

12

ACCEPTED MANUSCRIPT

procedures could lead to microbial cross-contamination (Evans et al., 1996; Grocery

274

Manufacturers Association, 2009b; Kusumaningrum et al., 2003), as seen in the 2012 Salmonella

275

outbreak in Sunland, Inc. products (Centers for Disease Control and Prevention, 2012; U. S.

276

Food and Drug Administration, 2012).

RI PT

273

277

Cleaning and sanitation trials were conducted on pilot-scale stainless steel nut butter pumping

279

equipment designed to mimic optimal processing conditions currently used in the nut butter

280

industry (Codex Alimentarius, 2008).

M AN U

281

SC

278

Three independent cleaning/sanitizing trials were conducted for each sanitation treatment.

283

Approximately 63.5 kg of commercial creamy peanut butter was heated in the steam jacketed

284

tank 2 (T2). Once the temperature of the peanut butter reached ~60oC, 800 g of inoculated

285

peanut butter was added to T2. Surface grown cultures (sessile) were used as studies have

286

shown their thermal resistance follows a linear trend (Keller et al., 2012). Water activity samples

287

were collected immediately before inoculation and after 15 min mixing. The water activities of

288

the peanut butter before and after inoculation were 0.200 ± 0.045 and 0.203 ± 0.052,

289

respectively. It was concluded that addition of the inoculum did not have a significant effect (n =

290

6; p > 0.05) on the water activity of the peanut butter.

EP

AC C

291

TE D

282

292

A temperature range of 60-65oC was chosen as the inoculation and processing temperature for

293

the peanut butter. In this temperature range the peanut butter remained in a molten state that

294

flowed freely through the piping. In addition, previous research has shown that Salmonella

295

serovars are thermally stable at temperatures under ~80oC in peanut butter (Keller et al., 2012;

13

ACCEPTED MANUSCRIPT

Ma et al., 2009; Shachar and Yaron, 2006). Holding the peanut butter between 60-65oC allowed

297

the inoculated peanut butter to fully contaminate the system and ensured any microbial reduction

298

was not due to thermal death during the contamination process. The final microbial count of the

299

peanut butter used to contaminate the equipment was 7.3-7.4 log CFU/g (Table 2).

RI PT

296

300

Although homogeneous contamination of the processing equipment was desired, it is noted that

302

in many foods, especially low-moisture foods, distribution of pathogens may not be

303

homogeneous. Environmental samples were taken at areas of the equipment that came into

304

contact with the inoculated peanut butter product and on an area known not to come into contact

305

with the contaminated peanut butter (Table 1). The environmental swabs were taken from

306

different locations in the peanut butter processing line to determine the background

307

contamination remaining on the equipment, and to determine the efficacy of the

308

cleaning/sanitation of the hot oil and isopropanol-based treatments (Figures 2 and 3).

M AN U

TE D

309

SC

301

In addition to environmental swabs, samples were taken of inoculated peanut butter, cold oil

311

flush, and periodically of the hot oil circulated throughout the system (Table 2). Triplicate

312

samples were obtained for each product at each sampling point. Following the removal of

313

inoculated peanut butter from the system, the initial cold oil flush provided ~1-log CFU/mL

314

reduction of Salmonella than initially present in the peanut butter present in the system. After

315

the initial oil flush was drained, the hot oil treatment provided a second immediate reduction

316

from the initial microbial load. Both reductions with oil could be attributed to a simple dilution

317

effect. During the 2 h hot oil treatment, the temperature of the oil ranged from 86oC to 90oC

318

(measured at t = 0 and 120 min, respectively). Heat was applied to the system through a steam-

AC C

EP

310

14

ACCEPTED MANUSCRIPT

jacketed insulated main tank. Circulatory piping was not heated. Therefore, the oil in portions

320

of the equipment that were not heated and/or insulated may have been at a lower temperature

321

than oil in the heated tank. This is not atypical of what would be found in the industry.

