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Brain autoantibodies in autism spectrum disorder

Autism spectrum disorder (ASD) is a complex neurodevelopmental disorder characterized by impairments in reciprocal social interactions as well as restricted, repetitive and stereotyped patterns of behavior. The etiology of ASD is not well understood, although many factors have been associated with its pathogenesis, such genetic, neurological, environmental and immunological factors. Several studies have reported the production of numerous autoantibodies that react with specific brain proteins and brain tissues in autistic children and alter the function of the attacked brains tissue. In addition, the potential role of maternal autoantibodies to the fatal brain in the etiology of some cases of autism has also been reported. Identification and understanding of the role of brain autoantibodies as biological biomarkers may allow earlier detection of ASD, lead to a better understanding of the pathogenesis of ASD and have important therapeutic implications.

Nadra E Elamin1 & Laila Y AL-Ayadhi*,1,2 Autism Research & Treatment Center, Shaik AL-Amodi Autism Research Chair, Faculty of Medicine, King Saud University, Riyadh, Saudi Arabia 2 Department of Physiology, Faculty of Medicine, King Saud University, PO Box 2925, Riyadh 11461, Saudi Arabia *Author for correspondence: Tel.: +966 11 467 1614 Fax: +966 11 462 07207 ayadh2@ gmail.com 1

Keywords: animal models • autism • autoimmunity • brain autoantibodies • BTBR mice • maternal antibodies • neurodevelopmental disorders

Autism spectrum disorder (ASD) is a complex neurodevelopmental disorder characterized by impairments in reciprocal social interactions, such as verbal and nonverbal communication, and restricted, repetitive and stereotyped pat­ terns of behavior. Recently, the prevalence of ASD has increased dramatically; the current prevalence of ASDs is estimated at 1 in 88 chil­ dren, with a male to female ratio of approxi­ mately 5:1 [1] . Patients are typically diagnosed before the age of 36 months [2] . The etiology and the clinical expression of the disorder is heterogeneous and complex [3,4] ; multiple fac­ tors have been suggested to be involved in its pathogenesis such as genetic, environmental, neurological and immunological factors [5–7] . There is strong evidence that genetic fac­ tors such as HLADRB1*04 and complement component C4B can contribute to the patho­ genesis of autism, as well as environ­mental fac­ tors such as a viral infection that may cause autoimmunity to the brain and thereby may lead to pathological changes in the brain of autistic children [8].

10.2217/BMM.14.1 © 2014 Future Medicine Ltd

The potential role of the immune system in ASD has been addressed in several studies, especially autoimmunity to CNS. It has been proposed that autoimmunity may play a key role in the pathogenesis of neurologic disorders, including ASD [2,9–12] . These are shown by several autoimmune factors: presence of brainspecific autoantibodies; impaired lymphocyte functions; abnormal cytokine regulation; viral associations; and indirect association of certain immunogenetic factors [13] , as well as neuroglial activation and neuro­inflammation in the CNS in autistic children [14] . In addition, a number of immune system-related genes have been linked to this disorder. These include the null allele of the C4B gene, a complement component, as well as the extended HLA [15–17] . The poten­ tial role for maternal antibodies as a pathogenic factor has also been proposed [18–20] . Moreover, children with ASD were found to have a family history of autoimmune dis­ orders, including asthma, multiple sclerosis (MS), rheumatoid arthritis, Type 2 diabetes mellitus and celiac disease [2,12,21] . Recently,

