Xu et al. Journal of Inequalities and Applications (2017) 2017:177 DOI 10.1186/s13660-017-1452-6

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A new kind of inner superefficient points Yihong Xu* , Lei Wang and Chunhui Shao *

Correspondence: [email protected] Department of Mathematics, Nanchang University, Nanchang, 330031, China

Abstract In this paper, some properties of the interior of positive dual cones are discussed. With the help of dilating cones, a new notion of inner superefficient points for a set is introduced. Under the assumption of near cone-subconvexlikeness, by applying the separation theorem for convex sets, the relationship between inner superefficient points and superefficient points is established. Compared to other approximate points in the literature, inner superefficient points in this paper are really ‘approximate’. MSC: 90C59 Keywords: inner superefficient point; superefficient point; near cone-subconvexlikeness

1 Introduction The approximate efficient solution is an important notion of vector optimization theory. Many interesting results have been obtained in recent years. For example, Loridan [, ] introduced the concept of -solutions in general vector optimization problems. Rong and Wu [] considered cone-subconvexlike vector optimization problems with set-valued maps in general spaces and derived scalarization results, -saddle point theorems, and duality assertions using -Lagrangian multipliers. Qiu and Yang [] studied the approximate solutions for vector optimization problem with set-valued functions, and derived the scalar characterization without imposing any convexity assumption on the objective functions. The authors of [] introduced the notion of -strictly efficient solution for vector optimization with set-valued maps. Under the assumption of the ic-cone-convexlikeness for set-valued maps, the scalarization theorem, -Lagrangian multiplier theorem, -saddle point theorems and -duality assertions were established for -strictly efficient solution. The concept of nondominated solutions with variable domination structures or variable orderings was introduced by Yu []. This is a generalization of the nondominated solution concept with fixed domination structure in multicriteria decision making problems. Chen [] introduced a nonlinear scalarization function for a variable domination structure,and by applying this nonlinear function characterized the weakly nondominated solution of multicriteria decision making problems. On the other hand, proper efficiency is a natural concept in vector optimization. Borwein [] introduced a new kind of proper efficiency,namely super efficiency. Super efficiency refines the notions of efficiency and other kinds of proper efficiency. Fu [] and Zheng [] gave two different generalizations of super efficiency in a locally convex space. Xu and Zhu [] investigated the set-valued optimization problem with constraints in the © The Author(s) 2017. This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

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sense of super efficiency in locally convex linear topological spaces. Hu and Ling [] studied the connectedness of the cone superefficient point set in locally convex topological vector spaces. In [, , –], the nonemptiness of the interior of the order cone must be satisfied when proving optimization results. However, in many cases, the ordering cone has an empty interior. For example, for each  < p < +∞, the normed space lp partially ordered by the positive cone is an important space in applications; the positive cone has an empty interior. Another example is the case when C is the Cartesian product C  × C  of a trivial cone C  = {} and a cone C  having a nonempty interior. Thus, to study the vector optimization problem under the condition that ordering cone has an empty interior has become an important topic [, ]. Let Y be a locally convex topological vector space; let C ⊂ Y be a pointed closed convex cone and B be a base of C. Let A ⊂ Y be nonempty. Rong and Wu [] showed that W Min(A, C) ⊂  – W Min(A, C),

∀ ∈ C.

(.)

The authors of [] demonstrated that FE(A, B) ⊂  – F min(A, B),

(.)

and the inverse inclusion does not hold in general. Naturally, we come up with the problem how to introduce the notion of approximate point and under what condition the set of inner points equals the set of primal points. When order cone C has an empty interior, how to investigate superefficient points? Motivated by Yu [], Zheng [] and Gong [], we will introduce a new kind of superefficient point (see Definition .), under certain conditions, we will obtain the relationship between inner superefficient point and superefficient point (see Theorem .). In the literature [–], approximate points were defined by adding  or – to a set A, in this paper, inner superefficient points will be introduced by a variable domination structure.