322

Although there was variability in oil temperature for the duration of the hot oil treatment,

323

microbial levels enumerated from all oil samples collected during the two hour hot oil circulation

324

were not statistically different (p > 0.05; Table 2), indicating no significant thermal inactivation

325

occurred during hot oil treatment. This was not unexpected based on thermal kinetics found in

326

the literature related to thermal destruction of Salmonella in this temperature range in low-

327

moisture environments. Salmonella inoculated into peanut butter is resistant to heat, with the

328

greatest inactivation occurring within the first 10-20 min of heat treatment (Ma et al., 2009;

329

Shachar and Yaron, 2006). The same authors observed a maximum decrease of 3.2 log CFU/g at

330

90oC held for 50 min, for a cocktail of Salmonella Agona, S. Enteritidis, and S. Typhimurium.

M AN U

SC

RI PT

319

TE D

331

The lack of a reduction in Salmonella counts in the hot oil throughout the hot oil treatment is also

333

reflected in the environmental swab results after hot oil treatment (Figures 2 and 3). Total

334

microbial populations are clearly higher after hot oil treatment indicating the failure of hot oil to

335

reduce populations to pre-contamination levels (data not shown). This is again obvious in

336

presumptive Salmonella populations (Figure 2).

AC C

337

EP

332

338

Since the results of all three trials of hot oil treatments failed to remove Salmonella from the

339

peanut butter processing equipment or provide a reasonable reduction in Salmonella populations,

340

using an oil treatment as a sanitation step would unlikely provide appropriate levels of

15

ACCEPTED MANUSCRIPT

341

decontamination. However, no visible peanut butter residual was observed following the hot oil

342

treatment.

343 It is critical that such sanitizing is undertaken in a manner that avoids the creation of a further

345

safety risk. Consequently, all processing equipment was allowed to return to ambient

346

temperatures prior to the isopropanol based sanitation procedure. Equipment was allowed to

347

cool for 24 h prior to the use of isopropanol to ensure treatment below the flash point of

348

isopropanol (40oC).

SC

RI PT

344

M AN U

349

Following circulation of 60% isopropanol at ambient temperature for 1 hour, low levels of

351

microbial contamination were detected on the processing equipment after plating on TSAYE. A

352

number of colonies on TSAYE were tested using the Vitek microbial identification system, but

353

none were found to be Salmonella. In addition, after isopropanol treatment there were no

354

presumptive Salmonella detected in environmental swabs when plated onto XLD (detection level

355

0.16 log CFU/cm2) (Figure 2). Similar results were observed for sanitizing treatment using

356

isopropanol with added quaternary ammonium compounds as were found for the 60%

357

isopropanol treatment (Figure 3). Less than 1.15 CFU/cm2 were enumerated on TSAYE from

358

equipment surfaces following the sanitation step, but again no Salmonella were detected after

359

treatment (Figure 3).

EP

AC C

360

TE D

350

361

Du et al. (2007), also investigated the use of isopropanol-based quaternary ammonium sanitizer

362

on the treatment of almond dust inoculated stainless steel surfaces, and found a reduction in

363

aerobic plate counts of ~3 log CFU/g. Further studies on the use of isopropanol-based

16

ACCEPTED MANUSCRIPT

quaternary ammonium sanitizers found that they were more effective than aqueous quaternary

365

ammonium sanitizers (Du et al., 2010). The same authors also showed similar reductions in

366

Salmonella populations to results to those found here. In the previous study both isopropanol

367

and isopropanol-based quaternary ammonium sanitizer were able to reduce Salmonella counts

368

from an initial contamination level of 5.2 log CFU/g to below 1.3 log CFU/g in almond huller-

369

sheller dust. In our studies Salmonella reductions were found to be as great as 4-6 log CFU/cm2

370

depending on the initial contamination (Figures 2 and 3). The use of 60% isopropanol or 59%

371

isopropanol with 0.02% added quaternary ammonium compounds aided in the sanitation of the

372

pilot-scale nut butter pumping equipment.

M AN U

SC

RI PT

364

373 4. Conclusions

375

Sanitation guidelines are lacking for facilities where the use of water-based cleaning and

376

sanitation procedures are not desirable. In this study, we have tested the use of hot oil and

377

isopropanol sanitizers to decontaminate a simulated peanut butter processing system.