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Review  Elamin & AL-Ayadhi Mostafa and AL-Ayadhi have postulated that immune responses associated with allergy may contribute to the pathogenesis of ASD, as allergy may induce the pro­ duction of brain-specific autoantibodies secondary to exposure to allergens [22] . In this article we will focus on brain autoantibodies that have been previously reported in subjects with ASD and their prospective contribution in the pathogenesis of ASD. The presence of antibodies to ‘self’ tissue, or auto­ antibodies, which are immune proteins that mistakenly attack the body’s own cells, to various proteins has been observed in a subset of patients with ASD, and they are associated with neurological or neuro­psychiatric symp­ toms [2] . Under normal conditions, large molecules such as IgG and other immune components are excluded from the CNS by the blood–brain barrier (BBB). How­ ever, infectious and environmental factors can increase permeability of the BBB. Thus, these antibodies may cross the BBB, enter the CNS and combine with brain tissue antigens forming immune complexes that cause damage to the neurological tissue, and thus may lead to behavioral changes and congenital impairments [23] . Autoantibodies are classified into three groups: anti­ bodies that are linked with symptom development; anti­ bodies that are produced as a secondary response during brain disease as a result of brain injury; and antibodies that are not associated with the disease. Three main mecha­ nisms of antibody function have been proposed. Some antibodies act as receptor agonists or antagonists, some antibodies might cause antigenic modulation, thereby altering the density of the target antigen on the cell sur­ face, whereas as some other antibodies require interac­ tion with diverse components of the immune system to ­mediate their effects, such as complement activation [23] . Brain autoantibodies to specific brain proteins Several studies have reported the production of numerous autoantibodies that react with some brain proteins and brain tissue in autistic children [22,24–28] . Brain-reactive antibodies have also been observed in individuals with other disorders including attention-deficit/hyperactivity disorder (ADHD), Down’s syndrome, Behcet’s disease, Alzheimer’s disease, schizophrenia and cerebral folate deficiency (CDF) [29–32] . Although brain autoantibody production in autistic children is not fully understood, it is speculated that an autoimmune reaction to neurons might be induced by some environmental antigens, such as food allergies, infectious agents, heavy metals and natural rubber latex proteins, resulting in the release of neuronal antigens that in turn may induce autoim­ mune reactions through the activation of the inflam­ matory cells in genetically susceptible individuals [26] . Moreover, it may be due to a Th1:Th2 imbalance that

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leads to antibody production and allergic response in a subgroup of autistic children [10] . Circulating brain autoantibodies can alter the func­ tion of the attacked brains tissues, and react with several proteins such as MBP, frontal cortex, cerebral endothe­ lial cells and neurofilament protein in autistic children. Several myelin-type proteins were proposed to be associ­ ated with myelin destruction, such as MBP and MAG, which are responsible for nerve myelination in the CNS. Thus, the circulating anti-MBP and anti-MAG antibod­ ies lead to the production of abnormal myelin sheaths during brain development [33] , and therefore impairment of brain functions, such as speech, language, commu­ nication and social interaction, as well as other neuro­ logic symptoms manifested in autistic subjects [12] . An increased serum level of anti-MBPs in ASD was reported in several studies [24,25,34] . Moreover, Mostafa and ALAyadhi described the association of anti-MBP and antiMAG with allergic manifestation in autistic children; the serum level of these autoantibodies was highly sig­ nificant in the study group due to the induction of auto­ immune reactions to the CNS by allergic substances [22] . Furthermore, MBP and MAG were described as play­ ing a role in other demyelinating diseases, particularly MS, due to the formation of large demyelinated plaques that lack MAG. Several studies revealed the contribu­ tion of anti-MBP in the pathogenesis of MS, as well as in autoimmune chronic demyelinating neuropathy [33,35,36] . Elevated levels of neurotrophins and neuropeptides have been suggested to be a predictive indicator for intel­ lectual and social development abnormalities [37] . One pf these factors is BDNF, which is a small protein found throughout the CNS and peripheral blood. BDNF is involved in the survival and differentiation of dopami­ nergic neurons in the developing brain, and may con­ tribute to the pathophysiology of ASD and other psy­ chiatric diseases. Recently, it has been reported that IgG and IgM BDNF auto­antibodies were elevated in chil­ dren with autism [6,38] , in contrast to a study carried out by Hashimoto et al., who reported a significantly lower level of serum BDNF in autistic children compared with age-matched healthy controls [39] . An explanation for this discrepancy may be the difference in the age range of the subjects between the different studies, or method­ ological differences (e.g., time of sample collection and preparation of serum) [39] . In addition, the presence of anti-ganglioside M1 anti­ bodies has been observed in some autistic children; gan­ gliosides could be a target molecule in the complex auto­ immune response due to their location in the nervous system [27,40] . Previous studies reported elevated levels of anti-phospholipid antibodies in a subset of neuropsy­ chiatric patients with cognitive impairment, psychosis, depression and seizures. Moreover, anti-phospholipid