2 Notation and preliminaries In the remainder of the paper, let Y be a normable locally convex topological vector space; C ⊂ Y be a pointed closed convex cone; Y ∗ be the dual space of Y . The positive dual cone C ∗ of C is denoted by   C ∗ = f ∈ Y ∗ : f (c) ≥ , ∀c ∈ C . For a set B ⊂ C, we write cone B = {λb : λ ≥ , b ∈ B}. The closure of set B is denoted by cl B. A convex subset B of a cone C is a base of C if ∈/ cl B and C = cone B. Let B be a base of C, then  ∈/ cl B. By the separation theorem, there exists f¯ ∈ Y ∗ \{} such that   r = inf f¯ (b) : b ∈ B > .

(.)

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Let     r VB = y ∈ Y : ¯f (y) < . 

(.)

Define the neighborhood family of  in Y as follows: N() = {V ⊂ VB : V is an open convex balanced bounded neighborhood of }. (.) All bounded subsets of Y are denoted by , and for any M ∈ , let    PM (f ) = sup f (y) : y ∈ M ,

f ∈ Y ∗.

Let τ ∗ denote the locally convex topology induced by the quasi-norm family {PM : M ∈ } on Y ∗ , int C ∗ denote the interior set of C ∗ in the sense of τ ∗ . Theorem . Let B be a bounded base of C. Then int C ∗ =



 ∗ int cl cone(B + U) .

(.)

U∈N()

Proof Since C ⊂ cl cone B ⊂ cl cone(B + U), for any U ∈ N(). we get (cl cone(B + U))∗ ⊂ C ∗ , so int(cl cone(B + U))∗ ⊂ int C ∗ . Thus 

 ∗ int cl cone(B + U) ⊂ int C ∗ .

U∈N()

In what follows, we prove int C ∗ ⊂



 ∗ int cl cone(B + U) .

U∈N()

Take f ∈ int C ∗ , then there exists  ∈ (, ) such that f –  f¯ ∈ C ∗ , it follows from B ⊂ C that (f –  f¯ )(b) ≥ ,

for any b ∈ B,

which implies, together with (.), that f (b) ≥  f¯ (b) ≥  r,

for any b ∈ B.

(.)

Take M ∈ , let      r ∩ M , U = y ∈ Y : f (y) < 

(.)

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then U ∈ N(). Denote 

   r     V = f ∈ Y : sup f (t) : t ∈ B + U < .  ∗



(.)

Since B and U are bounded, we conclude that V ∗ is a neighborhood of  in Y ∗ . In the following, we need to prove that  ∗ f + V ∗ ⊂ cl cone(B + U ) , that is,  ∗ f + f ∈ cl cone(B + U ) ,

for any f ∈ V ∗ .

For each t ∈ B + U , there exist b ∈ B, u ∈ U such that t = b + u, then, (f + f )(t) = f (t) + f (t) = f (b) + f (u) + f (t). Combining (.), (.) and (.), we see that (f + f )(t) >  r –

 r  r  r – = > ,   

∀t ∈ B + U .

For each s ∈ cl cone(B + U ), there exist λn ≥ , tn ∈ B + U , such that s = limn→∞ λn tn , then (f + f )(s) = lim (f + f )(λn tn ) = lim λn (f + f )(tn ) ≥ . n→∞

n→∞

Thus,  ∗ f + f ∈ cl cone(B + U ) . Hence,  ∗ f + V ∗ ⊂ cl cone(B + U ) . Therefore,  ∗ f ∈ int cl cone(B + U ) . Consequently,  ∗ int C ∗ ⊂ int cl cone(B + U ) . The proof is complete.



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Definition . ([]) Let A ⊂ Y be nonempty, y¯ ∈ A is said to be a superefficient point of A, written as y¯ ∈ SE(A, C), if, for each neighborhood V of  in Y , there exists a neighborhood W of  such that  cone A – {¯y} ∩ (W – C) ⊂ V . Suppose U ∈ N(), let CU (B) = cl cone(B + U). The notion CU (B) will be used throughout this paper. In the following, with variable ordering, we introduce the concept of inner superefficient point. Definition . Let A ⊂ Y be nonempty, y¯ ∈ A is said to be an inner superefficient point, if y¯ ∈ SE(A, CU (B)), for some U ∈ N(). That is, for each neighborhood V of  in Y , there exists a neighborhood W of  such that   cone A – {¯y} ∩ W – CU (B) ⊂ V . Remark . It is clear that  SE A, CU (B) ⊂ SE(A, C),

∀U ∈ N().