378

Unfortunately, hot oil did not result in any appreciable reduction in Salmonella levels other than

379

what would be expected through a dilution effect. However, hot oil was effective in

380

cleaning/removing peanut butter from the processing equipment. A cleaning step is critical prior

381

to the application of a chemical sanitizer, particularly in the presence of high-fat foods such as

382

peanut butter, which may confer stability to the bacterial cells. Following removal of peanut

383

butter, both 60% isopropanol and an isopropanol sanitizer containing quaternary ammonium

384

compounds, examined independently, were highly effective with respect to reduction of

385

Salmonella in the system. Both isopropanol-based sanitizers were able to effectively reduce

386

Salmonella contamination by as much as 5-log CFU/g, to below detection limits.

AC C

EP

TE D

374

17

ACCEPTED MANUSCRIPT

387 Typical industry recommendations with respect to good manufacturing practices call for

389

effective cleaning and sanitation at regularly scheduled intervals (Codex Alimentarius 1979,

390

Grocery Manufactures Association 2009a). A two-step, hot oil clean followed by isopropanol-

391

based sanitizer as outlined here may provide such a procedure for an environment frequently

392

deficient in documented effective cleaning and sanitation regiments. In addition, implementation

393

of such procedures could allow for effective lot separation, thus reducing the risk of recalls

394

should contamination occur and can provide an effective means for reducing or eliminating

395

Salmonella contamination of nut butter processing equipment.

M AN U

SC

RI PT

388

396 5. Acknowledgements

398

This work was supported by the U.S. Food and Drug Administration and by appointments to the

399

Research Participation Program at the Center for Food Safety and Applied Nutrition

400

administered by the Oak Ridge Institute for Science and Education (ORISE) through

401

an interagency agreement between the U.S. Department of Energy and the U.S. Food and Drug

402

Administration. This project was also supported by the U.S. Food and Drug Administration,

403

Office of the Commissioner, Commissioner’s Fellowship Program (CFP). This project was also

404

supported by the International Life Sciences Institute (ILSI) North America.

EP

AC C

405

TE D

397

406

6. References

407

Beuchat, L.R., Komitopoulou, E., Beckers, H., Betts, R.P., Bourdichon, F., Fanning, S. Joosten,

408

H.M., Ter Kuile, B.H., 2013. Low-water activity foods: Increased concern as vehicles of

409

foodborne pathogens. Journal of Food Protection 76, 150-172.

18

ACCEPTED MANUSCRIPT

410 411

Burnett, S.L., Gehm, E.R., Weissinger, W.R., Beuchat, L.R., 2000. Survival of Salmonella in peanut butter and peanut butter spread. Journal of Applied Microbiology 89, 72–77. Centers for Disease Control and Prevention, 2007. Multistate outbreak of Salmonella serotype

413

Tennessee infections associated with peanut butter—United States, 2006–2007.

414

Morbidity and Mortality Weekly Report. 56(21):521–524.

415

RI PT

412

Centers for Disease Control and Prevention, 2009. Multistate outbreak of Salmonella infections associated with peanut butter and peanut butter containing products—United States,

417

2008–2009. Morbidity and Mortality Weekly Report 58, 85-90.

419

Centers for Disease Control and Prevention, 2011. Salmonella outbreaks.

M AN U

418

SC

416

http://www.cdc.gov/salmonella/outbreaks.html. Accessed: September 2011. Centers for Disease Control and Prevention, 2012. Multistate outbreak of Salmonella Bredeney

421

infections linked to peanut butter manufactured by Sunland, Inc. (Final Update).

422

http://www.cdc.gov/salmonella/bredeney-09-12/index.html. Accessed: November 2012.

423

TE D

420

Codex Alimentarius, 1979. Recommended international code of hygienic practice for groundnuts (peanuts). CAC/RCP 22-1979.

425

http://www.codexalimentarius.net/input/download/standards/267/CXP_022e.pdf .

426

Accessed: November 2012.

428 429 430 431 432

Codex Alimentarius, 2008. Guidelines for the validation of food safety control measures.

AC C

427

EP

424

CAC/GL 69-2008.

http://www.codexalimentarius.net/input/download/standards/11022/cxg_069e.pdf.