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Brain autoantibodies in autism spectrum disorder 

antibodies were detected for the first time in high levels in young children with ASD compared with controls, and were found to be associated with behavior impair­ ments, mainly cognition, anxiety and hyperactivity. When anti-phospholipid antibodies were administered in mice models it induced a number of psychological symptoms, including anxiety and decreased cognition, learning and memory [41] . Folate receptor autoantibodies (FRAs) are the main cause of CFD, where they affect folate transport across the BBB and lead to the development of neurological abnormalities. In ASD children, the presence of FRAs leads to increased oxidative stress in some children with ASD, and impairment in communication, social interac­ tion, attention and stereotypical behavior [32] . Moreover, autoantibodies to neuronal and glial filament proteins [28,42] and antinuclear antibodies [26] have been identified in some autistic children. Serum levels of those autoanti­ bodies were found to be significantly elevated in autistic children compared with the control group, and have a positive correlation with the severity of the disease. Interestingly, these autoantibodies are not specific to ASD as they have been detected in patients with other neurological disorders, as well as in normal individuals, and are not present in all subjects with ASD. For exam­ ple, MBP autoantibodies are found in patients with MS [35,36] , and neurofilament protein autoantibodies are also found in household contacts of autistic children, anti-brain IgG autoantibodies were present in sera from healthy individuals and clinically depressed patients, and IgG autoantibodies to endothelial cells are common in sera from children with Landau–Kleffner syndrome (LKS) and ASD [43] . This may lead to speculation that the production of these antibodies may be secondary to innate CNS pathology [44]. Brain autoantibodies to brain tissue The occurrence of autoreactivities to brain tissue in autistic children may represent the immune system’s neuroprotective response to a previous brain injury that may have occurred during neurodevelopment [45] . Antibodies against Purkinje cells [46] and IgM antibrain endothelial cell antibodies [43,47] were found in autistic children, idiopathic mental retardation and epi­ lepsy. The contribution of neuron or glial cell dysfunc­ tion to the pathogenesis of ASD was also reported, as autoantibodies were detected in autistic children [48] . Singer et al. investigated the reactivity of serum auto­ antibodies to various areas of human brain in sera of children with ASD, siblings of children with ASD and healthy controls. Children with ASD showed greater immunoreactivity to basal ganglia and frontal lobe, as well as to cingulate gyrus and cerebellum (Cb) deep nuclei, compared with controls [11] .

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Review

In a study carried out by Singh and Rivas, brainspecific antibodies to five different brain regions were studied; caudate nucleus (Cn), cerebral cortex (Cx), Cb, brainstem (Bs) and hippocampus (Hpc). Brain antibod­ ies to neural proteins of the Cn (49%), Cx (18%) and Cb (9%) were detected in the serum of autistic children; no antibodies to Bs or Hpc were detected [25] . This find­ ing suggests that the neurons in the Cn might be a tar­ get of autoimmune pathology in ASD, and hence it may cause neurological impairments in autistic children and manifestation of neurological and behavioral symptoms. Furthermore, Vargas et al. postulated that neuro­ glial reactions are associated with neural dysfunction in autism and that the Cb is the focus of an active and chronic neuroinflammatory process in autistic children [49] . More recently, Mazur-Kolecka et al. have demon­ estrated the presence of different autoantibodies to the stimulated neuronal progenitor cell (NPC) proteins in the serum of autistic children in a higher frequency than in the control group, suggesting alteration of adap­ tive immunity in children and an effect on postnatal neuronal plasticity [50] . Furthermore, in a study combining analysis of moth­ ers’ and children’s autoantibody reactivity to brain tis­ sue, extracted fetal brain protein mixtures from rhesus macaque brain tissue were used. Anti-brain IgG reactiv­ ity to Golgi cells of the Cb and a subset of interneurons, nuclei or beaded axons was detected in the plasma from children with ASD and their mothers, but not in controls. Specific combinations of protein reactivity were found to be highly specific to mothers of ASD children (fetal pro­ teins at 37 and 73 kDa, and at 39 and 73 kDa, which are specific for autism) [29] . Previous studies confirmed the same finding; autoimmune reactivity to these combina­ tions of proteins was not detected in maternal samples from mothers of children with developmental delay with­ out autism [6,18] , and were found to be associated with increased behavioral and emotional i­mpairments [29,51] . All these reports strengthen the hypothesis that the crossreactivity of brain autoantibodies with specific brain parts may cause a dysfunction of the affected area. Potential role of maternal autoantibodies in autistic children In addition to the presence of autoantibodies in children with autism, few studies suggest the presence of auto­ antibodies to brain proteins in the blood of mothers of children with autism, and other neuropsycaric disorders. The effect of the maternal immune response, especially maternal autoantibodies, on the developing immune and CNSs in autistic children has been studied extensively. These studies have suggested a role for maternal autoan­ tibodies to the fetal brain in the etiology of some cases of ASD [18,49,52–54] , as they were shown to be associated