In the following, we give the existence theorem of inner superefficient points. Theorem . Let Y be a normable locally convex topological vector space, B be a bounded base of C, and A ⊂ Y be a weakly compact set. Then for any U ∈ N(), SE(A, CU (B)) = ∅. Proof Since U is bounded and Y is normable, in the same way as the proof of [], Theorem ., we can show that cl cone(B + U) = cone cl(B + U). Hence CU (B) = cone cl(B + U). By (.) and (.), we conclude cl(B + U) is a bounded base of CU (B). From [], Corol lary ., we deduce SE(A, CU (B)) = ∅. Convexity plays a key role in optimization theory. Yang et al. [] introduced a new class of generalized convexity termed near C-subconvexlikeness. Definition . ([]) Suppose A ⊂ Y is nonempty, A is said to be nearly C-subconvexlike if cl cone(A + C) is convex.

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Remark . Sach [] introduced another convexity called ic-cone-convexlikeness. The authors of [] obtain the following results: () when the ordering cone has nonempty interior, ic-cone-convexness is equivalent to near cone-subconvexlikeness; () when the ordering cone has empty interior, ic-cone-convexness implies near cone-subconvexlikeness, a counter example is given to show that the converse implication is not true. Thus, near C-subconvexlikeness is a very generalized convexity. Theorem . Suppose that for each y ∈ Y , A – {¯y} is nearly C-subconvexlike, and B is a bounded base of C. Then 

 SE A, CU (B) = SE(A, C).

U∈N()

Proof Since SE(A, CU (B)) ⊂ SE(A, C), ∀U ∈ N(), 

 SE A, CU (B) ⊂ SE(A, C).

U∈N()

In what follows, we prove SE(A, C) ⊂



 SE A, CU (B) .

U∈N()

Take y¯ ∈ SE(A, C). ◦ We show there exists U ∈ N() such that  cone A – {¯y} ∩ (U – B) = ∅.

(.)

Indeed, since  ∈/ cl B, there exists V ∈ N() such that –B ∩ V = ∅, hence,

V V ∩ – B = ∅.  

(.)

As y¯ ∈ SE(A, C), for the above V there is a neighborhood W of  such that cone(A – {¯y}) ∩ (W – C) ⊂ V . Taking U = W ∩ V ∩ VB , we get  V cone A – {¯y} ∩ (U – C) ⊂ . 

(.)

By B ⊂ C, we conclude   cone A – {¯y} ∩ (U – B) = cone A – {¯y} ∩ (U – C) ∩ (U – B), and from (.),  V cone A – {¯y} ∩ (U – B) ⊂ ∩ (U – B). 

(.)

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Since U ⊂

V 

, it follows from (.) that

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V 

∩ (U – B) = ∅. In view of (.),

 cone A – {¯y} ∩ (U – B) = ∅. ◦ In the following, we demonstrate  cone A + C – {¯y} ∩ (U – B) = ∅.

(.)

By contradiction, suppose that cone(A + C – {¯y}) ∩ (U – B) = ∅. Then there exist λ ≥ , a ∈ A, c ∈ C, u ∈ U, b ∈ B such that λ (a + c – y¯ ) = u – b .

(.)

Since B is the base of C, there exist λ ≥ , b ∈ B such that c = λ b , hence, λ (a + λ b – y¯ ) = u – b . Consequently,

λ   λ λ (a – y¯ ) = u – b + b .  + λ λ  + λ λ  + λ λ  + λ λ Since B is convex, the above equal elements belong to cone(A – {¯y}) ∩ (U – B), this is a contradiction. Since U is open, it follows from (.) that  cl cone A + C – {¯y} ∩ (U – B) = ∅. ◦ Since A – {¯y} is nearly C-subconvexlike, cl cone(A + C – {¯y}) is convex. By the separation theorem of convex sets, there exists fˆ ∈ Y ∗ \{} such that      inf fˆ (k) : k ∈ cl cone A + C – {¯y} ≥ sup fˆ (z) : z ∈ U – B .

(.)

Since  ∈ cl cone(A + C – {¯y}), thus, fˆ (z) ≤ ,

∀z ∈ U – B.

Consequently, fˆ (b) ≥ fˆ (u),

∀b ∈ B, u ∈ U.