Accessed: December 2012.

Du, W.-X., Danyluk, M.D., Harris, L.J., 2007. Evaluation of cleaning treatments for almondcontact surfaces in hulling and shelling facilities. Food Protection Trends 27, 678-683.

19

ACCEPTED MANUSCRIPT

433

Du, W.-X., Danyluk, M.D., Harris, L.J., 2010. Efficacy of aqueous and alcohol-based

434

quaternary ammonium sanitizers for reducing Salmonella in dusts generated in almond

435

hulling and shelling facilities. Journal of Food Science 75, M7-13.

437 438

Evans, M.R., Tromans, J.P., Dexter, E.L.S., Ribeiro, C.D., 1996. Consecutive Salmonella

RI PT

436

outbreaks traced to the same bakery. Epidemiology and Infection 116, 161-167.

Grasso, E.M., Somerville, J.A., Balasubramaniam, V.M., Lee, K., 2010. Minimal effects of highpressure treatment on Salmonella enterica serovar Typhimurium inoculated into peanut

440

butter and peanut products. Journal of Food Science 75, E522-526.

Grocery Manufacturers Association, 2009a. Control of Salmonella in low-moisture foods.

M AN U

441

SC

439

442

http://www.gmaonline.org/downloads/technical-guidance-and-

443

tools/SalmonellaControlGuidance.pdf. Accessed: November 2010.

444

Grocery Manufacturers Association, 2009b. Annex to control of Salmonella in low-moisture foods. http://www.gmaonline.org/downloads/technical-guidance-and-

446

tools/Salmonellaguidanceannex.pdf. Accessed: November 2010.

447

TE D

445

Grocery Manufacturers Association, 2010. Industry handbook for safe processing of nuts. http://www.gmaonline.org/downloads/technical-guidance-and-

449

tools/Executive_Summary_NutIndustryHandbook_22Feb10.pdf. Accessed: November

450

2011.

452 453 454

AC C

451

EP

448

International Life Science Institute Europe, 2011. Persistence and survival of pathogens in dry foods and dry food processing environments. http://www.ilsi.org/Europe/Documents/Persistence%20and%20survival%20report.pdf. Accessed: January 2013.

20

ACCEPTED MANUSCRIPT

455

Kamineni, P., Halik, L., Grasso, E., Keller, S., Grove, S., Jackson, L., Chirtel, S., 2011.

456

Sanitation guidelines for almond and nut butter processing. Final Report, Almond Board

457

of California. Keller, S., Grasso, E., Halik, L., Fleischman, G., Chirtel, S., Grove, S., 2012. Effect of growth on

RI PT

458

the thermal resistance and survival of Salmonella Tennessee and Oranienburg in peanut

460

butter, measured by a new thin-layer thermal death time device. Journal of Food

461

Protection 75, 1125-1130.

462

SC

459

Killalea, D., Ward, L.R., Roberts, D., de Louvois, J., Sufi, F., Stuart, J.M., Wall, P.G., Susman, M., Schwieger, M., Sanderson, P.J., Fisher, I.S.T., Mead,P.S., Gill, O.M., Bartlett,

464

C.L.R., Rowe, B., 1996. International epidemiological and microbiological study of

465

outbreak of Salmonella Agona infection from a ready to eat savoury snack—I: England

466

and Wales and the United States. British Medical Journal 313, 1105-1107. Kusumaningrum, H.D., Riboldi, G., Hazeleger, W.C., Beumer, R.R., 2003. Survival of

TE D

467

M AN U

463

468

foodborne pathogens on stainless steel surfaces and cross-contamination to foods.

469

International Journal of Food Microbiology 85, 227-236. Ma, L., Zhang, G., Gerner-Smidt, P., Mantripragada, V., Ezeoke, I., Doyle, M.P., 2009. Thermal

EP

470

inactivation of Salmonella in peanut butter. Journal of Food Protection 72, 1596-1601.