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Review  Elamin & AL-Ayadhi with behavioral alteration in offspring (Figure 1). There are several potential mechanisms by which the maternal immune system could generate antibodies to fetal brain tissue. They proposed that the maternal reactivity to fetal proteins may result from maternal environmental expo­ sures [56] , and those maternal autoantibodies can cross the placenta and enter the fetal brain, and subsequently alter brain development, and cause behavioral changes as well [6,20,53,57] . However, autoantibodies that react to fetal ‘self’-proteins can also cross the placenta and potentially impact fetal development [6] . This could be explained by the fact that the BBB is not fully formed, making the developing brain vulnerable to autoantibodies that in turn affect its development. On the other hand, the pres­ ence of specific anti-fetal brain antibodies in the circula­ tion of mothers during pregnancy may induce a down­ stream effect on neurodevelopment leading to ASD. However, the same antibody might have different effects on fetal and adult neurons, either because of differences in antigen expression and accessibility, or because of dif­ ferences in antibody-induced signaling cascades. Another possibility is the specificity of antibodies to either adult neurons or fetal neurons [23,58] . In addition, recent studies identified the presence of specific maternal IgG autoantibodies to fetal brain proteins that affect brain ­development, leading to abnormal enlargement [19,20] . A recent study reported autoreactivity to human fetal brain proteins; they detected the significantly higher presence of maternal autoantibodies in the plasma of mothers of autistic children than in mothers of children with other developmental delays or typical development [18] . A large cohort study of mothers of autistic children by Brimberg et al. showed that anti-brain antibodies were highly significant in a subset of mothers with autis­ tic children compared with controls, and it may be asso­ ciated with autoimmune diseases, especially rheumatoid arthritis and systemic lupus erythematosus [59] . Increased risk of ASD in the children was detected when mothers had an autoimmune disease [60] . They also reported that anti-nuclear antibodies, which are associated with many autoimmune diseases, and autoimmune diseases were increased in mothers with anti-brain antibodies with an ASD child compared with controls. The association between familial history of autoimmune diseases and ASD could be linked to many factors, including fetal environmental changes or antibody exposure during pregnancy, as well as common genetic factors [59] . Animal models & maternal autoantibodies A considerable number of studies used animal models, mice or monkeys, to study the role of maternal auto­ antibodies to fetal brain in the pathogenesis of ASD. In spite of the difficulties in developing animal models with autistic characteristics, many models were devel­