Since U is absorbed, there exists u ∈ U such that fˆ (u ) > , thus, fˆ (b) ≥ fˆ (u ) > . ◦ In what follows, we show fˆ ∈ int C ∗ .

(.)

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Let      fˆ (u ) V∗ = f ∈ Y ∗ : sup f (b) : b ∈ B < . 

(.)

In the following, we show fˆ + V∗ ⊂ C ∗ . In fact, for each f ∈ V∗ , c ∈ C, there exist λ ≥ , b ∈ B such that c = λb, then  (fˆ + f )(c) = λ fˆ (b) + f (b) , it follows from (.) and (.) that

λ fˆ (u ) ˆ ˆ = fˆ (u ) ≥ . (f + f )(c) ≥ λ f (u ) –   Thus, fˆ + f ∈ C ∗ . That is fˆ + V∗ ⊂ C ∗ . It means that fˆ ∈ int C ∗ . ˆ ∈ N() such that ◦ From Theorem ., there exists U  ˆ ∗. fˆ ∈ int cl cone(B + U) Thus there exists ˆ ∈ (, ) such that  ˆ ∗. fˆ – ˆ f¯ ∈ cl cone(B + U)

(.)

ˆ ∈ N(), it follows from (.)-(.) that For each b ∈ B, u ∈ U r r f¯ (b + u) = f¯ (b) + f¯ (u) > r – = .   Thus r f¯ (t) > , 

ˆ ∀t ∈ B + U.

From (.), we get rˆ > , fˆ (t) ≥ ˆ f¯ (t) > 

ˆ ∀t ∈ B + U.

(.)

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In what follows, we prove  y¯ ∈ SE A, CUˆ (B) , ˆ where CUˆ (B) = cl cone(B + U). ˆ is bounded and Y is normable, in the same way as in the proof of [], Theo◦ Since U rem ., we can show that ˆ = cone cl(B + U). ˆ cl cone(B + U) Consequently, ˆ CUˆ (B) = cone cl(B + U).

(.)

ˆ ∈ N(), we see that cl(B + U) ˆ is bounded. From (.), we get Since B is bounded and U   ˆ ≥ rˆ . inf fˆ (t) : t ∈ cl(B + U) 

(.)

Thus, ˆ  ∈/ cl(B + U). ˆ is a bounded base of C ˆ (B). Let Therefore, it follows from (.) that cl(B + U) U    rˆ   ˆ ˜ . U = y ∈ Y : f (y) < 

(.)

◦ In the following, we prove   ˜ + cl(B + U) ˆ cone A – {¯y} ∩ – U = ∅.

(.)

By (.), since cl cone(A + C – {¯y}) is a cone and on which fˆ has lower bound, we have fˆ (k) ≥ ,

 ∀k ∈ cl cone A + C – {¯y} .

Since  ∈ C, we have A – {¯y} ∈ cl cone(A + C – {¯y}), ∀a ∈ A, thus, fˆ (a – y¯ ) ≥ . We get fˆ (s) ≥ ,

 ∀s ∈ cone A – {¯y} .

(.)

On the other hand, from (.) and (.), we see that rˆ rˆ rˆ – = > , fˆ (t) ≥   

˜ + cl(B + U). ˆ ∀t ∈ U

(.)

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Thus, fˆ (y) < ,

 ˜ + cl(B + U) ˆ . ∀y ∈ – U

(.)

This together with (.) leads to   ˜ + cl(B + U) ˆ cone A – {¯y} ∩ – U = ∅. ˜ is open, we have U ˜ + cl(B + U) ˆ is open, we get ◦ Since U   ˜ + cl(B + U) ˆ cl cone A – {¯y} ∩ – U = ∅.

(.)

Since cl cone(A – {¯y}) is a cone, we get   ˜ + cl(B + U) ˆ cl cone A – {¯y} ∩ – cone U = {}. By [], Definition ., we have  ˆ . y¯ ∈ HE A, cl(B + U) ˆ is bounded, from [], Proposition ., we have Since cl(B + U)  y¯ ∈ HE A, CUˆ (B) . From [], Proposition ., we have  y¯ ∈ SE A, CUˆ (B) . The proof is complete.