472

Mattick, K.M., Jørgensen, F., Wang, P., Pound, J., Vandeven, M.H., Ward, L.R., Legan, J.D.,

473

Lappin-Scott, H.M., Humphrey, T.J. 2001, Effect of challenge temperature and solute

474 475 476 477

AC C

471

type on heat tolerance of Salmonella serovars at low water activity. Applied and Environmental Microbiology 67, 4128-4136.

Park, E.J., Oh, S.W., Kang, D.H., 2008. Fate of Salmonella Tennessee in peanut butter at 4 and 22°C. Journal of Food Science 73, M82-86.

21

ACCEPTED MANUSCRIPT

478

Podolak, R., Enache, E., Stone, W., Black, D.G., Elliot, P.H., 2010. Sources and risk factors for

479

contamination, survival, persistence, and heat resistance of Salmonella in low-moisture

480

foods. Journal of Food Protection 73, 1919-1936. Schaffner, D.W., Buchanan, R.L., Calhoun, S., Danyluk, M.D., Harris, L.J., Djordjevic, D.,

482

Whiting, R.C., Kottapalli, B., Wiedmann, M., 2013. Issues to consider when setting

483

intervention targets with limited data for low-moisture food commodities: A peanut case

484

study. Journal of Food Protection 76, 360-369.

SC

485

RI PT

481

Scheil, W., Cameron, S., Dalton, C., Murray, C., Wilson, D., 2008. A South Australian Salmonella Mbandaka outbreak investigation using a database to select controls.

487

Australian and New Zealand Journal of Public Health 22, 536-539.

488

M AN U

486

Scott, V.N., Chen, Y., Freier, T.A., Keuhm, J., Moorman, M., Meyer, J., Morille-Hinds, T., Post, L., Smoot, L., Hood, S., Shebuski, J., Banks, S., 2009. Control of Salmonella in low-

490

moisture foods I: minimizing entry of Salmonella into a processing facility. Food

491

Protection Trends 29, 342-353.

492

TE D

489

Shachar, D.,Yaron, S., 2006. Heat tolerance of Salmonella enterica serovars Agona, Enteritidis, and Typhimurium in peanut butter. Journal of Food Protection 69, 2687-2691.

494

U. S. Food and Drug Administration, 2004. 2004 Recalls, market withdrawals, & safety alerts.

496

http://www.fda.gov/Safety/Recalls/ArchiveRecalls/2004/default.htm. Accessed October

AC C

495

EP

493

2013.

497

U. S. Food and Drug Administration, 2009a. 2009 Recalls, market withdrawals, & safety alerts.

498

http://www.fda.gov/Safety/Recalls/ArchiveRecalls/2009/default.htm. Accessed October

499

2013.

22

ACCEPTED MANUSCRIPT

500

U. S. Food and Drug Administration, 2009b. Guidance for industry: Measures to address the risk

501

for contamination by Salmonella species in food containing a peanut-derived product as

502

an ingredient.

504 505

http://www.fda.gov/Food/GuidanceComplianceRegulatoryInformation/GuidanceDocuments/Pro

RI PT

503

duceandPlanProducts/ucm115386.htm. Accessed: May 2011.

U. S. Food and Drug Administration, 2010. 2010 Recalls, market withdrawals, & safety alerts. http://www.fda.gov/Safety/Recalls/ArchiveRecalls/2010/default.htm. Accessed October

507

2013.

U.S. Food and Drug Administration, 2012. Inspection report: FEI number 1000117188.

M AN U

508

SC

506

509

http://www.fda.gov/downloads/AboutFDA/CentersOffices/OfficeofGlobalRegulatoryOpe

510

rationsandPolicy/ORA/ORAElectronicReadingRoom/UCM324793.pdf. Accessed April

511

2013.

515

TE D

514

Company, Inc., Westport CT.

EP

513

Woodroof, J.G. 1983, Peanuts: production, processing, products, 3rd edition. AVI Publishing

AC C

512

23

ACCEPTED MANUSCRIPT

a 2

4 6

7

RI PT

1

5

M AN U

SC

3

516 517

b

518

522 523 524 525

EP

521

AC C

520

TE D

519

526

Figure 1. a. A schematic diagram of the peanut butter pumping machine. bLocations of

527

environmental samples taken from the machine. 1. Exit piping; 2. Upper elbow; 3. Left elbow of

528

lower pipe, left of positive displacement pump; 4. Right side of lower pipe, immediately before

24

ACCEPTED MANUSCRIPT

529

positive displacement pump; 5. Lower pipe, immediately after positive displacement pump; 6.