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oped and they show the major three characteristics of ASD, namely repetitive behaviors, communication impairment and social abnormalities [61] . Among the well-characterized animal models is the BTBR T+tf/J (BTBR) mouse model; it is an inbred mouse strain that shows several autism-like behaviors compared with con­ trol mice. [62,63] . BTBR is widely used in ASD research to explore the genetic background and immunological characteristics involved in the etiology of ASD. Heo et al. studied the relationship between the immuno­ reactivity and the abnormal behaviors in BTBR mice. They demonstrated elevated levels of anti-brain anti­ bodies and proinflammatory cytokines, in BTBR mice compared with control mice, and their association with abnormal behaviors, which is comparable with the findings reported in autistic children. These findings suggest that the BTBR mice could be a useful model for further study of the influences of immunity, espe­ cially brain autoantibodies, on abnormal behaviors in ASD [62] . Moreover, a recent study has identified new brain pro­ teins that react with maternal autoantibodies; LDH-A, LDH-B, cypin, STIP1, CRMP1, CRMP2 and Y-boxbinding protein; collectively known as maternal auto­ antibody-related autism (MAR). Using a proteomic approach, the research group extracted and purified those newly discovered maternal auto­anti­bodies from fetal rhesus macaque brain, produced recombinant pro­ teins and subsequently incubated them with maternal plasma samples to study the maternal antibody reactiv­ ity for candidate antigens. Maternal IgG reactivity, to individual or recombinant proteins, was highly signifi­ cant in mothers of autistic children compared with con­ trols, and it is also associated with the outcome of ASD. In addition, there were several combinations of autoan­ tibodies that were highly specific to ASD and were not detected in the plasma of controls. Increased impair­ ments in the stereotypical behavior were found in chil­ dren of mothers having antibodies reactive to LDH and CRMP1, as well as combined reactivity to LDH and STIP1 or LDH/STIP1/CRMP1 compared with chil­ dren with ASD from mothers lacking auto­antibodies against these antigens [64] . This may support the notion that maternal antibodies are responsible for neurode­ velopmental changes in ASD. Those newly discovered proteins could be promising biomarkers of ASD risk and may be beneficial for therapeutic i­nterventions. Shi and colleagues used a mouse model to demonstrate that a maternal inflammatory response during gestation was sufficient for the generation of behavioral altera­ tions in the offspring [65] . In another study, researchers gave serum with anti-brain antibodies from mothers of children with autism to pregnant mice. The offspring showed deficits in social behavior and motor skills, as

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Brain autoantibodies in autism spectrum disorder 

Maternal immune system

Potential triggers or Potential cofactors (innate immune cells or adaptive immunity) and mediators

Fetal nervous system

Maternal cytokines, antibodies and T cells Family history pass placenta (e.g., autoimmune Macrophage and immature disease) Cytokines fetal BBB Immunogentics/ HLA associations

T cell

Epigenics

B cell

External and internal environmental factors (e.g., self-antigens and microorganisms)

Review

Impairment of fetal brain development

Cytokines, antigens, antibodies, T cells (antigen–antibody complex?) induce chronic brain inflammation

Autistic behavior

Antibodies NK cell Monocyte

Microglia: Microglia: normal swelling in ASD Swelling of microglia by chronic inflammation

Figure 1.  Possible association of altered immune responses and outcome of autism spectrum disorder. ASD: Autism spectrum disorder; BBB: Blood–brain barrier; NK: Natural killer. Reproduced with permission from [55] .

well as cerebellar abnormalities, in addition to antibody deposition on Purkinje cells and other neurons [52] . Further studies have shown that injecting pregnant mice or monkeys with blood or purified antibodies from mothers of children with autism lead to brain and behavioral changes in their offspring [2,6,53,66] . In the serum from a mother with an autistic child, IgG antibody was found to bind to Purkinje cells and other neurons. When injected into gestating mice, these auto­ antibodies induced behavioral changes including altered exploration and motor coordination, and changes in the Cb in the offspring. By contrast, mice injected with sera from mothers with typically developing children showed no behavioral changes [52] . In a subsequent study, when pregnant mice were given autoantibodies isolated from the blood of mothers of children with autism, their offspring were found to be more anxious during adolescence, were more sensi­ tive to noise than controls and had alterations in social behaviors [67] . Conclusion The etiology of ASD is not well understood, although many factors have been associated with its pathogen­ esis, such as genetic, immunologic and environmental factors [68] . Previous studies have linked autism to auto­ immune reactions, especially to the presence of brain autoantibodies in the serum of autistic children. None­