3 Conclusions In this paper, some properties for the interior of positive dual cones were studied. Using the dilating cones, we introduced a new notion of inner superefficient points, which has a nice property (see Theorem .): suppose for each y ∈ Y , A – {y} is nearly C-subconvexlike,  and B is a bounded base of C, then U∈N() SE(A, CU (B)) = SE(A, C). Hence it is really ‘approximate’. When the interior of C is empty, however, int CU (B) = ∅, in this case, we can obtain the properties of SE(A, C) by investigating SE(A, CU (B)). The research on the inner points of a set is very important in the study of multiobjective optimization. Hence, further research on the inner superefficient solutions of the set-valued optimization problem seems to be of interest and value. Acknowledgements This research was supported by the National Natural Science Foundation of China Grant 11461044 and the Natural Science Foundation of Jiangxi Province (20151BAB201027). Competing interests The authors declare that they have no competing interests.

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Authors’ contributions All authors contributed to each part of this work equally, and they all read and approved the final manuscript. Authors’ information Yihong Xu (1969-), Professor, Doctor, major field of interest is in the area of set-valued optimization.

Publisher’s Note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Received: 14 March 2017 Accepted: 12 July 2017 References 1. Loridan, P: Necessary conditions for  -optimality. Math. Program. Stud. 19, 140-152 (1982) 2. Loridan, P:  -Solutions in vector minimization problems. J. Optim. Theory Appl. 43, 265-276 (1984) 3. Rong, WD, Wu, YN:  -Weak minimal solutions of vector optimization problems with set-valued maps. J. Optim. Theory Appl. 106, 569-579 (2000) 4. Qiu, QS, Yang, XM: Some properties of approximate solutions for vector optimization problem with set-valued functions. J. Glob. Optim. 47, 1-12 (2010) 5. Li, TY, Xu, YH:  -Strictly efficient solutions of vector optimization problems with set-valued maps. Asia-Pac. J. Oper. Res. 24(6), 841-854 (2007) 6. Yu, PL: Multiple-Criteria Decision Making: Concepts, Techniques and Extensions. Plenum, New York (1985) 7. Chen, GY, Yang, XQ: Characterizations of variable domination structures via nonlinear scalarization. J. Optim. Theory Appl. 112(1), 97-110 (2002) 8. Borwein, JM, Zhuang, DM: Super efficiency in vector optimization. Trans. Am. Math. Soc. 338, 105-122 (1993) 9. Fu, WT, Cheng, YH: On the super efficiency in locally convex spaces. Nonlinear Anal., Theory Methods Appl. 44, 821-828 (2001) 10. Zheng, XY: Proper efficiency in locally convex topological vector spaces. J. Optim. Theory Appl. 94, 469-486 (1997) 11. Xu, YH, Zhu, CX: On super efficiency in set-valued optimization in locally convex spaces. Bull. Aust. Math. Soc. 71, 183-192 (2005) 12. Hu, YD, Ling, C: Connectedness of cone super efficient point sets in locally convex topological spaces. J. Optim. Theory Appl. 107, 433-446 (2000) 13. Li, ZF: Benson proper efficiency in the vector optimization of set-valued maps. J. Optim. Theory Appl. 98, 623-649 (1998) 14. Chen, GY, Rong, WD: Characterizations of the Benson proper efficiency for nonconvex optimization. J. Optim. Theory Appl. 98, 365-384 (1998) 15. Gong, XH: Optimality conditions for Henig and globally proper efficient solutions with ordering cone has empty interior. J. Math. Anal. Appl. 307, 12-31 (1998) 16. Sach, PH: New generalized convexity notion for set-valued maps and application to vector optimization. J. Optim. Theory Appl. 125, 157-179 (2005) 17. Yang, XM, Li, D, Wang, SY: Near-subconvexlikeness in vector optimization with set-valued functions. J. Optim. Theory Appl. 110, 413-427 (2001) 18. Xu, YH, Song, XS: Relationship between ic-cone-convexness and nearly cone-subconvexlikeness. Appl. Math. Lett. 24, 1622-1624 (2011)

A new kind of inner superefficient points.

In this paper, some properties of the interior of positive dual cones are discussed. With the help of dilating cones, a new notion of inner supereffic...
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