530

Bottom exit of T2; 7. Bottom exit of T1.

531

RI PT

532 533 534

SC

535 536

M AN U

537 538 539

AC C

EP

TE D

540

25

SC

RI PT

ACCEPTED MANUSCRIPT

M AN U

541

Figure 2. Salmonella populations remaining on the peanut butter equipment at seven different

543

locations as tested with environmental swabs plated onto xylose lysine deoxycholate (XLD) agar

544

with a limit of detection of 0.16 log CFU/cm2. Samples were taken before the start of a new

545

trial, after the hot oil treatment, after system cool down, and after the isopropanol treatment.

EP

547

AC C

546

TE D

542

26

SC

RI PT

ACCEPTED MANUSCRIPT

M AN U

548

Figure 3. Salmonella populations remaining on the peanut butter equipment at seven different

550

locations as tested with environmental swabs plated onto xylose lysine deoxycholate (XLD) agar

551

with a limit of detection of 0.16 log CFU/cm2. Samples were taken before the start of a new

552

trial, after the hot oil treatment, after system cool down, and after the isopropanol with added

553

quaternary ammonium compounds treatment.

EP

555

AC C

554

TE D

549

27

ACCEPTED MANUSCRIPT

Table 1. Environmental sampling sites and rationale for sampling site inclusion.

2

Elbow of the upper recirculation pipe of T2

3

Left elbow of lower pipe, left of positive displacement pump

4

Right side of lower pipe, immediately before positive displacement pump

5

Lower pipe, immediately after positive displacement pump

6

Bottom exit of T2

This would be where product was filled into packaging Complete fill of this angle of pipe may be difficult and have a decreased contact-time Higher chance or contamination due to gravitational force leading towards positive displacement pump Higher chance or contamination due to gravitational force leading towards positive displacement pump Small voids may occur due to slippage of positive displacement pump leading to lower contact-time All product/sanitizer leaving the heated vessel exits through this port, higher chance or contamination and longer contact-time Contamination should not occur unless there were pump failure issues

yes

M AN U

TE D

AC C

Bottom exit of tank 1 (T1)

Direct contact with peanut butter/sanitizer

Rationale

SC

1

Exit piping of tank 2 (T2)

7

557

Environment sampling site

RI PT

Sample number

EP

556

yes

yes

yes

yes

yes

no

558

28

ACCEPTED MANUSCRIPT

559

Table 2. Microbial counts in the product sample at various time points throughout the peanut

560

butter inoculation. Samples were plated onto tryptic soy agar with yeast extract (TSAYE) and

561

xylose lysine deoxycholate (XLD) agar.

M AN U

TE D EP AC C

562 563 564 565

SC

RI PT

Microbial survival (log CFU/g) of producta Product sample TSAYE XLD Inoculated peanut butter 7.4 ± 0.4 A 7.3 ± 0.4 a Initial oil flush 6.3 ± 0.5 B 6.5 ± 1.3 b Hot oil (t = 0 min) 4.5 ± 1.0 C 4.5 ± 1.0 c Hot oil (t = 30 min) 4.0 ± 0.3 C 3.7 ± 0.5 c Hot oil (t = 60 min) 3.6 ± 0.4 C 3.6 ± 0.9 c Hot oil (t = 90 min) 3.6 ± 0.8 C 3.4 ± 1.4 c Hot oil (t = 120 min) 3.2 ± 1.2 C 3.3 ± 1.6 c a Different capital letters indicate significant differences (p < 0.05) between sampling points measured on TSAYE media; different lowercase letters indicate significant differences (p < 0.05) between sampling points measured on XLD media.

29

Cleaning and sanitation of Salmonella-contaminated peanut butter processing equipment.

Microbial contamination of peanut butter by Salmonella poses a significant health risk as Salmonella may remain viable throughout the product shelf li...
1MB Sizes 1 Downloads 10 Views