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theless, autoantibodies have been found also in patients with other neurological disorders, as well as in normal individuals. This leads to the hypothesis that the pro­ duction of these antibodies may be secondary to innate CNS pathology and may simply be a marker of an event in the CNS that allows for the presentation of self-anti­ gens [43,69] . Furthermore, antibodies present in the serum of mothers of autistic children have been suggested to affect brain development and alter social behavior. Therefore, a better understanding of the involvement of the immune response in brain development may have important therapeutic implications. Identification of brain autoantibodies, which could be used as an early marker for ASD, will lead to a bet­ ter understanding of the pathogenesis of ASD and may allow earlier detection of ASD. Their presence before clinical diagnosis may permit earlier recognition and possibly earlier treatment intervention. Moreover, detec­ tion of serum autoantibodies will be valuable in clinical practice as a diagnostic tool. Understanding the role of these autoantibodies may lead to a better understanding of the relationship between the immune system and this group of disorders in order to provide insights into disease mechanisms [38] . In addition, the identification of the protein targets of these autoantibodies will allow us to better understand potential pathogenic mechanisms, as well as to create specific screening assays [18] .

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Review  Elamin & AL-Ayadhi Future perspective It is becoming apparent that genetics and environment are the main contributing factors in the pathogenesis of ASD. Autoimmunity and brain autoantibodies may have a role in the pathogenesis of ASD; understanding the role of these autoantibodies may lead to a better understand­ ing of the relationship between the immune system and this group of disorders in order to provide insights into disease mechanisms [37] . In addition, the identification of the protein targets of these autoantibodies will allow us to better understand potential pathogenic mecha­ nisms, as well as to create specific screening assays [17] . However, large cohort studies with well-defined autistic children and well-matched controls are needed to con­ firm the potential role of autoantibodies in the pathology of all or subsets of autistic children. On the other hand, further investigations in larger cohort studies of mothers of autistic children are required to resolve the potential

role of maternal antibodies in autism and other neuro­ developmental disorders. Moreover, the development of animal models will be crucial to determine the role of autoantibodies in the neuropathology of autism. Fur­ ther investigations at immunological, cellular, molecu­ lar and genetic levels will allow researchers to unravel the immuno­pathological mechanisms ­associated with autistic processes in the developing brain. Financial & competing interests disclosure The authors have no relevant affiliations or financial involvement with any organization or entity with a financial interest in or financial conflict with the subject matter or materials discussed in the manuscript. This includes employment, consultancies, honoraria, stock ownership or options, expert testimony, grants or patents received or pending, or royalties. No writing assistance was utilized in the production of this manuscript.

Executive summary Brain autoantibodies to specific brain proteins • Autoimmunity has been proposed to play a key role in the pathogenesis of neurologic disorders. • Brain-specific autoimmunity could be responsible for neuropathology in autism spectrum disorder (ASD). • Autoantibodies may cross the blood–brain barrier and combine with brain tissue antigens to form immune complexes that cause damage of the neurological tissue. • Some autoantibodies could be considered as biological markers for autism, and they may play a role in the pathophysiology of this disorder.

Brain autoantibodies to brain tissue • Autoantibodies might be pathogenic for the fetal brain in ASD. • The cross reactivity of brain autoantibodies with some brain parts may cause a dysfunction of the affected area.

Potential role of maternal autoantibodies in autistic children • Maternal antibodies may contribute to prenatal brain development by interfering with cell signaling in the developing brain, as well as disturbing the patterns of CNS organization. • Maternal antibodies may influence neurodevelopmental processes in a subset of autism cases.

Animal models & maternal autoantibodies • Animal model development is important to determine the role of autoantibodies in the neuropathology of autism. • The BTRB mice model (Black and Tan, Brachyury inbred strain, which have reduced corpus callosum and hippocampal commisures) is considered to be an ideal model to the study the outcome of ASD, due to its development of most of autistic-like behaviors.

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Brain autoantibodies in autism spectrum disorder.

Autism spectrum disorder (ASD) is a complex neurodevelopmental disorder characterized by impairments in reciprocal social interactions as well as rest...
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