Pediatr Radiol (1992) 22:522-524

Pediatric Radiology 9 Springer-Verlag 1992

Balloon dilatation of cricopharyngeal achalasia T. Mihailovic, V.N. Perisic Mother and Child Health Institute of Serbia, Beograd, Yugoslavia Received: 17 October 1990; accepted: 8 April 1992

Abstract. A 6-month-old male infant with difficulty swallowing, recurrent aspiration p n e u m o n i a and failure to thrive was diagnosed with cricopharyngeal achalasia. N o r m a l oral feeding and no further aspirations followed a single c a t h e t e r balloon dilatation.

Cricopharyngeal dysfunction (CD) is a cause of orop a h r y n g e a l dysphagia in infancy [1, 2]. It results f r o m two conditions: cricopharyngeal achalasia (CA), the failure of relaxation of the u p p e r esophageal sphincter (UES), and/or cricopharyngeal incoordination, the lack of coordination b e t w e e n the contraction of the p h a r y n g e a l contractors and the U E S relaxation [3, 4]. C r i c o p h a r y n g e a l dysfunction is usually m a n i f e s t e d by swallowing difficulties, n a s o p h a r y n g e a l regurgitation, choking, coughing and aspiration p n e u m o n i a [5, 6]. T h e diagnosis is usually m a d e by r a d i o g r a p h y [7, 8] and the standard t r e a t m e n t consists of cricopharyngeal m y o t o m y [8, 9] and forceful dilatations [10, 11]. We report the successful t r e a t m e n t of C A with a single balloon c a t h e t e r dilatation.

Case report A 6-month-old male infant was referred for evaluation of his swallowing difficulties, nasal regurgitation, choking and repeated aspiration pneumonia since the age of 6weeks. On several occasions he has been fed via nasogastric tube with improvement of his respiratory illness. At admission he weighed below the third percentile and his length was on the 50th percentile. Auscultation of the chest revealed diminished breath sounds and rales bilaterally. Laryngotracheobronchoscopy excluded palsy of the soft palate and/or vocal cord, and laryngotracheoesophageal cleft as possible causes of repeated aspiration pneumonia. Radiography of the pharyngeal phase of swallowing revealed dilatation of the hypopharynx while the epiglottis remained in the transverse position. The upper esophageal sphincter was constricted and during the examination did not relax (Fig. 1.). The posterior cricopharyngeal indentation was seen. As an initial therapeutic procedure UES balloon catheter dilatation was performed. Balloon catheter dilatation has previously been used in the treatment of esophageal stenosis [12, 13]. The pro-

cedure was done under general anesthesia in an intubated patient. A catheter was introduced through the mouth and positioned within the UES under fluoroscopic control. A soft tip angiographic guide wire was introduced across the constricted UES. After catheter removal, a 20mm deflated Polystan balloon dilator was advanced over the wire and positioned within the UES, then it was filled with dilated contrast (Renografin) and left in place for 3 min (Fig. 2). The size of the dilating balloon was chosen on the basis of the estimated caliber of the esophagus determined by the initial barium swallow. After dilatation, a small amount of barium was introduced into the hypopharynx to exclude a tear, and the patient was NPO for 24 h. Follow-up radiography done on the next day demonstrated normal passage of the barium through the pharynx and esophagus. However, the hypopharynx was still dilated and epiglottic dysfunction persisted (Fig.3). Follow-up examination at 6 months demonstrated no further swallowing difficulties nor aspirations.

Discussion In children i n c o m p l e t e relaxation, p r e m a t u r e closure or delayed relaxation (incoordination) of the U E S , epiglottic dysfunction, and paresis of p h a r y n g e a l constrictor musculature and of the soft palate are the principal causes of o r o p h a r y n g e a l dysphagia [6, 7, 14]. Cricop h a r y n g e a l dysfunction m a y be caused by either p r i m a r y U E S motility disorder or it m a y be associated with central n e r v o u s system diseases [15]. O t h e r diseases such as m y a s t h e n i a gravis and thyroid disease m a y be complicated with C D [3] and a transient f o r m of C D was r e p o r t e d in n e w b o r n s [5]. T h e diagnosis of C D is usually m a d e by r a d i o g r a p h y [7] and e s o p h a g e a l motility studies [14, 16]. Radiologic e x a m i n a t i o n of C A characteristically shows a p r o m i n e n t posterior horizontal indentation at the phar y n g o - e s o p h a g e a l junction [17]. H o w e v e r , in s o m e children with n o r m a l swallowing and e s o p h a g e a l motility such a cricopharyngeal bar m a y be an incidental transient X-ray finding. In some patients with n o r m a l peristaltic contraction of the p h a r y n x and an isolated cricopharyngeal bar, U E S m a n o m e t r i c studies m a y be n o r m a l [11, 15, 18]. T h e m a j o r

523

Fig. 1. Detail from the cine-radiographic examination of the pharynx during deglutition (oblique projection): the epiglottis (triangle) is tilted down to the transverse position. Contrast reaches into the trachea (t). A prominent cricopharyngeal bar (c) at the level of the UES limits normal opening of the UES Fig.2 Balloon dilatation of UES: fluoroscopically directed central constriction of balloon catheters dilatator in the area of UES (argo WS)

Fig.3. Detail from follow-up cineradiographic examination of the pharynx during deglutition 6 month after balloon dilatation of CA (oblique projection): continuous column of barium at the pharyngoesophageal junction (c-arrow), the epiglottis (triangle) is tilted down to the transverse position and contrast medium does not reach into the vestibule and trachea

abnormalities in the patients with cricopharyngeal bars were reduced maximal dimensions of U E S during the trans-sphincteric flow of barium and increased intra-bolus pressure upstream to U E S [18]. This m a y indicate that a prominent cricopharyngeal bar may be caused by impaired muscle compliance wherein the relaxed cricopharyngeus muscle did not expand normally during swallowing [18]. While standard m a n a g e m e n t of CA, U E S m y o t o m y and forceful dilatations in adult patients m a y provide relief [8, 15]. In infants and children this operation has been less rewarding [19]. L e r n a u and Dinari reported 3 infants successfully treated by repeated forceful dilatations with mercury bougies [10,11]. In our patient we report successful p e r f o r m e d balloon dilatation of the U E S in children. In CD this method increases the effectiveness of dilatation, because of applied axial forces. Fluoroscopically directed central constriction of the balloon catheter allows precise topography of the U E S and its successful dilatation. However, this procedure did not improve the dysfunction of the epiglottis nor did it normalize the hypopharyngeal caliber. T h e simple, quick and safe procedure enabled us to provide our patient with p r o m p t and long lasting relief of swallowing difficulties and repeated aspirations. In children with C A associated with tracheal aspiration we reco m m e n d balloon catheter dilatation of U E S as the initial therapeutic procedure.

References

Acknowledgement. The authors are thankful to Prof. Dr. J. A. Kirkpatrick Jr., for his great contribution to this paper.

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Balloon dilatation of cricopharyngeal achalasia.

A 6-month-old male infant with difficulty swallowing, recurrent aspiration pneumonia and failure to thrive was diagnosed with cricopharyngeal achalasi...
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